0000899243-21-017814.txt : 20210503 0000899243-21-017814.hdr.sgml : 20210503 20210503182523 ACCESSION NUMBER: 0000899243-21-017814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mariotti Brian Richard CENTRAL INDEX KEY: 0001719494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 21885116 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-29 0 0001704711 Funko, Inc. FNKO 0001719494 Mariotti Brian Richard C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 1 0 0 CHIEF EXECUTIVE OFFICER CLASS A COMMON STOCK 2021-04-29 4 M 0 18081 0.00 A 44786 D Restricted Stock Units 2021-04-29 4 M 0 18081 0.00 D Class A Common Stock 18081 54243 D The total number of shares of Class A common stock reported in Column 5 does not reflect any common units of Funko Acquisition Holdings, L.L.C. beneficially owned by the Reporting Person, which are convertible into Class A Common Stock on a one-for-one basis. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti 2021-05-03