0001704711-24-000140.txt : 20240917 0001704711-24-000140.hdr.sgml : 20240917 20240917184525 ACCESSION NUMBER: 0001704711-24-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240915 FILED AS OF DATE: 20240917 DATE AS OF CHANGE: 20240917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Pendeven Yves CENTRAL INDEX KEY: 0002014560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 241305731 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1726613119.xml FORM 4 X0508 4 2024-09-15 0 0001704711 Funko, Inc. FNKO 0002014560 Le Pendeven Yves C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CFO 1 CLASS A COMMON STOCK 2024-09-15 4 M 0 5000 0 A 33848 D CLASS A COMMON STOCK 2024-09-16 4 S 0 1344 11.7949 D 32504 D Restricted Stock Units 2024-09-15 4 M 0 5000 0 D CLASS A COMMON STOCK 5000 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Shares were sold to cover taxes upon the vesting of restricted stock units on September 15, 2024 pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. On March 15, 2024, the Reporting Person was granted 5,000 RSUs, vesting in full on the six month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date. /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven 2024-09-17