EX1A-6 MAT CTRCT 5 ex1-6c.htm ex1-6d.htm

Exhibit 1A-6C

 

 

INTELLECTUAL PROPERTY TRANSFER AND ASSIGNMENT AGREEMENT

 

This Intellectual Property Transfer and Assignment Agreement (“IP Transfer and Assignment”), dated as of December 9, 2014, is made by Harbor Therapeutics, Inc., a Delaware corporation (“Seller”), in favor of Reserva, LLC (“Buyer”), the purchaser of certain assets of Seller pursuant to an Asset Purchase Agreement by and among Seller, Harbor Diversified, Inc., a Delaware corporation (“Parent”), and Buyer, dated as of December 9, 2014 (the “Asset Purchase Agreement”).

 

R E C I T A L S

 

WHEREAS, under the terms of the Asset Purchase Agreement, Seller has conveyed, transferred and assigned to Buyer, among other assets, certain intellectual property of Seller, and has agreed to execute and deliver this IP Transfer and Assignment, for recording with the United States Patent and Trademark Office and corresponding entities or agencies in any applicable jurisdictions; and

 

NOW THEREFORE, the parties agree as follows:

 

I.     Assignment. For good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Seller hereby irrevocably conveys, transfers and assigns to Buyer, and Buyer hereby accepts, all of Seller’s right, title and interest in and to the following (the “Assigned IP”):

 

A.     the patents and patent applications listed on Schedule A hereto, and any future patents that claim priority from or the benefit of the filing date of any of the patents listed on Schedule A, and including any and all extensions, supplementary protection certificates and the like with respect to any of the foregoing (the “Patents”);

 

B.     issued, pending and abandoned U.S. and foreign trademarks and trademark applications set forth on Schedule B hereto (the “Trademarks”); and

 

C.     all rights of any kind whatsoever of Seller accruing under any of the foregoing provided by applicable law of any jurisdiction, by international treaties and conventions and otherwise throughout the world.

 

II.     Recordation and Further Actions. Seller hereby authorizes the Commissioner for Patents and the Commissioner for Trademarks in the United States Patent and Trademark Office and the officials of corresponding entities or agencies in any applicable jurisdictions to record and register this IP Transfer and Assignment upon request by Buyer. Following the date hereof, upon Buyer’s reasonable request and at Buyer’s sole cost and expense, Seller shall take such steps and actions, and provide such cooperation and assistance to Buyer and its successors, assigns and legal representatives as may be reasonably necessary to effect the assignment of the Assigned IP to Buyer, or any assignee or successor thereto.

 

III.     Disclaimer of Representations and Warrants; Terms of the Asset Purchase Agreement. Seller, Parent and Buyer acknowledge and agree that no representations or warranties are made in this IP Transfer and Assignment. Seller, Parent and Buyer acknowledge and agree that this IP Transfer and Assignment is entered into pursuant to the Asset Purchase Agreement, to which reference is made for the exclusive statement of the rights and obligations of Seller, Parent and Buyer with respect to the Assigned IP. Any and all representations, warranties, covenants, agreements, indemnities and limitations of liability relating to the Assigned IP are contained solely in the Asset Purchase Agreement.

 

 
1 
 

 

IV.     Counterparts. This IP Transfer and Assignment may be executed in counterparts, each of which shall be deemed an original, but all of which together shall be deemed to be one and the same agreement. A signed copy of this IP Transfer and Assignment delivered by facsimile, e-mail or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original signed copy of this IP Transfer and Assignment.

 

V.     Successors and Assigns. This IP Transfer and Assignment shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and assigns.

 

VI.     Governing Law. This IP Transfer and Assignment and any claim, controversy, dispute or cause of action (whether in contract, tort or otherwise) based upon, arising out of or relating to this IP Transfer and Assignment and the transactions contemplated hereby shall be governed by, and construed in accordance with, the laws of the United States and the State of New York, without giving effect to any choice or conflict of law provision or rule (whether of the State of New York or any other jurisdiction).

 

 

[Signature Page Follows]

 

 
2
 

 

IN WITNESS WHEREOF, Seller has duly executed and delivered this IP Transfer and Assignment as of the date first above written.

 

 

Harbor Therapeutics, Inc.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Salvatore Zizza 

 

 

 

 

 

 

Name: Salvatore Zizza

 

  Title: Chairman  

 

 

 

Harbor Diversified, Inc.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Salvatore Zizza 

 

 

 

 

 

 

Name: Salvatore Zizza

 

  Title: Chairman  

 

 

  AGREED TO AND ACCEPTED:  
     

 

 Reserva, LLC

 

 

 

 

 

 

 

 

 

 

By:

 

 

 

 

 

 

Name: Terren Peizer

 

  Title: Chairman & Managing Member  

 

 
3
 

 

Schedule A

 

Assigned Patents and Patent Applications

 

U.S. Patent Office Customer No. 26551

Patent applications and issued patents

 

Application

Patent No.

Publication No.

Attorney

Docket No.

Filing or 371(c) Date

PCT/US13/70754

-

-

354.2 WO

11-19-2013

PCT/US00/26848

-

-

  

09-28-2000

PCT/US13/50768

-

-

353.2 WO

07-16-2013

PCT/US11/65552

-

-

348.2 WO

12-16-2011

PCT/US11/65482

-

-

350.1 WO

12-16-2011

PCT/US11/65298

-

-

346.1 WO

12-15-2011

PCT/US10/58449

-

-

351.5 WO

11-30-2010

PCT/US09/58260

-

-

345.5 WO

09-24-2009

PCT/US09/46477

-

-

342.1 WO

06-05-2009

PCT/US09/39567

-

-

340.1 WO

04-03-2009

PCT/US09/33280

-

-

338.2 WO

02-05-2009

PCT/US08/73933

-

-

333.1WO

08-21-2008

PCT/US07/67235

-

-

323.6 WO

04-23-2007

PCT/US05/35786

-

-

318.3 WO

10-03-2005

PCT/US05/35020

-

-

314.3 WO

09-29-2005

PCT/US04/09739

-

-

302.1 WO

03-30-2004

61/775,086

-

-

354.1P

03-08-2013

61/684,140

-

-

359P

08-17-2012

61/672,162

-

-

353P

07-16-2012

61/668,294

-

-

358P

07-05-2012

61/506,517

-

-

354P

07-11-2011

61/495,891

-

-

356.1P

06-10-2011

61/495,305

-

-

356P

06-09-2011

61/493,267

-

-

355P

06-03-2011

61/424,173

-

-

348.1RP

12-17-2010

61/424,156

-

-

350RP

12-17-2010

61/423,457

-

-

346RP

12-15-2010

61/266,483

-

-

351.4P

12-03-2009

61/266,416

-

-

351.3P

12-03-2009

61/266,291

-

-

351.2P

12-03-2009

61/266,092

-

-

351.1P

12-02-2009

 

 
Schedule A-1
 

 

61/265,294

-

-

351P

11-30-2009

61/262,133

-

-

350P

11-17-2009

61/262,101

-

-

348.1P

11-17-2009

61/262,092

-

-

348P

11-17-2009

61/262,076

-

-

346P

11-17-2009

61/261,721

-

-

349P

11-16-2009

61/186,360

-

-

345.4P

06-11-2009

61/184,283

-

-

345.3P

06-04-2009

61/162,620

-

-

345.2P

03-23-2009

61/154,715

-

-

347P

02-23-2009

61/104,083

-

-

344P

10-09-2008

61/100,246

-

-

345.1P

09-25-2008

61/099,880

-

-

345P

09-24-2008

61/093,694

-

-

338.1P

09-02-2008

61/059,714

-

-

341P

06-06-2008

61/059,658

-

-

342P

06-06-2008

61/042,240

-

-

340P

04-03-2008

61/039,902

-

-

339P

03-27-2008

61/026,472

-

-

338 P

02-05-2008

61/026,467

-

-

337P

02-05-2008

60/965,730

-

-

333P

08-21-2007

60/891,222

-

-

328.1P

02-22-2007

60/888,058

-

-

330.1P

02-02-2007

60/885,003

-

-

329.1P

01-15-2007

60/868,042

-

-

323.5P

11-30-2006

60/866,700

-

-

323.4P

11-21-2006

60/866,395

-

-

330P

11-17-2006

60/843,112

-

-

323.1P

09-08-2006

60/829,848

-

-

329P

10-17-2006

60/825,569

-

-

323.2P

09-13-2006

60/825,564

-

-

323.3P

09-13-2006

60/825,389

-

-

328P

09-12-2006

60/821,096

-

-

322.1P

08-01-2006

60/820,700

-

-

324P

07-28-2006

60/793,792

-

-

323P

04-22-2006

60/760,791

-

-

322 P

01-19-2006

60/681,611

-

-

317RP

05-16-2005

60/628,252

-

-

318-2P

11-15-2004

60/615,307

-

-

318.1P

10-01-2004

 

 
Schedule A-2
 

 

60/614,869

-

-

314.2P

09-29-2004

60/609,223

-

-

314.1P

09-09-2004

60/601,835

-

-

314P

08-12-2004

60/588,195

-

-

318P

07-14-2004

60/572,451

-

-

317P

05-18-2004

60/552,452

-

-

202.16P

03-10-2004

60/550,163

-

-

202.15P

03-03-2004

60/479,257

-

-

202.12P

06-17-2003

60/443,282

-

-

281P2

01-27-2003

60/442,496

-

-

256.2P

01-22-2003

60/408,332

-

-

288P

09-04-2002

60/408,287

-

-

289P

09-04-2002

60/407,146

-

-

202.11P

08-28-2002

60/398,516

-

-

202.10P

07-23-2002

60/377,570

-

-

202.9P

05-01-2002

60/351,866

-

-

281P

01-25-2002

60/343,523

-

-

202.7P

12-20-2001

60/343,452

-

-

256.1P

12-20-2001

60/340,054

-

-

202.5P

11-01-2001

60/338,015

-

-

202.6P

11-08-2001

60/328,738

-

-

271P

10-11-2001

60/326,126

-

-

207.4P

09-26-2001

60/323,016

-

-

202.4P

09-11-2001

60/314,704

-

-

258.6P

08-24-2001

60/272,624

-

-

246 P

03-01-2001

60/271,704

-

-

268P

02-26-2001

60/236,920

-

-

256 P

09-28-2000

60/236,919

-

-

255 P

09-28-2000

60/236,114

-

-

254 P

09-28-2000

60/209,405

-

-

216.1P

06-01-2000

60/209,403

-

-

218.1P

06-01-2000

60/190,140

-

-

202.1AP

03-16-2000

60/177,453

-

-

165 P

01-19-2000

60/167,508

-

-

207 P

12-01-1999

60/167,495

-

-

207.2P

12-01-1999

60/166,116

-

-

208.2P

11-16-1999

60/161,453

-

-

214 P

10-25-1999

60/157,347

-

-

208.1P

09-30-1999

60/157,275

-

-

208P

09-30-1999

 

 
Schedule A-3
 

 

60/153,217

-

-

215 P

09-13-1999

60/145,823

-

-

216 P

07-27-1999

60/142,386

-

-

217 P

07-06-1999

60/137,745

-

-

218 P

06-03-1999

60/124,087

-

-

202 P

03-11-1999

60/114,145

-

-

219 P

12-24-1998

60/112,206

-

-

220.P2

12-15-1998

60/110,127

-

-

159 P

11-27-1998

60/109,924

-

-

158 P

11-24-1998

60/109,923

-

-

157 P

11-24-1998

60/107,138

-

-

221 P

11-05-1998

60/095,039

-

-

223.P3

08-03-1998

60/076,662

-

-

223.P2

03-03-1998

60/076,481

-

-

223 P

03-02-1998

60/069,850

-

-

220 P

12-17-1997

60/015,695

-

-

153 P

04-17-1996

14/459,528

-

-

340.1CR

08-14-2014

14/459,493

-

-

340.1DR

08-14-2014

14/027,842

-

US 2014-0018337 A1

202.13C6.1D

09-16-2013

14/027,825

-

US 2014-0018336 A1

202.13C6.1C

09-16-2013

13/943,743

-

-

353.2

07-16-2013

13/919,728

-

US 2013-0338125 A1

338.2D3

06-17-2013

13/919,593

-

US 2013-0345455 A1

338.2D2

06-17-2013

13/919,386

-

US 2013-0345184 A1

338.2D

06-17-2013

13/835,995

-

US 2014-0010806 A1

358.1

03-15-2013

13/734,147

-

US 2013-0164780 A1

335D

01-04-2013

13/664,304

-

US 2013-0066087 A1

342.1D

10-30-2012

13/563,996

-

US 2012-0302537 A1

340.1D

08-01-2012

13/563,982

-

US 2012-0296105 A1

340.1C

08-01-2012

13/328,760

-

US 2012-0252774 A1

348.2

12-16-2011

13/328,374

-

US 2012-0220560 A1

350.1

12-16-2011

13/327,701

-

US 2012-0214987 A1

346.1

12-15-2011

13/306,141

8,367,646

US 2012-0071454 A1

208.3C6C

11-29-2011

13/252,846

-

US 2012-0029260 A1

318.6C

10-04-2011

13/183,275

8,541,600

US 2012-0041016 A1

202.3CC2

07-14-2011

13/107,573

-

US 2011-0218162 A1

202.8DC2

05-13-2011

13/095,528

8,569,275

US 2011-0212935 A1

202.13C6.1

04-27-2011

13/030,326

8,586,770

US 2011-0137057 A1

314.4C

02-18-2011

12/968,028

-

US 2011-0085984 A1

318.5C

12-14-2010

 

 
Schedule A-4
 

 

12/957,661

8,076,316

US 2011-0098260 A1

208.3C6

12-01-2010

12/957,273

-

US 2011-0129423 A1

351.5

11-30-2010

12/905,778

-

US 2011-0028711 A1

302.1C5

10-15-2010

12/792,942

7,906,497

US 2010-0240633 A1

208.3C5

06-03-2010

12/732,164

-

US 2010-0227841 A1

352.1

03-25-2010

12/731,692

-

US 2010-0222315 A1

352

03-25-2010

12/634,455

8,106,036

US 2010-0222313 A1

202.2CC3C1

12-09-2009

12/633,721

7,947,846

US 2010-0222425 A1

202.8DC

12-08-2009

12/571,060

8,022,234

US 2011-0009372 A1

202.3CC

09-30-2009

12/566,565

-

US 2010-0075937 A1

345.5

09-24-2009

12/479,626

8,309,746

US 2009-0326251 A1

342.1

06-05-2009

12/418,559

8,252,947

US 2009-0291933 A1

340.1

04-03-2009

12/406,033

7,842,680

US 2009-0181936 A1

302.1C4

03-17-2009

12/405,970

7,638,509

US 2009-0176752 A1

302.1C3

03-17-2009

12/370,510

8,518,922

US 2009-0291932 A1

338.2

02-12-2009

12/272,767

8,486,926

US 2009-0143349 A1

335.2

11-17-2008

12/196,271

-

US 2009-0258850 A1

333.1

08-21-2008

11/942,689

-

US 2008-0153792 A1

335.1

11-19-2007

11/942,664

8,217,025

US 2008-0146532 A1

334.1

11-19-2007

11/941,936

8,354,396

US 2008-0153797 A1

335

11-17-2007

11/941,934

-

US 2008-0221074 A1

334

11-17-2007

11/862,153

7,550,450

US 2008-0070881 A1

302.1D

09-26-2007

11/838,154

7,514,420

US 2008-0004250 A1

302.1C2

08-13-2007

11/837,508

7,462,610

US 2008-0009472 A1

302.1C

08-11-2007

11/835,397

7,863,261

US 2008-0176823 A1

208.3C4

08-07-2007

11/835,394

7,696,189

-

208.3C3

08-07-2007

11/835,367

7,691,835

US 2008-0058301 A1

208.3C2

08-07-2007

11/835,334

7,776,845

US 2008-0021006 A1

208.3C

08-07-2007

11/696,637

-

US 2008-0015174 A1

202.8.1

04-04-2007

11/674,128

7,547,687

US 2007-0275938 A1

202.14C2

02-12-2007

11/674,126

7,482,334

US 2007-0275937 A1

202.14C

02-12-2007

11/564,026

-

US 2007-0275936 A1

202.3C2

11-28-2006

11/552,095

7,723,532

US 2008-0176824 A1

202.2CC3

10-23-2006

11/551,202

-

US 2008-0045490 A1

202.2CC

10-19-2006

11/551,195

-

US 2009-0215737 A1

202.2CC2

10-19-2006

11/549,875

7,935,839

US 2007-0213309 A1

202.13C6

10-16-2006

11/549,825

-

US 2007-0265236 A1

202.13C5

10-16-2006

11/549,615

-

US 2008-0085873 A1

202.13C4

10-13-2006

11/549,606

-

US 2007-0203107 A1

202.13C3

10-13-2006

 

 
Schedule A-5
 

 

11/549,580

7,910,571

US 2008-0090791 A1

202.13C

10-13-2006

11/389,319

-

US 2007-0077203 A1

318.6

03-24-2006

11/389,294

7,910,755

US 2007-0077201 A1

314.4

03-25-2006

11/355,561

-

US 2007-0053832 A1

318.5

02-15-2006

11/242,547

-

US 2006-0088473 A1

318.4

10-03-2005

11/241,678

-

US 2006-0073099 A1

318.3

09-30-2005

11/241,670

-

US 2007-0014719 A1

314.3

09-29-2005

11/234,675

-

US 2006-0079492 A1

202.8D

09-23-2005

10/949,782

-

US 2005-0075321 A1

202.2DC4

09-23-2004

10/949,694

-

US 2005-0256095 A1

202.2DC3

09-23-2004

10/890,490

-

US 2005-0159366 A1

202.2DC2

07-13-2004

10/877,911

-

US 2007-0129282 A1

202.3C

06-24-2004

10/876,957

-

US 2005-0282732 A1

202.2DC

06-24-2004

10/814,503

-

US 2004-0242618 A1

302.1

03-30-2004

10/741,929

-

US 2004-0220161 A1

202.2D6

12-19-2003

10/728,400

-

US 2005-0101581 A1

202.14

12-05-2003

10/651,515

-

US 2004-0138187 A1

202.13

08-28-2003

10/607,415

7,524,835

US 2006-0063749 A1

202.2D5

06-25-2003

10/607,035

-

US 2004-0097406 A1

202.2D4

06-25-2003

10/606,524

-

-

202.2D3

06-25-2003

10/602,330

-

US 2004-0220114 A1

202.2D2

06-23-2003

10/526,321

-

-

202.13 US

-

10/329,065

-

US 2004-0116359 A1

202.2D

12-21-2002

10/319,356

7,396,827

US 2004-0043973 A1

202.2C

12-13-2002

10/087,929

-

US 2003-0083231 A1

202.8

03-01-2002

09/820,483

-

US 2003-0060425 A1

202.3

03-29-2001

09/675,470

-

-

214.2

09-28-2000

09/675,323

-

-

208.3

09-28-2000

09/672,687

-

-

257

09-28-2000

09/586,673

-

-

216.1

06-01-2000

09/586,672

-

-

218.1

06-01-2000

09/535,675

6,667,299

-

202.2

03-23-2000

09/519,437

-

-

159.1A

03-03-2000

09/518,986

-

-

157.1A

03-03-2000

09/518,779

-

-

158.1A

03-03-2000

09/461,026

-

-

220

12-15-1999

09/449,184

-

-

158.1

11-24-1999

09/449,042

-

-

159.1

11-24-1999

09/449,004

-

-

157.1

11-24-1999

 

 
Schedule A-6
 

 

09/423,467

6,384,251

-

231

11-08-1999

09/174,601

-

-

153.2

10-19-1998

08/327,843

5,424,463

-

240.C4

10-24-1994

08/123,151

-

-

240.C2

09-02-1993

07/575,156

-

-

240

08-29-1990

07/182,480

4,956,355

-

150.2

04-15-1988

07/090,637

-

-

150.1

08-27-1987

 

 

Worldwide patent filings

Country

Application Number

Filing Date

Australia

25741/97

17-Apr-1997

Canada

2251733

17-Apr-1997

Peoples Republic of China

97193912.8

17-Apr-1997

EPC

97917365.5

17-Apr-1997

Hong Kong

99105169.6

10-Nov-1999

Israel

126623

17-Apr-1997

Korea, Republic of

708339/1998

17-Apr-1997

Norway

19984851

17-Apr-1997

Patent Cooperation Treaty

IB97/00414

17-Apr-1997

Patent Cooperation Treaty

EP97/05716

16-Oct-1997

United States of America

09174601

19-Oct-1998

United States of America

60015695

17-Apr-1996

ARIPO

AP/P/01/02182

24-Nov-1999

OAPI

OA20011000127

24-Nov-1999

Australia

17453/00

24-Nov-1999

Australia

2004237812

19-Nov-1999

Austria

99960591.8

24-Nov-1999

Belgium

99960591.8

24-Nov-1999

Brazil

PI9915623-7

24-Nov-1999

Canada

2356539

24-Nov-1999

Peoples Republic of China

99813696.4

24-Nov-1999

Cyprus, Republic of

99960591.8

24-Nov-1999

Denmark

99960591.8

24-Nov-1999

EPC

99960591.8

24-Nov-1999

Finland

99960591.8

24-Nov-1999

France

99960591.8

24-Nov-1999

Germany

99960591.8

24-Nov-1999

Greece

99960591.8

24-Nov-1999

Hong Kong

02105184.3

12-Jul-2002

Indonesia

W-00200101128

24-Nov-1999

Indonesia

W-00200801236

24-Nov-1999

Ireland

99960591.8

24-Nov-1999

Israel

142941

24-Nov-1999

Italy

99960591.8

24-Nov-1999

Japan

2000-584896

24-Nov-1999

Korea, Republic of

7006523/2001

24-Nov-1999

 

 
Schedule A-7
 

 

Korea, Republic of

7026568/2006

15-Dec-2006

Luxembourg

99960591.8

24-Nov-1999

Mexico

a/2001/005166

24-Nov-1999

Monaco

99960591.8

24-Nov-1999

Netherlands

99960591.8

24-Nov-1999

New Zealand

511720

24-Nov-1999

Patent Cooperation Treaty

US99/28079

24-Nov-1999

Patent Cooperation Treaty

IB99/01879

24-Nov-1999

Portugal

99960591.8

24-Nov-1999

Singapore

200102430-6

24-Nov-1999

South Africa

2001/3852

24-Nov-1999

Spain

99960591.8

24-Nov-1999

Sweden

99960591.8

24-Nov-1999

Switzerland

99960591.8

24-Nov-1999

United Kingdom

99960591.8

24-Nov-1999

United States of America

09449004

24-Nov-1999

United States of America

09518986

03-Mar-2000

United States of America

60109923

24-Nov-1998

ARIPO

AP/P/01/02181

24-Nov-1999

OAPI

OA20011000128

24-Nov-1999

Australia

31052/00

24-Nov-1999

Austria

99965050.0

24-Nov-1999

Belgium

99965050.0

24-Nov-1999

Brazil

PI9915644-0

24-Nov-1999

Canada

2352205

24-Nov-1999

Peoples Republic of China

99813658.1

24-Nov-1999

Cyprus, Republic of

99965050.0

24-Nov-1999

Denmark

99965050.0

24-Nov-1999

EPC

99965050.0

24-Nov-1999

Finland

99965050.0

24-Nov-1999

France

99965050.0

24-Nov-1999

Gambia

AP/P/01/02181

24-Nov-1999

Germany

99965050.0

24-Nov-1999

Ghana

AP/P/01/02181

24-Nov-1999

Greece

99965050.0

24-Nov-1999

Hong Kong

02102267.0

25-Mar-2002

Indonesia

W-00200101129

24-Nov-1999

Ireland

99965050.0

24-Nov-1999

Israel

142942

24-Nov-1999

Italy

99965050.0

24-Nov-1999

Japan

2000584873

24-Nov-1999

Kenya

AP/P/01/02181

24-Nov-1999

Korea, Republic of

7006525/2001

24-May-2001

Lesotho

AP/P/01/02181

24-Nov-1999

Luxembourg

99965050.0

24-Nov-1999

Malawi

AP/P/01/02181

24-Nov-1999

Mexico

a/2001/005170

24-Nov-1999

Monaco

99965050.0

24-Nov-1999

Netherlands

99965050.0

24-Nov-1999

 

 
Schedule A-8
 

 

New Zealand

511721

24-Nov-1999

Patent Cooperation Treaty

US99/28082

24-Nov-1999

Patent Cooperation Treaty

IB99/01877

24-Nov-1999

Portugal

99965050.0

24-Nov-1999

Sierra Leone

AP/P/01/02181

24-Nov-1999

Singapore

200102440-5

24-Nov-1999

South Africa

2001/3847

24-Nov-1999

Spain

99965050.0

24-Nov-1999

Sudan

AP/P/01/02181

24-Nov-1999

Swaziland

AP/P/01/02181

24-Nov-1999

Sweden

99965050.0

24-Nov-1999

Switzerland

99965050.0

24-Nov-1999

Tanzania, United Republic of

AP/P/01/02181

24-Nov-1999

Uganda

AP/P/01/02181

24-Nov-1999

United Kingdom

99965050.0

24-Nov-1999

United States of America

09449184

24-Nov-1999

United States of America

09518779

03-Mar-2000

United States of America

60109924

24-Nov-1998

Zimbabwe

AP/P/01/02181

24-Nov-1999

ARIPO

AP/P/01/02167

24-Nov-1999

Canada

2352387

24-Nov-1999

Gambia

AP/P/01/02167

24-Nov-1999

Ghana

AP/P/01/02167

24-Nov-1999

Kenya

AP/P/01/02167

24-Nov-1999

Lesotho

AP/P/01/02167

24-Nov-1999

Malawi

AP/P/01/02167

24-Nov-1999

Patent Cooperation Treaty

US99/28080

24-Nov-1999

Patent Cooperation Treaty

IB99/01883

24-Nov-1999

Sierra Leone

AP/P/01/02167

24-Nov-1999

South Africa

2001/3845

24-Nov-1999

Sudan

AP/P/01/02167

24-Nov-1999

Swaziland

AP/P/01/02167

24-Nov-1999

Tanzania, United Republic of

AP/P/01/02167

24-Nov-1999

Uganda

AP/P/01/02167

24-Nov-1999

United States of America

09449042

24-Nov-1999

United States of America

09519437

03-Mar-2000

United States of America

60110127

27-Nov-1998

Zimbabwe

AP/P/01/02167

24-Nov-1999

United States of America

60156093

24-Sep-1999

United States of America

60164048

08-Nov-1999

United States of America

60177453

19-Jan-2000

ARIPO

AP/P/01/02285

23-Mar-2000

OAPI

OA20011000237

23-Mar-2000

Australia

2003278744

28-Aug-2003

Australia

39190/00

23-Mar-2000

Australia

2005211675

23-Sep-2005

Australia

2002244247

01-Mar-2002

Australia

2008201188

13-Mar-2008

Austria

00918365.8

23-Mar-2000

 

 
Schedule A-9
 

 

Belgium

00918365.8

23-Mar-2000

Brazil

PI0009476-5

23-Mar-2000

Canada

CA2496867

28-Aug-2003

Canada

2365081

23-Mar-2000

Canada

2439687

01-Mar-2002

Peoples Republic of China

00805366.9

23-Mar-2000

Peoples Republic of China

0510136279.7

23-Mar-2000

Cyprus, Republic of

00918365.8

23-Mar-2000

Czech Republic

PV2001-3420

23-Mar-2000

Denmark

EP00918365.8

23-Mar-2000

EPC

03770268.5

28-Aug-2003

EPC

10181396.2

28-Aug-2003

EPC

10181424.2

28-Aug-2003

EPC

00918365.8

23-Mar-2000

EPC

04003521.4

17-Feb-2004

EPC

02709780.7

01-Mar-2002

EPC

09172321.3

06-Oct-2009

Finland

EP00918265.8

23-Mar-2000

France

00918365.8

23-Mar-2000

Gambia

AP/P/01/02285

23-Mar-2000

Germany

US00/07883

23-Mar-2000

Ghana

AP/P/01/02285

23-Mar-2000

Greece

2004-01776

04-May-2004

Hong Kong

02106613.2

09-Sep-2002

Hong Kong

07102606.5

09-Mar-2007

Hungary

P0140962

23-Mar-2000

India

1142DELNP2005

22-Mar-2005

India

5999DELNP2007

28-Aug-2003

India

0100796DEL

23-Mar-2000

India

3702DELNP2005

22-Aug-2005

India

01432/DELNP/

09-Sep-2003

Indonesia

W00200102294

23-Mar-2000

Indonesia

W-00200702183

23-Mar-2000

Ireland

00918365.8

23-Mar-2000

Israel

167113

24-Feb-2005

Israel

144916

23-Mar-2000

Italy

00918365.8

23-Mar-2000

Japan

2004-569763

28-Aug-2003

Japan

2000-606618

23-Mar-2000

Japan

2002-569152

29-Aug-2003

Kenya

AP/P/01/02285

23-Mar-2000

Korea, Republic of

7003575/2005

28-Feb-2005

Korea, Republic of

7012156/2001

23-Mar-2000

Korea, Republic of

7027190/2006

22-Dec-2006

Korea, Republic of

7011505/2003

01-Mar-2002

Lesotho

AP/P/01/02285

23-Mar-2000

Luxembourg

00918365.8

23-Mar-2000

Malawi

AP/P/01/02285

23-Mar-2000

Mexico

2001009624

23-Mar-2000

 

 
Schedule A-10
 

 

Mexico

2005013921

19-Dec-2005

Monaco

00918365.8

23-Mar-2000

Netherlands

00918365.8

23-Mar-2000

New Zealand

513803

23-Mar-2000

Norway

20014588

23-Mar-2000

Norway

20056167

23-Dec-2005

Patent Cooperation Treaty

US03/27186

28-Aug-2003

Patent Cooperation Treaty

US00/07883

23-Mar-2000

Patent Cooperation Treaty

US02/06708

01-Mar-2002

Philippines

1200000643

20-Mar-2000

Philippines

1-2005-000469

15-Sep-2005

Portugal

1163256

04-May-2004

Russian Federation

2001128881

23-Mar-2000

Russian Federation

2006133273

06-Sep-2006

Sierra Leone

AP/P/01/02285

23-Mar-2000

Singapore

200104916-2

23-Mar-2000

South Africa

2001/6980

23-Mar-2000

South Africa

2003/6638

01-Mar-2002

Spain

00918365.8

23-Mar-2000

Sudan

AP/P/01/02285

23-Mar-2000

Swaziland

AP/P/01/02285

23-Mar-2000

Sweden

00918365.8

23-Mar-2000

Switzerland

00918365.8

23-Mar-2000

Taiwan

93109651

07-Apr-2004

Taiwan

89105381

23-Mar-2000

Taiwan

93141047

09-Jun-2000

Tanzania, United Republic of

AP/P/01/02285

23-Mar-2000

Thailand

056392

22-Mar-2000

Uganda

AP/P/01/02285

23-Mar-2000

United Kingdom

00918365.8

23-Mar-2000

United States of America

60398516

23-Jul-2002

United States of America

60407146

28-Aug-2002

United States of America

60479257

17-Jun-2003

United States of America

10651515

28-Aug-2003

United States of America

11549580

13-Oct-2006

United States of America

11549598

13-Oct-2006

United States of America

11549606

13-Oct-2006

United States of America

11549615

13-Oct-2006

United States of America

11549825

16-Oct-2006

United States of America

11549875

16-Oct-2006

United States of America

13095528

27-Apr-2011

United States of America

10526321

28-Feb-2005

United States of America

10728400

05-Dec-2003

United States of America

11674126

12-Feb-2007

United States of America

11674128

12-Feb-2007

United States of America

60550163

03-Mar-2004

United States of America

60552452

10-Mar-2004

United States of America

60190140

16-Mar-2000

United States of America

60126056

23-Mar-1999

 

 
Schedule A-11
 

 

United States of America

09535675

23-Mar-2000

United States of America

10319356

13-Dec-2002

United States of America

11551202

19-Oct-2006

United States of America

11551195

19-Oct-2006

United States of America

11552095

23-Oct-2006

United States of America

12634455

09-Dec-2009

United States of America

10329065

21-Dec-2002

United States of America

10602330

23-Jun-2003

United States of America

10606524

25-Jun-2003

United States of America

10607035

25-Jun-2003

United States of America

10607415

25-Jun-2003

United States of America

10741929

19-Dec-2003

United States of America

10876957

24-Jun-2004

United States of America

10890490

13-Jul-2004

United States of America

10949694

23-Sep-2004

United States of America

10949782

23-Sep-2004

United States of America

09820483

29-Mar-2001

United States of America

10877911

24-Jun-2004

United States of America

11564026

28-Nov-2006

United States of America

12571060

30-Sep-2009

United States of America

13183275

14-Jul-2011

United States of America

60323016

11-Sep-2001

United States of America

60340054

01-Nov-2001

United States of America

60338015

08-Nov-2001

United States of America

60343523

20-Dec-2001

United States of America

10087929

01-Mar-2002

United States of America

11696637

04-Apr-2007

United States of America

11234675

23-Sep-2005

United States of America

12633721

08-Dec-2009

United States of America

13107573

13-May-2011

United States of America

60/377570

01-May-2002

United States of America

60/124087

11-Mar-1999

Viet Nam

1-2001-01007

23-Mar-2000

Zimbabwe

AP/P/01/02285

23-Mar-2000

United States of America

09/414905

08-Oct-1999

United States of America

09/414904

08-Oct-1999

United States of America

60/140028

16-Jun-1999

United States of America

60/167495

01-Dec-1999

United States of America

60/254231

07-Dec-2000

United States of America

60/326126

26-Sep-2001

United States of America

60/167508

01-Dec-1999

Austria

08003806.0

28-Sep-2000

Belgium

08003806.0

28-Sep-2000

Canada

2386095

28-Sep-2000

Canada

2669753

28-Sep-2000

Canada

2670236

28-Sep-2000

Denmark

08003806.0

28-Sep-2000

EPC

00967114.0

28-Sep-2000

EPC

07012604.0

27-Jun-2007

 

 
Schedule A-12
 

 

EPC

08003806.0

29-Feb-2008

EPC

10181352.5

28-Sep-2000

Finland

08003806.0

28-Sep-2000

France

08003806.0

28-Sep-2000

Germany

08003806.0

28-Sep-2000

Ireland

08003806.0

28-Sep-2000

Italy

08003806.0

28-Sep-2000

Luxembourg

08003806.0

28-Sep-2000

Monaco

08003806.0

28-Sep-2000

Netherlands

08003806.0

28-Sep-2000

Patent Cooperation Treaty

US00/26848

28-Sep-2000

Australia

200079880

23-Nov-2005

Australia

2005237117

28-Sep-2000

Belgium

00970511.2

28-Sep-2000

Canada

2388939

28-Sep-2000

Germany

60040753.5-08

28-Sep-2000

EPC

00970511.2

28-Sep-2000

France

00970511.2

28-Sep-2000

United Kingdom

00970511.2

28-Sep-2000

Japan

2001533153

28-Sep-2000

Switzerland

00970511.2

28-Sep-2000

Patent Cooperation Treaty

US00/26771

28-Sep-2000

United States of America

09675470

28-Sep-2000

Portugal

08003806.0

28-Sep-2000

Spain

08003806.0

28-Sep-2000

Sweden

08003806.0

28-Sep-2000

Switzerland

08003806.0

28-Sep-2000

United Kingdom

08003806.0

28-Sep-2000

United States of America

60/157347

30-Sep-1999

United States of America

60166116

16-Nov-1999

United States of America

09675323

28-Sep-2000

United States of America

11835334

07-Aug-2007

United States of America

11835367

07-Aug-2007

United States of America

11835394

07-Aug-2007

United States of America

11835397

07-Aug-2007

United States of America

12792942

03-Jun-2010

United States of America

12957661

01-Dec-2010

United States of America

13306141

29-Nov-2011

United States of America

60157275

30-Sep-1999

United States of America

60236114

28-Sep-2000

United States of America

60236919

28-Sep-2000

United States of America

60343452

20-Dec-2001

United States of America

60442496

22-Jan-2003

United States of America

60236920

28-Sep-2000

United States of America

60257071

20-Dec-2000

Canada

2424581

09-Oct-2001

EPC

01979625.9

09-Oct-2001

Japan

532462/02

09-Oct-2001

Japan

2008-327810

24-Dec-2008

 

 
Schedule A-13
 

 

Patent Cooperation Treaty

US01/31568

09-Oct-2001

United States of America

10408466

07-Apr-2003

United States of America

60238659

06-Oct-2000

Canada

2522784

30-Mar-2004

EPC

04749530.4

31-Oct-2005

Patent Cooperation Treaty

US04/09739

30-Mar-2004

United States of America

10814503

30-Mar-2004

United States of America

11837508

11-Aug-2007

United States of America

11838154

13-Aug-2007

United States of America

12405970

17-Mar-2009

United States of America

12406033

17-Mar-2009

United States of America

12905778

15-Oct-2010

United States of America

11862153

26-Sep-2007

United States of America

60459450

01-Apr-2003

Australia

2005330504

29-Sep-2005

Australia

2011200199

19-Jan-2011

Canada

2582231

29-Sep-2005

EPC

05857726.3

29-Sep-2005

India

1349KOLNP2007

29-Sep-2005

Israel

182115

29-Sep-2005

Patent Cooperation Treaty

PCTUS05/35020

29-Sep-2005

United States of America

60609223

09-Sep-2004

United States of America

60614869

29-Sep-2004

United States of America

11241670

29-Sep-2005

United States of America

11389294

25-Mar-2006

United States of America

13030326

18-Feb-2011

United States of America

60601835

12-Aug-2004

Canada

2590404

03-Oct-2005

Israel

182011

03-Oct-2005

Patent Cooperation Treaty

US2005/035786

03-Oct-2005

United States of America

60615307

01-Oct-2004

United States of America

60628252

15-Nov-2004

United States of America

11241678

30-Sep-2005

United States of America

11242547

03-Oct-2005

United States of America

11355561

15-Feb-2006

United States of America

12968028

14-Dec-2010

United States of America

11389319

24-Mar-2006

United States of America

13252846

04-Oct-2011

United States of America

60588195

14-Jul-2004

Australia

2007300404

23-Apr-2007

Australia

2010201023

17-Mar-2010

Canada

2649940

23-Apr-2007

Peoples Republic of China

2007800224496

23-Apr-2007

Eurasian Patent Organization

200802167

23-Apr-2007

EPC

07863339.3

23-Apr-2007

India

4253KOLNP2008

23-Apr-2007

Israel

194751

23-Apr-2007

Japan

2009-506814

21-Oct-2008

Korea, Republic of

7028733/2008

23-Apr-2007

 

 
Schedule A-14
 

 

Patent Cooperation Treaty

US07/67235

23-Apr-2007

Singapore

200807866-9

23-Apr-2007

United States of America

60/843112

08-Sep-2006

United States of America

60/825569

13-Sep-2006

United States of America

60/825564

13-Sep-2006

United States of America

60/866700

21-Nov-2006

United States of America

60/868042

30-Nov-2006

United States of America

60/793792

22-Apr-2006

Canada

2484963

01-May-2003

EPC

03731065.3

01-May-2003

Japan

20040500905

01-May-2003

Patent Cooperation Treaty

US03/13477

01-May-2003

United States of America

10/427280

01-May-2003

Canada

2697160

21-Aug-2008

EPC

08798419.1

21-Aug-2008

Patent Cooperation Treaty

PCT/US0873933

21-Aug-2008

United States of America

12196271

21-Aug-2008

United States of America

60/965730

21-Aug-2007

United States of America

11/941936

17-Nov-2007

United States of America

11942689

19-Nov-2007

United States of America

12272767

17-Nov-2008

Australia

2009212314

05-Feb-2009

Canada

2712005

05-Feb-2009

Peoples Republic of China

200980104255X

05-Aug-2010

Eurasian Patent Organization

201070713/26

05-Feb-2009

EPC

09709386.8

05-Feb-2009

Hong Kong

11101901.3

25-Feb-2011

Israel

207378

03-Aug-2010

Japan

2010545285

03-Aug-2010

Korea, Republic of

1020107019161

05-Feb-2009

Patent Cooperation Treaty

US2009/033280

05-Feb-2009

Singapore

20105723-0

04-Aug-2010

United States of America

61093694

02-Sep-2008

United States of America

12370510

12-Feb-2009

United States of America

61/026472

05-Feb-2008

Australia

2009231589

03-Apr-2009

Canada

2728889

03-Apr-2009

Peoples Republic of China

2009801121621

30-Sep-2010

EPC

09726748.8

03-Apr-2009

Hong Kong

11112286.5

14-Nov-2011

Japan

2011503236

29-Sep-2010

Korea, Republic of

1020107024458

03-Apr-2009

Patent Cooperation Treaty

US0939567

03-Apr-2009

United States of America

12/418559

03-Apr-2009

United States of America

61042240

03-Apr-2008

Australia

2009256009

05-Jun-2009

Canada

2724130

05-Jun-2009

Peoples Republic of China

200980119770

29-Nov-2010

EPC

09759550.8

05-Jun-2009

 

 
Schedule A-15
 

 

Hong Kong

11105425.1

05-Jun-2009

India

5019KOLNP2010

29-Dec-2010

Israel

209693

05-Jun-2009

Japan

2011512712

29-Nov-2010

Patent Cooperation Treaty

US2009046477

05-Jun-2009

United States of America

12479626

05-Jun-2009

United States of America

61059658

06-Jun-2008

United States of America

61104083

09-Oct-2008

Patent Cooperation Treaty

US09058260

24-Sep-2009

United States of America

61100246

25-Sep-2008

United States of America

61162620

23-Mar-2009

United States of America

61184283

04-Jun-2009

United States of America

61186360

11-Jun-2009

United States of America

12566565

24-Sep-2009

United States of America

61099880

24-Sep-2008

Patent Cooperation Treaty

US1165298

15-Dec-2011

United States of America

13327701

15-Dec-2011

United States of America

61/262076

17-Nov-2009

United States of America

61423457

15-Dec-2010

United States of America

61154715

23-Feb-2009

Patent Cooperation Treaty

US1165552

16-Dec-2011

United States of America

61/262101

17-Nov-2009

United States of America

61424173

17-Dec-2010

United States of America

13328760

16-Dec-2011

United States of America

61262092

17-Nov-2009

United States of America

61261721

16-Nov-2009

Patent Cooperation Treaty

US11065482

16-Dec-2011

United States of America

13328374

16-Dec-2011

United States of America

61262133

17-Nov-2009

United States of America

61424156

17-Dec-2010

Patent Cooperation Treaty

US10/58449

30-Nov-2010

United States of America

61266092

02-Dec-2009

United States of America

61266291

03-Dec-2009

United States of America

61266416

03-Dec-2009

United States of America

61266483

03-Dec-2009

United States of America

12957273

30-Nov-2010

United States of America

61265294

30-Nov-2009

United States of America

12731692

25-Mar-2010

United States of America

12732164

25-Mar-2010

United States of America

61506517

11-Jul-2011

United States of America

61493267

03-Jun-2011

United States of America

61495891

10-Jun-2011

United States of America

61495305

09-Jun-2011

 

 
Schedule A-16
 

 

Schedule B

 

Assigned Trademarks Registrations and Trademark Applications

 

 

 

Country/region

Serial No.

Filing date

United States of America

77283239

19-Sep-2007

United States of America

77283286

19-Sep-2007

United States of America

77305598

16-Oct-2007

United States of America

77938189

17-Feb-2010

United States of America

77938224

17-Feb-2010

United States of America

77938239

17-Feb-2010

United States of America

74584448

12-Oct-1994

United States of America

76255928

11-May-2001

United States of America

78537756

23-Dec-2004

United States of America

75799566

14-Sep-1999

United States of America

74584445

12-Oct-1994

United States of America

75799567

14-Sep-1999

United States of America

74584446

12-Oct-1994

United States of America

74584447

12-Oct-1994

United States of America

75799822

14-Sep-1999

United States of America

75799574

21-Sep-1999

EPC

002336261

10-Aug-2001

United States of America

76211103

15-Feb-2001

United States of America

76252169

09-May-2001

United States of America

76264991

30-May-2001

United States of America

78906864

13-Jun-2006

United States of America

76396098

16-Apr-2002

United States of America

78231954

31-Mar-2003

United States of America

77283286

19-Sep-2007

United States of America

77305598

16-Oct-2007

United States of America

77938189

17-Feb-2010

United States of America

78231954

17-Feb-2010

United States of America

77938239

17-Feb-2010

 

 

Schedule B-1