0000899243-20-026855.txt : 20201002
0000899243-20-026855.hdr.sgml : 20201002
20201002163323
ACCESSION NUMBER: 0000899243-20-026855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201002
DATE AS OF CHANGE: 20201002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlmutter Andrew Mark
CENTRAL INDEX KEY: 0001719492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 201220516
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-01
0
0001704711
Funko, Inc.
FNKO
0001719492
Perlmutter Andrew Mark
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
PRESIDENT
Class A Common Stock
2020-10-01
4
M
0
56250
A
180340
D
Restricted Stock Units
2020-10-01
4
M
0
56250
0.00
D
Class A Common Stock
56250
56250
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
2020-10-02