0000899243-18-024944.txt : 20180920 0000899243-18-024944.hdr.sgml : 20180920 20180920181603 ACCESSION NUMBER: 0000899243-18-024944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180918 FILED AS OF DATE: 20180920 DATE AS OF CHANGE: 20180920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nickel Russell Eugene CENTRAL INDEX KEY: 0001719644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 181080258 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-18 0 0001704711 Funko, Inc. FNKO 0001719644 Nickel Russell Eugene C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF FINANCIAL OFFICER CLASS A COMMON STOCK 2018-09-18 4 C 0 40000 0.00 A 40000 D CLASS B COMMON STOCK 2018-09-18 4 D 0 40000 0.00 D 84163 D CLASS A COMMON STOCK 2018-09-18 4 S 0 6921 19.7152 D 33079 D CLASS A COMMON STOCK 2018-09-18 4 S 0 32879 20.515 D 200 D CLASS A COMMON STOCK 2018-09-18 4 S 0 200 21.14 D 0 D Common Units 2018-09-18 4 C 0 40000 0.00 D CLASS A COMMON STOCK 40000 291823 D Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $20.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $21.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Tracy D. Daw, as Attorney-in-Fact for Russell Eugene Nickel 2018-09-20