0000899243-22-028847.txt : 20220816 0000899243-22-028847.hdr.sgml : 20220816 20220816184523 ACCESSION NUMBER: 0000899243-22-028847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220813 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fall Jung Jennifer CENTRAL INDEX KEY: 0001784540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 221171617 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 FORMER NAME: FORMER CONFORMED NAME: Jung Jennifer Fall DATE OF NAME CHANGE: 20190805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-13 0 0001704711 Funko, Inc. FNKO 0001784540 Fall Jung Jennifer C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF FINANCIAL OFFICER CLASS A COMMON STOCK 2022-08-13 4 M 0 2232 0.00 A 19142 D CLASS A COMMON STOCK 2022-08-15 4 S 0 814 20.6412 D 18328 D Restricted Stock Units 2022-08-13 4 M 0 2232 0.00 A Class A Common Stock 2232 2232 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung 2022-08-16