0001704711-24-000017.txt : 20240308
0001704711-24-000017.hdr.sgml : 20240308
20240308185851
ACCESSION NUMBER: 0001704711-24-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240306
FILED AS OF DATE: 20240308
DATE AS OF CHANGE: 20240308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oddie Andrew David
CENTRAL INDEX KEY: 0001926483
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 24736153
MAIL ADDRESS:
STREET 1: C/O FUNCO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
wk-form4_1709942322.xml
FORM 4
X0508
4
2024-03-06
0
0001704711
Funko, Inc.
FNKO
0001926483
Oddie Andrew David
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
CHIEF REVENUE OFFICER
0
CLASS A COMMON STOCK
2024-03-06
4
M
0
6881
0
A
51611
D
CLASS A COMMON STOCK
2024-03-07
4
S
0
3422
6.4122
D
48189
D
CLASS A COMMON STOCK
2024-03-08
4
M
0
4700
0
A
52889
D
Restricted Stock Units
2024-03-06
4
M
0
6881
0
D
CLASS A COMMON STOCK
6881
20644
D
Restricted Stock Units
2024-03-08
4
M
0
4700
0
D
CLASS A COMMON STOCK
4700
9399
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Shares were sold to cover taxes upon the vesting of RSUs on March 6, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.31 to $6.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie
2024-03-08