Chief Compliance Officer

0001812046-21-000104.txt : 20211109 0001812046-21-000104.hdr.sgml : 20211109 20211109093844 ACCESSION NUMBER: 0001812046-21-000104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avestar Capital, LLC CENTRAL INDEX KEY: 0001704404 IRS NUMBER: 611818956 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18561 FILM NUMBER: 211390185 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 11D CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-706-4140 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 11D CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001704404 XXXXXXXX 09-30-2021 09-30-2021 false Avestar Capital, LLC

400 Madison Avenue Suite 11d New York NY 10017

13F HOLDINGS REPORT 028-18561 N Stacey Gillespie Chief Compliance Officer 484-588-5509 /s/ Stacey Gillespie New York NY 11-09-2021 0 442 782023 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 717 6071 SH SOLE 0 0 6071 ABBVIE INC COM 00287Y109 457 4235 SH SOLE 0 0 4235 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2257 7056 SH SOLE 0 0 7056 ADOBE SYSTEMS INCORPORATED COM 00724F101 1193 2072 SH SOLE 0 0 2072 ADOBE SYSTEMS INCORPORATED COM 00724F101 403 700 SH Call SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 6678 11600 SH Put SOLE 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 732 3489 SH SOLE 0 0 3489 ADVANCED MICRO DEVICES INC COM 007903107 1955 19000 SH Call SOLE 0 0 0 AIRBNB INC COM CL A 009066101 431 2570 SH SOLE 0 0 2570 AIRBNB INC COM CL A 009066101 1342 8000 SH Call SOLE 0 0 0 ALCON AG ORD SHS H01301128 330 4062 SH SOLE 0 0 4062 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 512 3461 SH SOLE 0 0 3461 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1036 7000 SH Call 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NOKIA CORP SPONSORED ADR 654902204 711 130500 SH SOLE 0 0 130500 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6427 157920 SH SOLE 0 0 157920 NUCOR CORP COM 670346105 985 10000 SH Call SOLE 0 0 0 NUVASIVE INC COM 670704105 230 3835 SH SOLE 0 0 3835 NUVEEN NEW YORK QLT MUN INC COM 67066X107 266 18004 SH SOLE 0 0 18004 NVIDIA CORPORATION COM 67066G104 2486 11999 SH SOLE 0 0 11999 NVIDIA CORPORATION COM 67066G104 829 4000 SH Call SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 539 2600 SH Put SOLE 0 0 0 OKTA INC CL A 679295105 2054 8653 SH SOLE 0 0 8653 OKTA INC CL A 679295105 712 3000 SH Call SOLE 0 0 0 OKTA INC CL A 679295105 2492 10500 SH Put SOLE 0 0 0 OLIN CORP COM PAR $1 680665205 590 12230 SH SOLE 0 0 12230 OREILLY AUTOMOTIVE INC COM 67103H107 205 336 SH SOLE 0 0 336 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 243 9520 SH SOLE 0 0 9520 PALANTIR TECHNOLOGIES INC CL A 69608A108 647 26921 SH SOLE 0 0 26921 PALO ALTO NETWORKS INC COM 697435105 1234 2577 SH SOLE 0 0 2577 PAYCOM SOFTWARE INC COM 70432V102 223 450 SH SOLE 0 0 450 PAYPAL HLDGS INC COM 70450Y103 1870 7185 SH SOLE 0 0 7185 PAYPAL HLDGS INC COM 70450Y103 2264 8700 SH Call SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 5595 21500 SH Put SOLE 0 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 777 8927 SH SOLE 0 0 8927 PEPSICO INC COM 713448108 225 1495 SH SOLE 0 0 1495 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1037 100318 SH SOLE 0 0 100318 PFIZER INC COM 717081103 614 14274 SH SOLE 0 0 14274 PGIM ETF TR ULTRA SHORT 69344A107 5089 102436 SH SOLE 0 0 102436 PHILIP MORRIS INTL INC COM 718172109 2810 29646 SH SOLE 0 0 29646 PHILIP MORRIS INTL INC COM 718172109 948 10000 SH Call SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 616 6500 SH Put SOLE 0 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 655 30766 SH SOLE 0 0 30766 PIMCO ETF TR ACTIVE BD ETF 72201R775 303 2745 SH SOLE 0 0 2745 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 499 4900 SH SOLE 0 0 4900 PINDUODUO INC SPONSORED ADS 722304102 336 3702 SH SOLE 0 0 3702 PORTLAND GEN ELEC CO COM NEW 736508847 295 6281 SH SOLE 0 0 6281 PROCTER AND GAMBLE CO COM 742718109 4324 30929 SH SOLE 0 0 30929 PULTE GROUP INC COM 745867101 1425 31029 SH SOLE 0 0 31029 QUALCOMM INC COM 747525103 1527 11840 SH SOLE 0 0 11840 QUALCOMM INC COM 747525103 1548 12000 SH Call SOLE 0 0 0 QUALCOMM INC COM 747525103 258 2000 SH Put SOLE 0 0 0 QUEST DIAGNOSTICS INC COM 74834L100 473 3253 SH SOLE 0 0 3253 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1672 19452 SH SOLE 0 0 19452 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1075 12500 SH Put SOLE 0 0 0 REALNETWORKS INC COM NEW 75605L708 24 15000 SH SOLE 0 0 15000 RENT A CTR INC NEW COM 76009N100 243 4327 SH SOLE 0 0 4327 REPLIGEN CORP COM 759916109 1180 4082 SH SOLE 0 0 4082 RIO TINTO PLC SPONSORED ADR 767204100 1070 16013 SH SOLE 0 0 16013 ROBLOX CORP CL A 771049103 771 10000 SH Call SOLE 0 0 0 ROKU INC COM CL A 77543R102 313 1000 SH SOLE 0 0 1000 ROKU INC COM CL A 77543R102 1629 5200 SH Call SOLE 0 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1778 40172 SH SOLE 0 0 40172 ROYAL GOLD INC COM 780287108 204 2135 SH SOLE 0 0 2135 SALESFORCE COM INC COM 79466L302 5462 20140 SH SOLE 0 0 20140 SALESFORCE COM INC COM 79466L302 2251 8300 SH Call SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 6374 23500 SH Put SOLE 0 0 0 SAP SE SPON ADR 803054204 406 3007 SH SOLE 0 0 3007 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 942 6362 SH SOLE 0 0 6362 SCIPLAY CORPORATION CL A 809087109 643 31069 SH SOLE 0 0 31069 SEA LTD SPONSORD ADS 81141R100 1241 3895 SH SOLE 0 0 3895 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 214 2588 SH SOLE 0 0 2588 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 202 2525 SH SOLE 0 0 2525 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 243 6484 SH SOLE 0 0 6484 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 248 1949 SH SOLE 0 0 1949 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 322 7242 SH SOLE 0 0 7242 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 808 5410 SH SOLE 0 0 5410 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 239 1600 SH Call SOLE 0 0 0 SERVICENOW INC COM 81762P102 230 369 SH SOLE 0 0 369 SERVICENOW INC COM 81762P102 1245 2000 SH Call SOLE 0 0 0 SHOCKWAVE MED INC COM 82489T104 1060 5148 SH SOLE 0 0 5148 SHOPIFY INC CL A 82509L107 922 680 SH SOLE 0 0 680 SHOPIFY INC CL A 82509L107 7581 4000 SH Call SOLE 0 0 0 SHOPIFY INC CL A 82509L107 10613 5600 SH Put SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 209 1606 SH SOLE 0 0 1606 SIREN ETF TR NSD NXGN ECO ETF 829658202 4370 97921 SH SOLE 0 0 97921 SKYWORKS SOLUTIONS INC COM 83088M102 1989 12069 SH SOLE 0 0 12069 SMITH A O CORP COM 831865209 302 4940 SH SOLE 0 0 4940 SNAP INC CL A 83304A106 1128 15274 SH SOLE 0 0 15274 SNOWFLAKE INC CL A 833445109 945 3125 SH SOLE 0 0 3125 SNOWFLAKE INC CL A 833445109 1512 5000 SH Call SOLE 0 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 696 12947 SH SOLE 0 0 12947 SOFI TECHNOLOGIES INC COM 83406F102 1329 83670 SH SOLE 0 0 83670 SOLAREDGE TECHNOLOGIES INC COM 83417M104 365 1378 SH SOLE 0 0 1378 SOUTHWEST AIRLS CO COM 844741108 325 6320 SH SOLE 0 0 6320 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 338 1000 SH Call SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2030 6000 SH Put SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 322 1963 SH SOLE 0 0 1963 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 403 7650 SH SOLE 0 0 7650 SPDR S&P 500 ETF TR TR UNIT 78462F103 8878 20689 SH SOLE 0 0 20689 SPDR S&P 500 ETF TR TR UNIT 78462F103 429 1000 SH Call SOLE 0 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 251 2600 SH SOLE 0 0 2600 SPROUT SOCIAL INC COM CL A 85209W109 1516 12434 SH SOLE 0 0 12434 SQUARE INC CL A 852234103 2197 9161 SH SOLE 0 0 9161 SQUARE INC CL A 852234103 240 1000 SH Call SOLE 0 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 298 4299 SH SOLE 0 0 4299 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 203 4420 SH SOLE 0 0 4420 STARBUCKS CORP COM 855244109 554 5022 SH SOLE 0 0 5022 STRATEGY SHS DAY HAGAN NED 86280R803 397 11839 SH SOLE 0 0 11839 SUN CMNTYS INC COM 866674104 372 2010 SH SOLE 0 0 2010 SYNCHRONY FINANCIAL COM 87165B103 1412 28890 SH SOLE 0 0 28890 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 765 6848 SH SOLE 0 0 6848 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1228 11000 SH Call SOLE 0 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 984 60046 SH SOLE 0 0 60046 TANDEM DIABETES CARE INC COM NEW 875372203 1059 8875 SH SOLE 0 0 8875 TARGET CORP COM 87612E106 329 1436 SH SOLE 0 0 1436 TE CONNECTIVITY LTD REG SHS H84989104 212 1548 SH SOLE 0 0 1548 TELEFONICA BRASIL SA NEW ADR 87936R205 380 49000 SH SOLE 0 0 49000 TESLA INC COM 88160R101 4273 5510 SH SOLE 0 0 5510 TESLA INC COM 88160R101 775 1000 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 10081 13000 SH Put SOLE 0 0 0 TEUCRIUM COMMODITY TR SUGAR FD 88166A409 974 101990 SH SOLE 0 0 101990 THE TRADE DESK INC COM CL A 88339J105 360 5120 SH SOLE 0 0 5120 THERMO FISHER SCIENTIFIC INC COM 883556102 393 687 SH SOLE 0 0 687 TJX COS INC NEW COM 872540109 720 10905 SH SOLE 0 0 10905 T-MOBILE US INC COM 872590104 541 4232 SH SOLE 0 0 4232 TOTALENERGIES SE SPONSORED ADS 89151E109 1099 22937 SH SOLE 0 0 22937 TWILIO INC CL A 90138F102 255 800 SH Call SOLE 0 0 0 TWITTER INC COM 90184L102 564 9347 SH SOLE 0 0 9347 TYSON FOODS INC CL A 902494103 1610 20391 SH SOLE 0 0 20391 UBER TECHNOLOGIES INC COM 90353T100 675 15077 SH SOLE 0 0 15077 UBER TECHNOLOGIES INC COM 90353T100 1487 33200 SH Put SOLE 0 0 0 UBIQUITI INC COM 90353W103 231 772 SH SOLE 0 0 772 ULTA BEAUTY INC COM 90384S303 937 2595 SH SOLE 0 0 2595 UNDER ARMOUR INC CL A 904311107 522 25878 SH SOLE 0 0 25878 UNILEVER PLC SPON ADR NEW 904767704 210 3878 SH SOLE 0 0 3878 UNITED PARCEL SERVICE INC CL B 911312106 259 1425 SH SOLE 0 0 1425 UNITEDHEALTH GROUP INC COM 91324P102 2953 7558 SH SOLE 0 0 7558 UNITY SOFTWARE INC COM 91332U101 1432 11340 SH SOLE 0 0 11340 UNITY SOFTWARE INC COM 91332U101 3093 24500 SH Call SOLE 0 0 0 VALE S A SPONSORED ADS 91912E105 694 49744 SH SOLE 0 0 49744 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 447 2552 SH SOLE 0 0 2552 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 951 4219 SH SOLE 0 0 4219 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 216 2522 SH SOLE 0 0 2522 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 246 621 SH SOLE 0 0 621 VANGUARD INDEX FDS VALUE ETF 922908744 275 2031 SH SOLE 0 0 2031 VANGUARD INDEX FDS SMALL CP ETF 922908751 497 2271 SH SOLE 0 0 2271 VANGUARD INDEX FDS TOTAL STK MKT 922908769 833 3750 SH SOLE 0 0 3750 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4819 47351 SH SOLE 0 0 47351 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1817 36341 SH SOLE 0 0 36341 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 292 3290 SH SOLE 0 0 3290 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1321 16028 SH SOLE 0 0 16028 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 571 11310 SH SOLE 0 0 11310 VEEVA SYS INC CL A COM 922475108 288 1000 SH Call SOLE 0 0 0 VELODYNE LIDAR INC COM 92259F101 205 34670 SH SOLE 0 0 34670 VERIZON COMMUNICATIONS INC COM 92343V104 373 6914 SH SOLE 0 0 6914 VERTEX PHARMACEUTICALS INC COM 92532F100 295 1627 SH SOLE 0 0 1627 VIACOMCBS INC CL B 92556H206 1010 25415 SH SOLE 0 0 25415 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 557 22000 SH Put SOLE 0 0 0 VISA INC COM CL A 92826C839 1787 8021 SH SOLE 0 0 8021 VISA INC COM CL A 92826C839 223 1000 SH Put SOLE 0 0 0 VISTRA CORP COM 92840M102 929 54317 SH SOLE 0 0 54317 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1225 79267 SH SOLE 0 0 79267 VULCAN MATLS CO COM 929160109 1692 10000 SH Call SOLE 0 0 0 WALMART INC COM 931142103 333 2388 SH SOLE 0 0 2388 WATERS CORP COM 941848103 215 602 SH SOLE 0 0 602 WATSCO INC COM 942622200 295 1116 SH SOLE 0 0 1116 WELLS FARGO CO NEW COM 949746101 631 13598 SH SOLE 0 0 13598 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 275 13100 SH SOLE 0 0 13100 WILLIS TOWERS WATSON PLC LTD SHS G96629103 235 1013 SH SOLE 0 0 1013 WISDOMTREE TR EM EX ST-OWNED 97717X578 3788 101501 SH SOLE 0 0 101501 WORKHORSE GROUP INC COM NEW 98138J206 696 91024 SH SOLE 0 0 91024 XCEL ENERGY INC COM 98389B100 226 3615 SH SOLE 0 0 3615 XPEL INC COM 98379L100 1041 13722 SH SOLE 0 0 13722 XPO LOGISTICS INC COM 983793100 700 8800 SH Call SOLE 0 0 0 YANDEX N V SHS CLASS A N97284108 1223 15326 SH SOLE 0 0 15326 ZIMMER BIOMET HOLDINGS INC COM 98956P102 261 1783 SH SOLE 0 0 1783 ZOETIS INC CL A 98978V103 352 1812 SH SOLE 0 0 1812 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 2829 10818 SH SOLE 0 0 10818 ZSCALER INC COM 98980G102 1356 5173 SH SOLE 0 0 5173