0001704300-20-000001.txt : 20200124
0001704300-20-000001.hdr.sgml : 20200124
20200124141300
ACCESSION NUMBER: 0001704300-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200124
DATE AS OF CHANGE: 20200124
EFFECTIVENESS DATE: 20200124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 20544835
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001704300
XXXXXXXX
12-31-2019
12-31-2019
Founders Capital Management
4400 POST OAK PARKWAY
STE 2530
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
Vice President
713-877-1188
James Walter
Houston
TX
01-24-2020
0
318
132129
false
INFORMATION TABLE
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FCM13FHR12312019.xml
AT&T INC
COM
00206R102
3150
80610
SH
SOLE
80610
0
0
AXT INC
COM
00246W103
30
7000
SH
SOLE
7000
0
0
ABBOTT LABS
COM
002824100
61
700
SH
SOLE
700
0
0
ABBVIE INC
COM
00287Y109
4959
56003
SH
SOLE
56003
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
33
5034
SH
SOLE
5034
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
6
8000
SH
SOLE
8000
0
0
ADOBE INC
COM
00724F101
5719
17340
SH
SOLE
17340
0
0
AEHR TEST SYSTEMS
COM
00760J108
20
10000
SH
SOLE
10000
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0
ALIBABA GROUP HLDG LTD
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50
SH
SOLE
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0
0
ALLSTATE CORP
COM
020002101
23
201
SH
SOLE
201
0
0
ALPHA PRO TECH LTD
COM
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24
7000
SH
SOLE
7000
0
0
ALPHABET INC
CAP STK CL C
02079K107
53
40
SH
SOLE
40
0
0
ALPHABET INC
CAP STK CL A
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54
40
SH
SOLE
40
0
0
AMAZON COM INC
COM
023135106
9
5
SH
SOLE
5
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
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11
1000
SH
SOLE
1000
0
0
AMERICAN ELEC PWR CO INC
COM
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16
173
SH
SOLE
173
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0
AMERICAN TOWER CORP NEW
COM
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100
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SOLE
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COM
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1000
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SOLE
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0
0
AMPHENOL CORP NEW
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2320
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SOLE
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COM
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2500
SH
SOLE
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0
0
ANTERO RES CORP
COM
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2000
SH
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0
0
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COM
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1000
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COM NEW
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500
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APPLE INC
COM
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27831
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27831
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APPLIED GENETIC TECHNOL CORP
COM
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23
5000
SH
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0
APPLIED MATLS INC
COM
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73
1192
SH
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COM
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43
3029
SH
SOLE
3029
0
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ARGAN INC
COM
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32
800
SH
SOLE
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0
0
ARES CAP CORP
COM
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1110
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1110
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41
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SOLE
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0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
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1
218
SH
SOLE
218
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42
2500
SH
SOLE
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0
0
BK TECHNOLOGIES CORPORATION
COM
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11
3500
SH
SOLE
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0
0
BAIDU INC
SPON ADR REP A
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3
20
SH
SOLE
20
0
0
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CL A
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9
349
SH
SOLE
349
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
31
1000
SH
SOLE
1000
0
0
BANC OF CALIFORNIA INC
COM
05990K106
17
1000
SH
SOLE
1000
0
0
BANK AMER CORP
COM
060505104
116
3290
SH
SOLE
3290
0
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BENCHMARK ELECTRS INC
COM
08160H101
137
4000
SH
SOLE
4000
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
6
1000
SH
SOLE
1000
0
0
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COM CL A
09257W100
16
437
SH
SOLE
437
0
0
BOEING CO
COM
097023105
7217
22155
SH
SOLE
22155
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
32
499
SH
SOLE
499
0
0
CIGNA CORP NEW
COM
125523100
143
700
SH
SOLE
700
0
0
CSS INDS INC
COM
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7
1500
SH
SOLE
1500
0
0
CNO FINL GROUP INC
COM
12621E103
24
1300
SH
SOLE
1300
0
0
CVR PARTNERS LP
COM
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9
3000
SH
SOLE
3000
0
0
CVS HEALTH CORP
COM
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37
503
SH
SOLE
503
0
0
CALLON PETE CO DEL
COM
13123X102
23
4700
SH
SOLE
4700
0
0
CAMDEN PPTY TR
SH BEN INT
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191
1800
SH
SOLE
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0
0
CAPSTEAD MTG CORP
COM NO PAR
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16
2000
SH
SOLE
2000
0
0
CATERPILLAR INC DEL
COM
149123101
12
80
SH
SOLE
80
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
9
3000
SH
SOLE
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0
0
CENTERSTATE BK CORP
COM
15201P109
18
738
SH
SOLE
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0
CHARLES & COLVARD LTD
COM
159765106
11
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SH
SOLE
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0
0
CHATHAM LODGING TR
COM
16208T102
18
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0
0
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SH
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COM
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COM
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SH
SOLE
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CITIGROUP INC
COM NEW
172967424
72
900
SH
SOLE
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0
0
CLEVELAND CLIFFS INC
COM
185899101
8
1000
SH
SOLE
1000
0
0
COCA COLA CO
COM
191216100
2058
37189
SH
SOLE
37189
0
0
COFFEE HLDG CO INC
COM
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14
3000
SH
SOLE
3000
0
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COMPASS MINERALS INTL INC
COM
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357
5860
SH
SOLE
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CORNING INC
COM
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4000
SH
SOLE
4000
0
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COSTCO WHSL CORP NEW
COM
22160K105
118
400
SH
SOLE
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0
0
COWEN INC
CL A NEW
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39
2500
SH
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0
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CULLEN FROST BANKERS INC
COM
229899109
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SH
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COM DISNEY
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25667
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118
SH
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118
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DOW INC
COM
260557103
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SH
SOLE
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0
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DUPONT DE NEMOURS INC
COM
26614N102
6
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SH
SOLE
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0
0
EOG RES INC
COM
26875P101
186
2220
SH
SOLE
2220
0
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ELANCO ANIMAL HEALTH INC
COM
28414H103
4
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SH
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COM
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17241
SH
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2222
SH
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EXXON MOBIL CORP
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MSCI HLTH CARE I
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COM
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21
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SH
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1000
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COM
345370860
19
2000
SH
SOLE
2000
0
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FRIEDMAN INDS INC
COM
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SH
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FUEL TECH INC
COM
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GENCOR INDS INC
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GENERAL DYNAMICS CORP
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GENERAL ELECTRIC CO
COM
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GENERAL MTRS CO
COM
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GENWORTH FINL INC
COM CL A
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GILEAD SCIENCES INC
COM
375558103
39
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SH
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SOCIAL MED ETF
37950E416
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GOLDMAN SACHS GROUP INC
COM
38141G104
63
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SH
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275
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HALLADOR ENERGY COMPANY
COM
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SH
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HANCOCK JOHN INCOME SECS TR
COM
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41
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SH
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HARTFORD FINL SVCS GROUP INC
COM
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SH
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HAWAIIAN ELEC INDUSTRIES
COM
419870100
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150
SH
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HECLA MNG CO
COM
422704106
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SH
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HESS CORP
COM
42809H107
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SH
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HOME DEPOT INC
COM
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HOMESTREET INC
COM
43785V102
34
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HOUSTON WIRE & CABLE CO
COM
44244K109
18
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HUNTINGTON BANCSHARES INC
COM
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SH
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IAMGOLD CORP
COM
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SH
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ICONIX BRAND GROUP INC
COM NEW
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3
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SH
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2500
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INSPERITY INC
COM
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49
570
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INTEL CORP
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INTERNATIONAL BUSINESS MACHS
COM
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PFD ETF
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15
72
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72
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484
4020
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RUS 1000 GRW ETF
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139
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S&P MC 400VL ETF
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ISHARES TR
U.S. TECH ETF
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35
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44
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390
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IBOXX HI YD ETF
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118
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60
226
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226
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42
260
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GRWT ALLOCAT ETF
464289867
16
339
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339
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MSCI MIN VOL ETF
46429B697
15
227
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227
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CORE 1 5 YR USD
46432F859
19
380
SH
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380
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ITERIS INC
COM
46564T107
20
4000
SH
SOLE
4000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1459
10466
SH
SOLE
10466
0
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JMP GROUP LLC
COM
46629U107
16
5000
SH
SOLE
5000
0
0
JD COM INC
SPON ADR CL A
47215P106
85
2400
SH
SOLE
2400
0
0
JOHNSON & JOHNSON
COM
478160104
1115
7644
SH
SOLE
7644
0
0
KELLY SVCS INC
CL A
488152208
56
2500
SH
SOLE
2500
0
0
KIMBALL INTL INC
CL B
494274103
41
2000
SH
SOLE
2000
0
0
KINDER MORGAN INC DEL
COM
49456B101
27
1260
SH
SOLE
1260
0
0
KINDRED BIOSCIENCES INC
COM
494577109
13
1500
SH
SOLE
1500
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
20
1000
SH
SOLE
1000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
13
1000
SH
SOLE
1000
0
0
LAWSON PRODS INC
COM
520776105
16
300
SH
SOLE
300
0
0
LIBBEY INC
COM
529898108
15
10000
SH
SOLE
10000
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
4
4970
SH
SOLE
4970
0
0
LOCKHEED MARTIN CORP
COM
539830109
4657
11960
SH
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11960
0
0
LOWES COS INC
COM
548661107
3602
30080
SH
SOLE
30080
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
54
8820
SH
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8820
0
0
MVC CAPITAL INC
COM
553829102
9
1000
SH
SOLE
1000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
75
1200
SH
SOLE
1200
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
26
600
SH
SOLE
600
0
0
MARATHON PETE CORP
COM
56585A102
67
1109
SH
SOLE
1109
0
0
MASTERCARD INC
CL A
57636Q104
134
450
SH
SOLE
450
0
0
MCDERMOTT INTL INC
COM
580037703
2
3000
SH
SOLE
3000
0
0
MCDONALDS CORP
COM
580135101
3687
18657
SH
SOLE
18657
0
0
MERCK & CO INC
COM
58933Y105
2849
31320
SH
SOLE
31320
0
0
MERITAGE HOMES CORP
COM
59001A102
3
56
SH
SOLE
56
0
0
METLIFE INC
COM
59156R108
46
900
SH
SOLE
900
0
0
MICROSOFT CORP
COM
594918104
7515
47652
SH
SOLE
47652
0
0
MICRON TECHNOLOGY INC
COM
595112103
124
2300
SH
SOLE
2300
0
0
MOMO INC
ADR
60879B107
10
300
SH
SOLE
300
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
14
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
47
928
SH
SOLE
928
0
0
NL INDS INC
COM NEW
629156407
12
3000
SH
SOLE
3000
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
38
608
SH
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608
0
0
NIKE INC
CL B
654106103
48
471
SH
SOLE
471
0
0
NOBLE ENERGY INC
COM
655044105
12
500
SH
SOLE
500
0
0
NORFOLK SOUTHERN CORP
COM
655844108
9
45
SH
SOLE
45
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
18
800
SH
SOLE
800
0
0
NORTHWEST PIPE CO
COM
667746101
50
1500
SH
SOLE
1500
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
58
4000
SH
SOLE
4000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
15
1000
SH
SOLE
1000
0
0
O2MICRO INTERNATIONAL LTD
SPONS ADR
67107W100
9
5000
SH
SOLE
5000
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
11
2000
SH
SOLE
2000
0
0
OASIS PETE INC NEW
COM
674215108
18
5500
SH
SOLE
5500
0
0
OBSIDIAN ENERGY LTD
COM
674482203
2
2857
SH
SOLE
2857
0
0
OCCIDENTAL PETE CORP
COM
674599105
35
850
SH
SOLE
850
0
0
OCEAN BIO CHEM INC
COM
674631106
10
3000
SH
SOLE
3000
0
0
OLYMPIC STEEL INC
COM
68162K106
9
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
600
11317
SH
SOLE
11317
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
42
8000
SH
SOLE
8000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
9
4000
SH
SOLE
4000
0
0
OWENS & MINOR INC NEW
COM
690732102
10
2000
SH
SOLE
2000
0
0
PICO HLDGS INC
COM NEW
693366205
6
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
1008
7377
SH
SOLE
7377
0
0
PERMA PIPE INTL HLDGS INC
COM
714167103
49
5200
SH
SOLE
5200
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
16
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
4491
114622
SH
SOLE
114622
0
0
PHOTRONICS INC
COM
719405102
79
5000
SH
SOLE
5000
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
19
300
SH
SOLE
300
0
0
PIONEER NAT RES CO
COM
723787107
76
500
SH
SOLE
500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
24
1300
SH
SOLE
1300
0
0
PORTMAN RIDGE FIN CORP
COM
73688F102
5
2212
SH
SOLE
2212
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
14
10000
SH
SOLE
10000
0
0
PREFORMED LINE PRODS CO
COM
740444104
12
200
SH
SOLE
200
0
0
PROCTER & GAMBLE CO
COM
742718109
244
1950
SH
SOLE
1950
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
19
3000
SH
SOLE
3000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
29
400
SH
SOLE
400
0
0
PRUDENTIAL FINL INC
COM
744320102
37
400
SH
SOLE
400
0
0
PUBLIC STORAGE
COM
74460D109
298
1400
SH
SOLE
1400
0
0
RF INDS LTD
COM PAR $0.01
749552105
14
2000
SH
SOLE
2000
0
0
RMR GROUP INC
CL A
74967R106
0
2
SH
SOLE
2
0
0
RANGE RES CORP
COM
75281A109
7
1370
SH
SOLE
1370
0
0
RAYTHEON CO
COM NEW
755111507
7
31
SH
SOLE
31
0
0
REALTY INCOME CORP
COM
756109104
190
2580
SH
SOLE
2580
0
0
RESOLUTE FST PRODS INC
COM
76117W109
25
6000
SH
SOLE
6000
0
0
RICHARDSON ELECTRS LTD
COM
763165107
14
2500
SH
SOLE
2500
0
0
ROPER TECHNOLOGIES INC
COM
776696106
71
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2666
45210
SH
SOLE
45210
0
0
SORL AUTO PTS INC
COM
78461U101
22
5000
SH
SOLE
5000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
150
465
SH
SOLE
465
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
16
242
SH
SOLE
242
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1
10
SH
SOLE
10
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
365
11820
SH
SOLE
11820
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
56
2365
SH
SOLE
2365
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
2
300
SH
SOLE
300
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
71
660
SH
SOLE
660
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
16
272
SH
SOLE
272
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
532
1867
SH
SOLE
1867
0
0
SPDR SERIES TRUST
NUVEEN BRC MUNIC
78468R721
88
1730
SH
SOLE
1730
0
0
SALESFORCE COM INC
COM
79466L302
41
250
SH
SOLE
250
0
0
SCHLUMBERGER LTD
COM
806857108
3709
92274
SH
SOLE
92274
0
0
SCHNITZER STL INDS
CL A
806882106
28
1300
SH
SOLE
1300
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
197
4150
SH
SOLE
4150
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
16
171
SH
SOLE
171
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
34
1000
SH
SOLE
1000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
46
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
0
4
SH
SOLE
4
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
12
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
19
630
SH
SOLE
630
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
41
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
11
170
SH
SOLE
170
0
0
SERVICE CORP INTL
COM
817565104
161
3500
SH
SOLE
3500
0
0
SERVICE PPTYS TR
COM SH BEN INT
81761L102
6
250
SH
SOLE
250
0
0
SHORE BANCSHARES INC
COM
825107105
26
1500
SH
SOLE
1500
0
0
SILVERBOW RES INC
COM
82836G102
0
17
SH
SOLE
17
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
7
60
SH
SOLE
60
0
0
SOLAR CAP LTD
COM
83413U100
31
1500
SH
SOLE
1500
0
0
SOUTHERN CO
COM
842587107
45
700
SH
SOLE
700
0
0
SOUTHWEST AIRLS CO
COM
844741108
5
100
SH
SOLE
100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
10
4000
SH
SOLE
4000
0
0
TERRAFORM PWR INC
COM CL A
88104R209
0
14
SH
SOLE
14
0
0
TEXAS INSTRS INC
COM
882508104
449
3500
SH
SOLE
3500
0
0
3M CO
COM
88579Y101
114
645
SH
SOLE
645
0
0
TIDEWATER INC NEW
COM
88642R109
6
300
SH
SOLE
300
0
0
TRANS WORLD ENTMT CORP
COM NEW
89336Q209
1
722
SH
SOLE
722
0
0
TRAVELCENTERS OF AMERICA INC
COM NEW
89421B109
45
2600
SH
SOLE
2600
0
0
TRUIST FINL CORP
COM
89832Q109
13
225
SH
SOLE
225
0
0
T2 BIOSYSTEMS INC
COM
89853L104
18
15000
SH
SOLE
15000
0
0
TUTOR PERINI CORP
COM
901109108
13
1000
SH
SOLE
1000
0
0
U S GLOBAL INVS INC
CL A
902952100
10
7000
SH
SOLE
7000
0
0
UNION PACIFIC CORP
COM
907818108
80
440
SH
SOLE
440
0
0
UNITED FIRE GROUP INC
COM
910340108
31
700
SH
SOLE
700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
579
4945
SH
SOLE
4945
0
0
UNITED STATES STL CORP NEW
COM
912909108
16
1400
SH
SOLE
1400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2819
18825
SH
SOLE
18825
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
243
825
SH
SOLE
825
0
0
VAALCO ENERGY INC
COM NEW
91851C201
22
10000
SH
SOLE
10000
0
0
VANGUARD GROUP
DIV APP ETF
921908844
50
400
SH
SOLE
400
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
51
350
SH
SOLE
350
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
15
150
SH
SOLE
150
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
172
1834
SH
SOLE
1834
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
14
75
SH
SOLE
75
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
13
85
SH
SOLE
85
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
299
3684
SH
SOLE
3684
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
5
46
SH
SOLE
46
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
156
1685
SH
SOLE
1685
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
120
722
SH
SOLE
722
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
433
2645
SH
SOLE
2645
0
0
VERASTEM INC
COM
92337C104
5
4000
SH
SOLE
4000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
61
1000
SH
SOLE
1000
0
0
VISA INC
COM CL A
92826C839
179
950
SH
SOLE
950
0
0
WALMART INC
COM
931142103
3417
28755
SH
SOLE
28755
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
250
8001
SH
SOLE
8001
0
0
WELLS FARGO CO NEW
COM
949746101
4197
78015
SH
SOLE
78015
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
121
7795
SH
SOLE
7795
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
11
500
SH
SOLE
500
0
0
WESTERN DIGITAL CORP
COM
958102105
84
1326
SH
SOLE
1326
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
12
5000
SH
SOLE
5000
0
0
WHITING PETE CORP NEW
COM NEW
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2
300
SH
SOLE
300
0
0
WIDEPOINT CORP
COM
967590100
8
20000
SH
SOLE
20000
0
0
WORKDAY INC
CL A
98138H101
16
100
SH
SOLE
100
0
0
XCEL ENERGY INC
COM
98389B100
177
2787
SH
SOLE
2787
0
0
YUM BRANDS INC
COM
988498101
62
620
SH
SOLE
620
0
0
YUM CHINA HLDGS INC
COM
98850P109
30
620
SH
SOLE
620
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
6
1000
SH
SOLE
1000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
16
2000
SH
SOLE
2000
0
0
ALLERGAN PLC
SHS
G0177J108
53
276
SH
SOLE
276
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
9
500
SH
SOLE
500
0
0
MEDTRONIC PLC
SHS
G5960L103
26
225
SH
SOLE
225
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
9
3040
SH
SOLE
3040
0
0
SCULLY ROYALTY LTD
COM SHS
G7T96K107
22
1800
SH
SOLE
1800
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
11
1000
SH
SOLE
1000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
8
1200
SH
SOLE
1200
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
14
700
SH
SOLE
700
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
38
1000
SH
SOLE
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
19
200
SH
SOLE
200
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
20
1500
SH
SOLE
1500
0
0
COSTAMARE INC
SHS
Y1771G102
19
2000
SH
SOLE
2000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
21
2500
SH
SOLE
2500
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
5
294
SH
SOLE
294
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
46
3000
SH
SOLE
3000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
11
1000
SH
SOLE
1000
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
30
1000
SH
SOLE
1000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
14
1200
SH
SOLE
1200
0
0