0001704711-24-000146.txt : 20240925 0001704711-24-000146.hdr.sgml : 20240925 20240925163413 ACCESSION NUMBER: 0001704711-24-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240923 FILED AS OF DATE: 20240925 DATE AS OF CHANGE: 20240925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oddie Andrew David CENTRAL INDEX KEY: 0001926483 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 241325025 MAIL ADDRESS: STREET 1: C/O FUNCO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1727296446.xml FORM 4 X0508 4 2024-09-23 0 0001704711 Funko, Inc. FNKO 0001926483 Oddie Andrew David C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF COMMERCIAL OFFICER 1 CLASS A COMMON STOCK 2024-09-23 4 M 0 10800 4.01 A 51172 D CLASS A COMMON STOCK 2024-09-23 4 S 0 10800 12.0322 D 40372 D CLASS A COMMON STOCK 2024-09-24 4 M 0 21882 4.01 A 62254 D CLASS A COMMON STOCK 2024-09-24 4 S 0 21882 12.0202 D 40372 D Option to Purchase Class A Common Stock 4.01 2024-09-23 4 M 0 10800 0 D 2030-04-29 CLASS A COMMON STOCK 10800 21882 D Option to Purchase Class A Common Stock 4.01 2024-09-24 4 M 0 21882 0 D 2030-04-29 CLASS A COMMON STOCK 21882 0 D Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The option is fully vested and exercisable. /s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie 2024-09-25