0001704711-24-000017.txt : 20240308 0001704711-24-000017.hdr.sgml : 20240308 20240308185851 ACCESSION NUMBER: 0001704711-24-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oddie Andrew David CENTRAL INDEX KEY: 0001926483 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 24736153 MAIL ADDRESS: STREET 1: C/O FUNCO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1709942322.xml FORM 4 X0508 4 2024-03-06 0 0001704711 Funko, Inc. FNKO 0001926483 Oddie Andrew David C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF REVENUE OFFICER 0 CLASS A COMMON STOCK 2024-03-06 4 M 0 6881 0 A 51611 D CLASS A COMMON STOCK 2024-03-07 4 S 0 3422 6.4122 D 48189 D CLASS A COMMON STOCK 2024-03-08 4 M 0 4700 0 A 52889 D Restricted Stock Units 2024-03-06 4 M 0 6881 0 D CLASS A COMMON STOCK 6881 20644 D Restricted Stock Units 2024-03-08 4 M 0 4700 0 D CLASS A COMMON STOCK 4700 9399 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Shares were sold to cover taxes upon the vesting of RSUs on March 6, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.31 to $6.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie 2024-03-08