0001704711-24-000019.txt : 20240308
0001704711-24-000019.hdr.sgml : 20240308
20240308190233
ACCESSION NUMBER: 0001704711-24-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240306
FILED AS OF DATE: 20240308
DATE AS OF CHANGE: 20240308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlmutter Andrew Mark
CENTRAL INDEX KEY: 0001719492
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 24736164
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
wk-form4_1709942544.xml
FORM 4
X0508
4
2024-03-06
0
0001704711
Funko, Inc.
FNKO
0001719492
Perlmutter Andrew Mark
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
1
0
0
PRESIDENT
0
CLASS A COMMON STOCK
2024-03-06
4
M
0
9668
0
A
327295
D
CLASS A COMMON STOCK
2024-03-08
4
M
0
8957
0
A
336252
D
Restricted Stock Units
2024-03-06
4
M
0
9668
0
D
CLASS A COMMON STOCK
9668
29004
D
Restricted Stock Units
2024-03-08
4
M
0
8957
0
D
CLASS A COMMON STOCK
8957
17915
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On March 6, 2023, the reporting person was granted 38,672 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
2024-03-08