0001704300-19-000004.txt : 20191010
0001704300-19-000004.hdr.sgml : 20191010
20191010120438
ACCESSION NUMBER: 0001704300-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191010
DATE AS OF CHANGE: 20191010
EFFECTIVENESS DATE: 20191010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 191145757
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001704300
XXXXXXXX
09-30-2019
09-30-2019
Founders Capital Management
4400 POST OAK PARKWAY
STE 2530
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
Vice President
7138771188
James Walter
Houston
TX
10-10-2019
0
324
124887
false
INFORMATION TABLE
2
FCM13FHR09302019.xml
3M CO
COM
88579Y101
106
645
SH
SOLE
645
0
0
ABBOTT LABS
COM
002824100
54
650
SH
SOLE
650
0
0
ABBVIE INC
COM
00287Y109
3562
47043
SH
SOLE
47043
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
31
5034
SH
SOLE
5034
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
3
4000
SH
SOLE
4000
0
0
ADOBE INC
COM
00724F101
4832
17490
SH
SOLE
17490
0
0
ADVANCED ENERGY INDS
COM
007973100
17
300
SH
SOLE
300
0
0
AEHR TEST SYSTEMS
COM
00760J108
18
10000
SH
SOLE
10000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8
50
SH
SOLE
50
0
0
ALLERGAN PLC
SHS
G0177J108
46
276
SH
SOLE
276
0
0
ALLSTATE CORP
COM
020002101
22
201
SH
SOLE
201
0
0
ALPHA PRO TECH LTD
COM
020772109
25
7000
SH
SOLE
7000
0
0
ALPHABET INC
CAP STK CL C
02079K107
122
100
SH
SOLE
100
0
0
ALPHABET INC
CAP STK CL A
02079K305
122
100
SH
SOLE
100
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
14
700
SH
SOLE
700
0
0
AMAZON COM INC
COM
023135106
9
5
SH
SOLE
5
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
8
1000
SH
SOLE
1000
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
16
173
SH
SOLE
173
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
22
100
SH
SOLE
100
0
0
AMGEN INC
COM
031162100
2272
11740
SH
SOLE
11740
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
4
1000
SH
SOLE
1000
0
0
AMPHENOL CORP NEW
CL A
032095101
299
3100
SH
SOLE
3100
0
0
ANNALY CAP MGMT INC
COM
035710409
22
2500
SH
SOLE
2500
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
7
1000
SH
SOLE
1000
0
0
ANTERO RES CORP
COM
03674X106
6
2000
SH
SOLE
2000
0
0
APOLLO INVT CORP
COM NEW
03761U502
8
500
SH
SOLE
500
0
0
APPLE INC
COM
037833100
6397
28561
SH
SOLE
28561
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
15
3600
SH
SOLE
3600
0
0
APPLIED MATLS INC
COM
038222105
59
1190
SH
SOLE
1190
0
0
ARBOR RLTY TR INC
COM
038923108
40
3029
SH
SOLE
3029
0
0
ARES CAP CORP
COM
04010L103
21
1110
SH
SOLE
1110
0
0
ARGAN INC
COM
04010E109
28
700
SH
SOLE
700
0
0
AT&T INC
COM
00206R102
2850
75327
SH
SOLE
75327
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
35
1400
SH
SOLE
1400
0
0
AXT INC
COM
00246W103
18
5000
SH
SOLE
5000
0
0
BAIDU INC
SPON ADR REP A
056752108
2
20
SH
SOLE
20
0
0
BAKER HUGHES A GE CO
CL A
05722G100
8
349
SH
SOLE
349
0
0
BANC OF CALIFORNIA INC
COM
05990K106
14
1000
SH
SOLE
1000
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
30
1000
SH
SOLE
1000
0
0
BANK AMER CORP
COM
060505104
105
3590
SH
SOLE
3590
0
0
BB&T CORP
COM
054937107
12
225
SH
SOLE
225
0
0
BENCHMARK ELECTRS INC
COM
08160H101
116
4000
SH
SOLE
4000
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
4
1000
SH
SOLE
1000
0
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
12
3500
SH
SOLE
3500
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
15
430
SH
SOLE
430
0
0
BOEING CO
COM
097023105
7685
20200
SH
SOLE
20200
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
2
218
SH
SOLE
218
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
25
499
SH
SOLE
499
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
10
500
SH
SOLE
500
0
0
BRT APARTMENTS CORP
COM
055645303
36
2500
SH
SOLE
2500
0
0
CALLON PETE CO DEL
COM
13123X102
12
2700
SH
SOLE
2700
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
215
1940
SH
SOLE
1940
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
11
1000
SH
SOLE
1000
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
15
2000
SH
SOLE
2000
0
0
CATERPILLAR INC DEL
COM
149123101
10
80
SH
SOLE
80
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
9
3000
SH
SOLE
3000
0
0
CENTERSTATE BK CORP
COM
15201P109
18
738
SH
SOLE
738
0
0
CHARLES & COLVARD LTD
COM
159765106
13
8000
SH
SOLE
8000
0
0
CHATHAM LODGING TR
COM
16208T102
18
1000
SH
SOLE
1000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
6
100
SH
SOLE
100
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
39
850
SH
SOLE
850
0
0
CHEVRON CORP NEW
COM
166764100
3302
27842
SH
SOLE
27842
0
0
CIGNA CORP NEW
COM
125523100
106
700
SH
SOLE
700
0
0
CISCO SYS INC
COM
17275R102
2836
57402
SH
SOLE
57402
0
0
CITIGROUP INC
COM NEW
172967424
62
900
SH
SOLE
900
0
0
CNO FINL GROUP INC
COM
12621E103
21
1300
SH
SOLE
1300
0
0
COCA COLA CO
COM
191216100
2035
37386
SH
SOLE
37386
0
0
COFFEE HLDG CO INC
COM
192176105
12
3000
SH
SOLE
3000
0
0
COMPASS MINERALS INTL INC
COM
20451N101
331
5860
SH
SOLE
5860
0
0
CONOCOPHILLIPS
COM
20825C104
1176
20634
SH
SOLE
20634
0
0
CORNING INC
COM
219350105
114
4000
SH
SOLE
4000
0
0
COSTAMARE INC
SHS
Y1771G102
12
2000
SH
SOLE
2000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
115
400
SH
SOLE
400
0
0
COWEN INC
CL A NEW
223622606
38
2500
SH
SOLE
2500
0
0
CREDIT SUISSE NASSAU BRH
VELOCITY SHS DAI
22542D332
1
60
SH
SOLE
60
0
0
CSS INDS INC
COM
125906107
6
1500
SH
SOLE
1500
0
0
CULLEN FROST BANKERS INC
COM
229899109
15
175
SH
SOLE
175
0
0
CVR PARTNERS LP
COM
126633106
12
3000
SH
SOLE
3000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
15
2000
SH
SOLE
2000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
15
2500
SH
SOLE
2500
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
3
294
SH
SOLE
294
0
0
DISCOVER FINL SVCS
COM
254709108
10
118
SH
SOLE
118
0
0
DISNEY WALT CO
COM DISNEY
254687106
3325
25517
SH
SOLE
25517
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0
DORIAN LPG LTD
SHS USD
Y2106R110
31
3000
SH
SOLE
3000
0
0
DOW INC
COM
260557103
5
97
SH
SOLE
97
0
0
DUPONT DE NEMOURS INC
COM
26614N102
7
97
SH
SOLE
97
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
4
148
SH
SOLE
148
0
0
EMERSON ELEC CO
COM
291011104
1121
16771
SH
SOLE
16771
0
0
ENBRIDGE INC
COM
29250N105
78
2222
SH
SOLE
2222
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
4
2000
SH
SOLE
2000
0
0
ENERGY RECOVERY INC
COM
29270J100
40
4300
SH
SOLE
4300
0
0
ENTERGY CORP NEW
COM
29364G103
60
510
SH
SOLE
510
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
384
13420
SH
SOLE
13420
0
0
EOG RES INC
COM
26875P101
165
2220
SH
SOLE
2220
0
0
ESSA BANCORP INC
COM
29667D104
16
1000
SH
SOLE
1000
0
0
EXELIXIS INC
COM
30161Q104
8
450
SH
SOLE
450
0
0
EXXON MOBIL CORP
COM
30231G102
3947
55896
SH
SOLE
55896
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
12
90
SH
SOLE
90
0
0
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
2
85
SH
SOLE
85
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
14
1000
SH
SOLE
1000
0
0
FORD MTR CO DEL
COM
345370860
18
2000
SH
SOLE
2000
0
0
FRIEDMAN INDS INC
COM
358435105
13
2000
SH
SOLE
2000
0
0
FS KKR CAPITAL CORP
COM
302635107
6
1000
SH
SOLE
1000
0
0
FUEL TECH INC
COM
359523107
22
22000
SH
SOLE
22000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
14
1500
SH
SOLE
1500
0
0
GENCOR INDS INC
COM
368678108
17
1500
SH
SOLE
1500
0
0
GENERAL DYNAMICS CORP
COM
369550108
18
100
SH
SOLE
100
0
0
GENERAL ELECTRIC CO
COM
369604103
43
4800
SH
SOLE
4800
0
0
GENERAL MTRS CO
COM
37045V100
42
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SH
SOLE
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GENWORTH FINL INC
COM CL A
37247D106
54
12300
SH
SOLE
12300
0
0
GILEAD SCIENCES INC
COM
375558103
38
600
SH
SOLE
600
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
8
250
SH
SOLE
250
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
57
275
SH
SOLE
275
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
9
2500
SH
SOLE
2500
0
0
HALLIBURTON CO
COM
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317
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SH
SOLE
16793
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HANCOCK JOHN INCOME SECS TR
COM
410123103
41
2800
SH
SOLE
2800
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
18
300
SH
SOLE
300
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
7
150
SH
SOLE
150
0
0
HECLA MNG CO
COM
422704106
4
2000
SH
SOLE
2000
0
0
HESS CORP
COM
42809H107
30
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
2986
12870
SH
SOLE
12870
0
0
HOMESTREET INC
COM
43785V102
27
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SH
SOLE
1000
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
19
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SH
SOLE
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0
0
HUNTINGTON BANCSHARES INC
COM
446150104
14
1000
SH
SOLE
1000
0
0
IAMGOLD CORP
COM
450913108
7
2000
SH
SOLE
2000
0
0
ICONIX BRAND GROUP INC
COM NEW
451055305
4
2500
SH
SOLE
2500
0
0
INSPERITY INC
COM
45778Q107
56
570
SH
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570
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INTEL CORP
COM
458140100
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69835
SH
SOLE
69835
0
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INTERNATIONAL BUSINESS MACHS
COM
459200101
150
1030
SH
SOLE
1030
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
19
1000
SH
SOLE
1000
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
507
4305
SH
SOLE
4305
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0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
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9922
SH
SOLE
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0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
12
800
SH
SOLE
800
0
0
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
219
3780
SH
SOLE
3780
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INVESCO PA VALUE MUN INCOME
COM
46132K109
39
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SH
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INVESCO QQQ TR
UNIT SER 1
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SH
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0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
85
4000
SH
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4000
0
0
ISHARES TR
RUS 1000 GRW ETF
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6
36
SH
SOLE
36
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
7
55
SH
SOLE
55
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0
ISHARES TR
CORE S&P MCP ETF
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14
71
SH
SOLE
71
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0
ISHARES TR
U.S. MED DVC ETF
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31
126
SH
SOLE
126
0
0
ISHARES TR
RUS 1000 ETF
464287622
23
139
SH
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139
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0
ISHARES TR
TIPS BD ETF
464287176
16
140
SH
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140
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ISHARES TR
U.S. TECH ETF
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31
150
SH
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150
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ISHARES TR
MSCI MIN VOL ETF
46429B697
14
225
SH
SOLE
225
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
23
250
SH
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250
0
0
ISHARES TR
S&P MC 400GR ETF
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56
251
SH
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251
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ISHARES TR
U.S. PHARMA ETF
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36
260
SH
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260
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0
ISHARES TR
CORE S&P SCP ETF
464287804
25
327
SH
SOLE
327
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
16
339
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339
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
57
354
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354
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0
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CORE 1 5 YR USD
46432F859
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380
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380
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NATIONAL MUN ETF
464288414
44
390
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390
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SHORT TREAS BD
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1070
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1070
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1 3 YR TREAS BD
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ISHARES TR
NASDAQ BIOTECH
464287556
325
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ISHARES TR
IBOXX HI YD ETF
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ISHARES TR
CORE US AGGBD ET
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ITERIS INC
COM
46564T107
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SH
SOLE
4000
0
0
JD COM INC
SPON ADR CL A
47215P106
68
2400
SH
SOLE
2400
0
0
JMP GROUP LLC
COM
46629U107
17
5000
SH
SOLE
5000
0
0
JOHNSON & JOHNSON
COM
478160104
1078
8332
SH
SOLE
8332
0
0
JPMORGAN CHASE & CO
COM
46625H100
1390
11807
SH
SOLE
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0
0
KELLY SVCS INC
CL A
488152208
61
2500
SH
SOLE
2500
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
0
300
SH
SOLE
300
0
0
KIMBALL INTL INC
CL B
494274103
39
2000
SH
SOLE
2000
0
0
KINDER MORGAN INC DEL
COM
49456B101
26
1249
SH
SOLE
1249
0
0
KINDRED BIOSCIENCES INC
COM
494577109
10
1500
SH
SOLE
1500
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
16
1000
SH
SOLE
1000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
12
1000
SH
SOLE
1000
0
0
LAWSON PRODS INC
COM
520776105
23
600
SH
SOLE
600
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
5
4970
SH
SOLE
4970
0
0
LOCKHEED MARTIN CORP
COM
539830109
4720
12100
SH
SOLE
12100
0
0
LOWES COS INC
COM
548661107
3374
30680
SH
SOLE
30680
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
31
350
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350
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0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
99
1500
SH
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1500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
26
600
SH
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600
0
0
MARATHON PETE CORP
COM
56585A102
82
1356
SH
SOLE
1356
0
0
MASTERCARD INC
CL A
57636Q104
122
450
SH
SOLE
450
0
0
MCDERMOTT INTL INC
COM
580037703
11
5333
SH
SOLE
5333
0
0
MCDONALDS CORP
COM
580135101
4113
19157
SH
SOLE
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0
0
MEDTRONIC PLC
SHS
G5960L103
24
225
SH
SOLE
225
0
0
MERCK & CO INC
COM
58933Y105
2226
26440
SH
SOLE
26440
0
0
MERITAGE HOMES CORP
COM
59001A102
4
56
SH
SOLE
56
0
0
METLIFE INC
COM
59156R108
42
900
SH
SOLE
900
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
52
8820
SH
SOLE
8820
0
0
MICRON TECHNOLOGY INC
COM
595112103
107
2500
SH
SOLE
2500
0
0
MICROSOFT CORP
COM
594918104
6916
49741
SH
SOLE
49741
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
14
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
61
1423
SH
SOLE
1423
0
0
MVC CAPITAL INC
COM
553829102
9
1000
SH
SOLE
1000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
6
3040
SH
SOLE
3040
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
25
458
SH
SOLE
458
0
0
NIKE INC
CL B
654106103
44
470
SH
SOLE
470
0
0
NL INDS INC
COM NEW
629156407
11
3000
SH
SOLE
3000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
8
45
SH
SOLE
45
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
18
800
SH
SOLE
800
0
0
NORTHWEST PIPE CO
COM
667746101
42
1500
SH
SOLE
1500
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
32
1000
SH
SOLE
1000
0
0
NOVAVAX INC
COM NEW
670002401
3
500
SH
SOLE
500
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
57
4000
SH
SOLE
4000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
14
1000
SH
SOLE
1000
0
0
O2MICRO INTERNATIONAL LTD
SPONS ADR
67107W100
7
5000
SH
SOLE
5000
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
10
2000
SH
SOLE
2000
0
0
OASIS PETE INC NEW
COM
674215108
19
5500
SH
SOLE
5500
0
0
OBSIDIAN ENERGY LTD
COM
674482203
2
2857
SH
SOLE
2857
0
0
OCCIDENTAL PETE CORP
COM
674599105
252
5657
SH
SOLE
5657
0
0
OCEAN BIO CHEM INC
COM
674631106
10
3000
SH
SOLE
3000
0
0
OHA INVT CORP
COM
67091U102
8
6000
SH
SOLE
6000
0
0
OLYMPIC STEEL INC
COM
68162K106
7
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
700
12717
SH
SOLE
12717
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
36
8000
SH
SOLE
8000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
7
4000
SH
SOLE
4000
0
0
OWENS & MINOR INC NEW
COM
690732102
12
2000
SH
SOLE
2000
0
0
PACER FDS TR
TRENDP US LAR CP
69374H105
16
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
1011
7377
SH
SOLE
7377
0
0
PERMA PIPE INTL HLDGS INC
COM
714167103
50
5200
SH
SOLE
5200
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
14
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
3799
105739
SH
SOLE
105739
0
0
PHOTRONICS INC
COM
719405102
76
7000
SH
SOLE
7000
0
0
PICO HLDGS INC
COM NEW
693366205
5
500
SH
SOLE
500
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
17
300
SH
SOLE
300
0
0
PIONEER NAT RES CO
COM
723787107
63
500
SH
SOLE
500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
37
1800
SH
SOLE
1800
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
11
10000
SH
SOLE
10000
0
0
PREFORMED LINE PRODS CO
COM
740444104
11
200
SH
SOLE
200
0
0
PROCTER & GAMBLE CO
COM
742718109
243
1950
SH
SOLE
1950
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
5
1000
SH
SOLE
1000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
20
3000
SH
SOLE
3000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
28
400
SH
SOLE
400
0
0
PRUDENTIAL FINL INC
COM
744320102
36
400
SH
SOLE
400
0
0
PUBLIC STORAGE
COM
74460D109
503
2050
SH
SOLE
2050
0
0
RANGE RES CORP
COM
75281A109
5
1370
SH
SOLE
1370
0
0
RAYTHEON CO
COM NEW
755111507
6
31
SH
SOLE
31
0
0
REALTY INCOME CORP
COM
756109104
219
2855
SH
SOLE
2855
0
0
RESOLUTE FST PRODS INC
COM
76117W109
28
6000
SH
SOLE
6000
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
0
2000
SH
SOLE
2000
0
0
RF INDS LTD
COM PAR $0.01
749552105
14
2000
SH
SOLE
2000
0
0
RICHARDSON ELECTRS LTD
COM
763165107
15
2500
SH
SOLE
2500
0
0
RITE AID CORP
COM
767754872
1
132
SH
SOLE
132
0
0
RMR GROUP INC
CL A
74967R106
0
2
SH
SOLE
2
0
0
ROPER TECHNOLOGIES INC
COM
776696106
71
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2661
45210
SH
SOLE
45210
0
0
SALESFORCE COM INC
COM
79466L302
37
250
SH
SOLE
250
0
0
SCHLUMBERGER LTD
COM
806857108
2868
83924
SH
SOLE
83924
0
0
SCHNITZER STL INDS
CL A
806882106
27
1300
SH
SOLE
1300
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
14
170
SH
SOLE
170
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
32
1000
SH
SOLE
1000
0
0
SCULLY ROYALTY LTD
COM SHS
G7T96K107
9
800
SH
SOLE
800
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
11
170
SH
SOLE
170
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
12
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
41
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
36
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
18
630
SH
SOLE
630
0
0
SERVICE CORP INTL
COM
817565104
167
3500
SH
SOLE
3500
0
0
SERVICE PPTYS TR
COM SH BEN INT
81761L102
6
250
SH
SOLE
250
0
0
SHORE BANCSHARES INC
COM
825107105
23
1500
SH
SOLE
1500
0
0
SILVERBOW RES INC
COM
82836G102
0
17
SH
SOLE
17
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
5
60
SH
SOLE
60
0
0
SOLAR CAP LTD
COM
83413U100
31
1500
SH
SOLE
1500
0
0
SORL AUTO PTS INC
COM
78461U101
16
5000
SH
SOLE
5000
0
0
SOUTHERN CO
COM
842587107
43
700
SH
SOLE
700
0
0
SOUTHWEST AIRLS CO
COM
844741108
5
100
SH
SOLE
100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
8
4000
SH
SOLE
4000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
517
1920
SH
SOLE
1920
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
111
375
SH
SOLE
375
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1
10
SH
SOLE
10
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
14
241
SH
SOLE
241
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
15
271
SH
SOLE
271
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
2
300
SH
SOLE
300
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
68
660
SH
SOLE
660
0
0
SPDR SERIES TRUST
NUVEEN BRC MUNIC
78468R721
88
1730
SH
SOLE
1730
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
53
2365
SH
SOLE
2365
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
360
11660
SH
SOLE
11660
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
12
1200
SH
SOLE
1200
0
0
T2 BIOSYSTEMS INC
COM
89853L104
43
17000
SH
SOLE
17000
0
0
TERRAFORM PWR INC
COM CL A
88104R209
0
14
SH
SOLE
14
0
0
TEXAS INSTRS INC
COM
882508104
452
3500
SH
SOLE
3500
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
174
4150
SH
SOLE
4150
0
0
TIDEWATER INC NEW
COM
88642R109
5
300
SH
SOLE
300
0
0
TRANS WORLD ENTMT CORP
COM NEW
89336Q209
2
722
SH
SOLE
722
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
5
1200
SH
SOLE
1200
0
0
TRAVELCENTERS OF AMERICA INC
COM NEW
89421B109
32
2600
SH
SOLE
2600
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
8
1000
SH
SOLE
1000
0
0
TUTOR PERINI CORP
COM
901109108
14
1000
SH
SOLE
1000
0
0
U S GLOBAL INVS INC
CL A
902952100
14
7000
SH
SOLE
7000
0
0
UNION PACIFIC CORP
COM
907818108
71
440
SH
SOLE
440
0
0
UNITED FIRE GROUP INC
COM
910340108
33
700
SH
SOLE
700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
620
5175
SH
SOLE
5175
0
0
UNITED STATES STL CORP NEW
COM
912909108
16
1400
SH
SOLE
1400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2496
18285
SH
SOLE
18285
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
179
825
SH
SOLE
825
0
0
VAALCO ENERGY INC
COM NEW
91851C201
20
10000
SH
SOLE
10000
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
15
150
SH
SOLE
150
0
0
VANGUARD GROUP
DIV APP ETF
921908844
36
300
SH
SOLE
300
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
5
46
SH
SOLE
46
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
110
718
SH
SOLE
718
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
157
1685
SH
SOLE
1685
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
399
2645
SH
SOLE
2645
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
90
1800
SH
SOLE
1800
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
285
3519
SH
SOLE
3519
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
162
1823
SH
SOLE
1823
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
46
350
SH
SOLE
350
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
14
75
SH
SOLE
75
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
12
85
SH
SOLE
85
0
0
VERASTEM INC
COM
92337C104
5
4000
SH
SOLE
4000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
60
1000
SH
SOLE
1000
0
0
VISA INC
COM CL A
92826C839
163
950
SH
SOLE
950
0
0
WALMART INC
COM
931142103
3202
26980
SH
SOLE
26980
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
248
8501
SH
SOLE
8501
0
0
WELLS FARGO CO NEW
COM
949746101
3938
78075
SH
SOLE
78075
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
127
7795
SH
SOLE
7795
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
11
500
SH
SOLE
500
0
0
WESTERN DIGITAL CORP
COM
958102105
79
1326
SH
SOLE
1326
0
0
WESTERN NEW ENG BANCORP INC
COM
958892101
10
1000
SH
SOLE
1000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
14
5000
SH
SOLE
5000
0
0
WHITING PETE CORP NEW
COM NEW
966387409
2
300
SH
SOLE
300
0
0
WIDEPOINT CORP
COM
967590100
6
20000
SH
SOLE
20000
0
0
WORKDAY INC
CL A
98138H101
17
100
SH
SOLE
100
0
0
XCEL ENERGY INC
COM
98389B100
181
2787
SH
SOLE
2787
0
0
YUM BRANDS INC
COM
988498101
70
620
SH
SOLE
620
0
0
YUM CHINA HLDGS INC
COM
98850P109
28
620
SH
SOLE
620
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
8
1000
SH
SOLE
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
30
350
SH
SOLE
350
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
4
428
SH
SOLE
428
0
0
COSTAMARE INC
SHS
Y1771G102
10
2000
SH
SOLE
2000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
15
2500
SH
SOLE
2500
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
4
294
SH
SOLE
294
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
27
3000
SH
SOLE
3000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
13
1500
SH
SOLE
1500
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
19
1000
SH
SOLE
1000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
12
1200
SH
SOLE
1200
0
0