0000899243-20-011828.txt : 20200504 0000899243-20-011828.hdr.sgml : 20200504 20200504060614 ACCESSION NUMBER: 0000899243-20-011828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200429 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fall Jung Jennifer CENTRAL INDEX KEY: 0001784540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 20842645 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 FORMER NAME: FORMER CONFORMED NAME: Jung Jennifer Fall DATE OF NAME CHANGE: 20190805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-29 0 0001704711 Funko, Inc. FNKO 0001784540 Fall Jung Jennifer C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF FINANCIAL OFFICER Restricted Stock Units 2020-04-29 4 A 0 30738 0.00 A Class A Common Stock 30738 30738 D Option to Purchase Class A Common Stock 4.01 2020-04-29 4 A 0 49800 0.00 A 2030-04-29 Class A Common Stock 49800 49800 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung 2020-05-04