0001704711-24-000019.txt : 20240308 0001704711-24-000019.hdr.sgml : 20240308 20240308190233 ACCESSION NUMBER: 0001704711-24-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perlmutter Andrew Mark CENTRAL INDEX KEY: 0001719492 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 24736164 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1709942544.xml FORM 4 X0508 4 2024-03-06 0 0001704711 Funko, Inc. FNKO 0001719492 Perlmutter Andrew Mark C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 1 0 0 PRESIDENT 0 CLASS A COMMON STOCK 2024-03-06 4 M 0 9668 0 A 327295 D CLASS A COMMON STOCK 2024-03-08 4 M 0 8957 0 A 336252 D Restricted Stock Units 2024-03-06 4 M 0 9668 0 D CLASS A COMMON STOCK 9668 29004 D Restricted Stock Units 2024-03-08 4 M 0 8957 0 D CLASS A COMMON STOCK 8957 17915 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On March 6, 2023, the reporting person was granted 38,672 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter 2024-03-08