0001704300-19-000002.txt : 20190417
0001704300-19-000002.hdr.sgml : 20190417
20190417154112
ACCESSION NUMBER: 0001704300-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190417
DATE AS OF CHANGE: 20190417
EFFECTIVENESS DATE: 20190417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Founders Capital Management
CENTRAL INDEX KEY: 0001704300
IRS NUMBER: 760456940
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1217
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18033
FILM NUMBER: 19753026
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7138771188
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: STE 2530
CITY: HOUSTON
STATE: TX
ZIP: 77027
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001704300
XXXXXXXX
03-31-2019
03-31-2019
Founders Capital Management
4400 POST OAK PARKWAY
STE 2530
HOUSTON
TX
77027
13F HOLDINGS REPORT
028-18033
N
James Walter
Vice President
7138771188
James Walter
Houston
TX
04-17-2019
0
327
106659
false
INFORMATION TABLE
2
FCM13FHR03312019.xml
AT&T INC
COM
00206R102
502
16021
SH
SOLE
16021
0
0
AXT INC
COM
00246W103
18
4000
SH
SOLE
4000
0
0
ABBOTT LABS
COM
002824100
48
600
SH
SOLE
600
0
0
ABBVIE INC
COM
00287Y109
3560
44180
SH
SOLE
44180
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
30
5034
SH
SOLE
5034
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
4
2000
SH
SOLE
2000
0
0
ADOBE INC
COM
00724F101
4664
17500
SH
SOLE
17500
0
0
AEHR TEST SYSTEMS
COM
00760J108
14
10000
SH
SOLE
10000
0
0
ADVANCED ENERGY INDS
COM
007973100
15
300
SH
SOLE
300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
9
50
SH
SOLE
50
0
0
ALLSTATE CORP
COM
020002101
19
201
SH
SOLE
201
0
0
ALPHA PRO TECH LTD
COM
020772109
22
6000
SH
SOLE
6000
0
0
ALPHABET INC
CAP STK CL C
02079K107
117
100
SH
SOLE
100
0
0
ALPHABET INC
CAP STK CL A
02079K305
118
100
SH
SOLE
100
0
0
AMAZON COM INC
COM
023135106
9
5
SH
SOLE
5
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
14
1000
SH
SOLE
1000
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
14
173
SH
SOLE
173
0
0
AMERICAN EXPRESS CO
COM
025816109
1724
15775
SH
SOLE
15775
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
20
100
SH
SOLE
100
0
0
AMGEN INC
COM
031162100
2240
11790
SH
SOLE
11790
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
3
1000
SH
SOLE
1000
0
0
AMPHENOL CORP NEW
CL A
032095101
293
3100
SH
SOLE
3100
0
0
ANADARKO PETE CORP
COM
032511107
2
50
SH
SOLE
50
0
0
ANNALY CAP MGMT INC
COM
035710409
25
2500
SH
SOLE
2500
0
0
APOLLO INVT CORP
COM NEW
03761U502
8
500
SH
SOLE
500
0
0
APPLE INC
COM
037833100
5512
29016
SH
SOLE
29016
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
15
3600
SH
SOLE
3600
0
0
APPLIED MATLS INC
COM
038222105
47
1185
SH
SOLE
1185
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
4
1000
SH
SOLE
1000
0
0
ARBOR RLTY TR INC
COM
038923108
39
3029
SH
SOLE
3029
0
0
ARGAN INC
COM
04010E109
35
700
SH
SOLE
700
0
0
ARES CAP CORP
COM
04010L103
19
1110
SH
SOLE
1110
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
61
1200
SH
SOLE
1200
0
0
BB&T CORP
COM
054937107
10
225
SH
SOLE
225
0
0
BGC PARTNERS INC
CL A
05541T101
5
1000
SH
SOLE
1000
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
6
218
SH
SOLE
218
0
0
BRT APARTMENTS CORP
COM
055645303
35
2500
SH
SOLE
2500
0
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
14
3500
SH
SOLE
3500
0
0
BAIDU INC
SPON ADR REP A
056752108
3
20
SH
SOLE
20
0
0
BAKER HUGHES A GE CO
CL A
05722G100
19
700
SH
SOLE
700
0
0
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
28
1000
SH
SOLE
1000
0
0
BANC OF CALIFORNIA INC
COM
05990K106
14
1000
SH
SOLE
1000
0
0
BANK AMER CORP
COM
060505104
588
21310
SH
SOLE
21310
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1476
29265
SH
SOLE
29265
0
0
BENCHMARK ELECTRS INC
COM
08160H101
105
4000
SH
SOLE
4000
0
0
BIOTIME INC
COM
09066L105
7
4970
SH
SOLE
4970
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
14
415
SH
SOLE
415
0
0
BOEING CO
COM
097023105
6883
18046
SH
SOLE
18046
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
57
1200
SH
SOLE
1200
0
0
CIGNA CORP NEW
COM
125523100
113
700
SH
SOLE
700
0
0
CSS INDS INC
COM
125906107
9
1500
SH
SOLE
1500
0
0
CNO FINL GROUP INC
COM
12621E103
21
1300
SH
SOLE
1300
0
0
CSX CORP
COM
126408103
15
200
SH
SOLE
200
0
0
CVR PARTNERS LP
COM
126633106
8
2000
SH
SOLE
2000
0
0
CVS HEALTH CORP
COM
126650100
2
30
SH
SOLE
30
0
0
CALLON PETE CO DEL
COM
13123X102
13
1700
SH
SOLE
1700
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
197
1940
SH
SOLE
1940
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
17
2000
SH
SOLE
2000
0
0
CATERPILLAR INC DEL
COM
149123101
11
80
SH
SOLE
80
0
0
CELGENE CORP
COM
151020104
14
150
SH
SOLE
150
0
0
CENTERSTATE BK CORP
COM
15201P109
18
738
SH
SOLE
738
0
0
CHARLES & COLVARD LTD
COM
159765106
7
6000
SH
SOLE
6000
0
0
CHATHAM LODGING TR
COM
16208T102
19
1000
SH
SOLE
1000
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
36
850
SH
SOLE
850
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
7
100
SH
SOLE
100
0
0
CHEVRON CORP NEW
COM
166764100
3405
27642
SH
SOLE
27642
0
0
CISCO SYS INC
COM
17275R102
3093
57285
SH
SOLE
57285
0
0
CITIGROUP INC
COM NEW
172967424
56
900
SH
SOLE
900
0
0
COCA COLA CO
COM
191216100
1782
38026
SH
SOLE
38026
0
0
COFFEE HLDG CO INC
COM
192176105
11
2000
SH
SOLE
2000
0
0
COMPASS MINERALS INTL INC
COM
20451N101
319
5860
SH
SOLE
5860
0
0
CONOCOPHILLIPS
COM
20825C104
1437
21534
SH
SOLE
21534
0
0
CORNING INC
COM
219350105
132
4000
SH
SOLE
4000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
87
360
SH
SOLE
360
0
0
COWEN INC
CL A NEW
223622606
36
2500
SH
SOLE
2500
0
0
CREDIT SUISSE NASSAU BRH
VELOCITY SHS DAI
22542D332
2
60
SH
SOLE
60
0
0
CULLEN FROST BANKERS INC
COM
229899109
57
590
SH
SOLE
590
0
0
DISNEY WALT CO
COM DISNEY
254687106
2477
22312
SH
SOLE
22312
0
0
DISCOVER FINL SVCS
COM
254709108
8
118
SH
SOLE
118
0
0
DOWDUPONT INC
COM
26078J100
16
294
SH
SOLE
294
0
0
EOG RES INC
COM
26875P101
211
2220
SH
SOLE
2220
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
35
2800
SH
SOLE
2800
0
0
EMERSON ELEC CO
COM
291011104
1046
15273
SH
SOLE
15273
0
0
ENBRIDGE INC
COM
29250N105
81
2222
SH
SOLE
2222
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
5
2000
SH
SOLE
2000
0
0
ENERGY RECOVERY INC
COM
29270J100
38
4300
SH
SOLE
4300
0
0
ENTERGY CORP NEW
COM
29364G103
49
510
SH
SOLE
510
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
391
13420
SH
SOLE
13420
0
0
ESSA BANCORP INC
COM
29667D104
15
1000
SH
SOLE
1000
0
0
EXELIXIS INC
COM
30161Q104
11
450
SH
SOLE
450
0
0
EXXON MOBIL CORP
COM
30231G102
4048
50103
SH
SOLE
50103
0
0
FS KKR CAPITAL CORP
COM
302635107
6
1000
SH
SOLE
1000
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
13
90
SH
SOLE
90
0
0
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
2
85
SH
SOLE
85
0
0
FITBIT INC
CL A
33812L102
12
2000
SH
SOLE
2000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
12
1000
SH
SOLE
1000
0
0
FORD MTR CO DEL
COM
345370860
18
2000
SH
SOLE
2000
0
0
FRIEDMAN INDS INC
COM
358435105
8
1000
SH
SOLE
1000
0
0
FUEL TECH INC
COM
359523107
33
20000
SH
SOLE
20000
0
0
GENCOR INDS INC
COM
368678108
19
1500
SH
SOLE
1500
0
0
GENERAL DYNAMICS CORP
COM
369550108
23
135
SH
SOLE
135
0
0
GENERAL ELECTRIC CO
COM
369604103
48
4800
SH
SOLE
4800
0
0
GENERAL MTRS CO
COM
37045V100
40
1078
SH
SOLE
1078
0
0
GENWORTH FINL INC
COM CL A
37247D106
47
12300
SH
SOLE
12300
0
0
GILEAD SCIENCES INC
COM
375558103
39
600
SH
SOLE
600
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
8
250
SH
SOLE
250
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
53
275
SH
SOLE
275
0
0
HALCON RES CORP
COM PAR NEW
40537Q605
1
1000
SH
SOLE
1000
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
13
2500
SH
SOLE
2500
0
0
HALLIBURTON CO
COM
406216101
499
17043
SH
SOLE
17043
0
0
HANCOCK JOHN INCOME SECS TR
COM
410123103
40
2800
SH
SOLE
2800
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
30
600
SH
SOLE
600
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
6
150
SH
SOLE
150
0
0
HECLA MNG CO
COM
422704106
5
2000
SH
SOLE
2000
0
0
HESS CORP
COM
42809H107
30
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
2456
12800
SH
SOLE
12800
0
0
HOMESTREET INC
COM
43785V102
26
1000
SH
SOLE
1000
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
7
250
SH
SOLE
250
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
19
3000
SH
SOLE
3000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
13
1000
SH
SOLE
1000
0
0
IAMGOLD CORP
COM
450913108
7
2000
SH
SOLE
2000
0
0
ICONIX BRAND GROUP INC
COM NEW
451055305
5
2500
SH
SOLE
2500
0
0
INSPERITY INC
COM
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70
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SH
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570
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INTEL CORP
COM
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SH
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INTERNATIONAL BUSINESS MACHS
COM
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INVESCO QQQ TR
UNIT SER 1
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SH
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INVESCO ACTIVELY MANAGD ETF
OPTIMUM YIELD
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SH
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INVESCO PA VALUE MUN INCOME
COM
46132K109
50
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SH
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0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
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INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
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SH
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0
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INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
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3520
SH
SOLE
3520
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
15
1000
SH
SOLE
1000
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
106
4000
SH
SOLE
4000
0
0
ISHARES TR
TIPS BD ETF
464287176
17
147
SH
SOLE
147
0
0
ISHARES TR
CORE US AGGBD ET
464287226
103
940
SH
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940
0
0
ISHARES TR
IBOXX INV CP ETF
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11
95
SH
SOLE
95
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
178
1580
SH
SOLE
1580
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
122
1450
SH
SOLE
1450
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
13
71
SH
SOLE
71
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
270
2411
SH
SOLE
2411
0
0
ISHARES TR
S&P MC 400GR ETF
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55
250
SH
SOLE
250
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
5
36
SH
SOLE
36
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
43
281
SH
SOLE
281
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
55
352
SH
SOLE
352
0
0
ISHARES TR
U.S. TECH ETF
464287721
29
150
SH
SOLE
150
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
21
276
SH
SOLE
276
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
23
250
SH
SOLE
250
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
43
390
SH
SOLE
390
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
157
1810
SH
SOLE
1810
0
0
ISHARES TR
SHORT TREAS BD
464288679
118
1070
SH
SOLE
1070
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
29
126
SH
SOLE
126
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
40
235
SH
SOLE
235
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
40
260
SH
SOLE
260
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
15
339
SH
SOLE
339
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
19
380
SH
SOLE
380
0
0
ITERIS INC
COM
46564T107
17
4000
SH
SOLE
4000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1200
11849
SH
SOLE
11849
0
0
JMP GROUP LLC
COM
46629U107
19
5000
SH
SOLE
5000
0
0
JD COM INC
SPON ADR CL A
47215P106
72
2400
SH
SOLE
2400
0
0
JOHNSON & JOHNSON
COM
478160104
1165
8332
SH
SOLE
8332
0
0
KELLY SVCS INC
CL A
488152208
55
2500
SH
SOLE
2500
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
1
300
SH
SOLE
300
0
0
KIMBALL INTL INC
CL B
494274103
28
2000
SH
SOLE
2000
0
0
KINDER MORGAN INC DEL
COM
49456B101
25
1228
SH
SOLE
1228
0
0
KINDRED BIOSCIENCES INC
COM
494577109
14
1500
SH
SOLE
1500
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
16
1000
SH
SOLE
1000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
7
500
SH
SOLE
500
0
0
LAWSON PRODS INC
COM
520776105
19
600
SH
SOLE
600
0
0
LOCKHEED MARTIN CORP
COM
539830109
3609
12025
SH
SOLE
12025
0
0
LOWES COS INC
COM
548661107
3369
30780
SH
SOLE
30780
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
11
1850
SH
SOLE
1850
0
0
MVC CAPITAL INC
COM
553829102
9
1000
SH
SOLE
1000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
91
1500
SH
SOLE
1500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
22
600
SH
SOLE
600
0
0
MARATHON PETE CORP
COM
56585A102
81
1350
SH
SOLE
1350
0
0
MASTERCARD INC
CL A
57636Q104
118
500
SH
SOLE
500
0
0
MCDERMOTT INTL INC
COM
580037703
25
3333
SH
SOLE
3333
0
0
MCDONALDS CORP
COM
580135101
3697
19466
SH
SOLE
19466
0
0
MERCK & CO INC
COM
58933Y105
1132
13615
SH
SOLE
13615
0
0
MERITAGE HOMES CORP
COM
59001A102
3
56
SH
SOLE
56
0
0
METLIFE INC
COM
59156R108
38
900
SH
SOLE
900
0
0
MICROSOFT CORP
COM
594918104
5984
50739
SH
SOLE
50739
0
0
MICRON TECHNOLOGY INC
COM
595112103
103
2500
SH
SOLE
2500
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
13
1000
SH
SOLE
1000
0
0
MORGAN STANLEY
COM NEW
617446448
76
1793
SH
SOLE
1793
0
0
NL INDS INC
COM NEW
629156407
8
2000
SH
SOLE
2000
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
26
458
SH
SOLE
458
0
0
NIKE INC
CL B
654106103
39
468
SH
SOLE
468
0
0
NORFOLK SOUTHERN CORP
COM
655844108
8
45
SH
SOLE
45
0
0
NORTHEAST BANCORP
COM NEW
663904209
17
800
SH
SOLE
800
0
0
NORTHWEST PIPE CO
COM
667746101
43
1800
SH
SOLE
1800
0
0
NOVAVAX INC
COM
670002104
6
10000
SH
SOLE
10000
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
67
5000
SH
SOLE
5000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
14
1000
SH
SOLE
1000
0
0
OHA INVT CORP
COM
67091U102
7
6000
SH
SOLE
6000
0
0
O2MICRO INTERNATIONAL LTD
SPONS ADR
67107W100
9
5000
SH
SOLE
5000
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
10
2000
SH
SOLE
2000
0
0
OASIS PETE INC NEW
COM
674215108
9
1500
SH
SOLE
1500
0
0
OBSIDIAN ENERGY LTD
COM
674482104
6
20000
SH
SOLE
20000
0
0
OCCIDENTAL PETE CORP
COM
674599105
367
5550
SH
SOLE
5550
0
0
OCEAN BIO CHEM INC
COM
674631106
10
3000
SH
SOLE
3000
0
0
OLYMPIC STEEL INC
COM
68162K106
8
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
691
12867
SH
SOLE
12867
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
18
6000
SH
SOLE
6000
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
5
2000
SH
SOLE
2000
0
0
OWENS & MINOR INC NEW
COM
690732102
4
1000
SH
SOLE
1000
0
0
PICO HLDGS INC
COM NEW
693366205
5
500
SH
SOLE
500
0
0
PACER FDS TR
TRENDP US LAR CP
69374H105
20
675
SH
SOLE
675
0
0
PEPSICO INC
COM
713448108
864
7047
SH
SOLE
7047
0
0
PERMA PIPE INTL HLDGS INC
COM
714167103
49
5600
SH
SOLE
5600
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
16
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
3424
80622
SH
SOLE
80622
0
0
PHILLIPS 66
COM
718546104
391
4110
SH
SOLE
4110
0
0
PHOTRONICS INC
COM
719405102
66
7000
SH
SOLE
7000
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
22
400
SH
SOLE
400
0
0
PIONEER NAT RES CO
COM
723787107
76
500
SH
SOLE
500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
44
1800
SH
SOLE
1800
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
13
5500
SH
SOLE
5500
0
0
PREFORMED LINE PRODS CO
COM
740444104
11
200
SH
SOLE
200
0
0
PROCTER AND GAMBLE CO
COM
742718109
203
1950
SH
SOLE
1950
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
5
1000
SH
SOLE
1000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
20
3000
SH
SOLE
3000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
28
400
SH
SOLE
400
0
0
PRUDENTIAL FINL INC
COM
744320102
37
400
SH
SOLE
400
0
0
PUBLIC STORAGE
COM
74460D109
446
2050
SH
SOLE
2050
0
0
QUALCOMM INC
COM
747525103
19
340
SH
SOLE
340
0
0
RF INDS LTD
COM PAR $0.01
749552105
13
2000
SH
SOLE
2000
0
0
RANGE RES CORP
COM
75281A109
4
370
SH
SOLE
370
0
0
RAYTHEON CO
COM NEW
755111507
6
31
SH
SOLE
31
0
0
REALTY INCOME CORP
COM
756109104
210
2855
SH
SOLE
2855
0
0
RESOLUTE FST PRODS INC
COM
76117W109
36
4500
SH
SOLE
4500
0
0
RICHARDSON ELECTRS LTD
COM
763165107
17
2500
SH
SOLE
2500
0
0
RITE AID CORP
COM
767754104
2
2645
SH
SOLE
2645
0
0
ROPER TECHNOLOGIES INC
COM
776696106
68
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
441
7050
SH
SOLE
7050
0
0
SORL AUTO PTS INC
COM
78461U101
14
5000
SH
SOLE
5000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
60
211
SH
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211
0
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SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1
10
SH
SOLE
10
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
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301
9860
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9860
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
56
1815
SH
SOLE
1815
0
0
SPDR SERIES TRUST
OILGAS EQUIP
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3
300
SH
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300
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
66
660
SH
SOLE
660
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
475
1832
SH
SOLE
1832
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
85
1730
SH
SOLE
1730
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0
SALESFORCE COM INC
COM
79466L302
40
250
SH
SOLE
250
0
0
SCHLUMBERGER LTD
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806857108
785
18009
SH
SOLE
18009
0
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SCHNITZER STL INDS
CL A
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31
1300
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SOLE
1300
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
177
4150
SH
SOLE
4150
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
31
1000
SH
SOLE
1000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
41
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
13
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
24
945
SH
SOLE
945
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
33
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
10
170
SH
SOLE
170
0
0
SERVICE CORP INTL
COM
817565104
141
3500
SH
SOLE
3500
0
0
SHORE BANCSHARES INC
COM
825107105
22
1500
SH
SOLE
1500
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
5
60
SH
SOLE
60
0
0
SOLAR CAP LTD
COM
83413U100
31
1500
SH
SOLE
1500
0
0
SOUTHERN CO
COM
842587107
36
700
SH
SOLE
700
0
0
SOUTHWEST AIRLS CO
COM
844741108
5
100
SH
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100
0
0
TECH DATA CORP
COM
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31
300
SH
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300
0
0
TEXAS INSTRS INC
COM
882508104
371
3500
SH
SOLE
3500
0
0
3M CO
COM
88579Y101
134
645
SH
SOLE
645
0
0
TIDEWATER INC NEW
COM
88642R109
7
300
SH
SOLE
300
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
3
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SOLE
7859
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0
TRAVELCENTERS AMER LLC
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53
13000
SH
SOLE
13000
0
0
T2 BIOSYSTEMS INC
COM
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16
6000
SH
SOLE
6000
0
0
TUTOR PERINI CORP
COM
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17
1000
SH
SOLE
1000
0
0
U S GLOBAL INVS INC
CL A
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8
7000
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SOLE
7000
0
0
UNION PACIFIC CORP
COM
907818108
74
440
SH
SOLE
440
0
0
UNITED FIRE GROUP INC
COM
910340108
31
700
SH
SOLE
700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
612
5475
SH
SOLE
5475
0
0
UNITED STATES STL CORP NEW
COM
912909108
19
1000
SH
SOLE
1000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
686
5325
SH
SOLE
5325
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
204
825
SH
SOLE
825
0
0
VAALCO ENERGY INC
COM NEW
91851C201
22
10000
SH
SOLE
10000
0
0
VANGUARD GROUP
DIV APP ETF
921908844
33
300
SH
SOLE
300
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
44
350
SH
SOLE
350
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
2
13
SH
SOLE
13
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
14
150
SH
SOLE
150
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
149
1740
SH
SOLE
1740
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
90
1800
SH
SOLE
1800
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
13
75
SH
SOLE
75
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
12
85
SH
SOLE
85
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
218
2739
SH
SOLE
2739
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
5
44
SH
SOLE
44
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
146
1685
SH
SOLE
1685
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
2
13
SH
SOLE
13
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
109
712
SH
SOLE
712
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
383
2645
SH
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2645
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VERASTEM INC
COM
92337C104
6
2000
SH
SOLE
2000
0
0
VERIZON COMMUNICATIONS INC
COM
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63
1070
SH
SOLE
1070
0
0
VISA INC
COM CL A
92826C839
156
1000
SH
SOLE
1000
0
0
WABTEC CORP
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2
23
SH
SOLE
23
0
0
WALMART INC
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931142103
2586
26520
SH
SOLE
26520
0
0
WEINGARTEN RLTY INVS
SH BEN INT
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192
6551
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6551
0
0
WELLS FARGO CO NEW
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949746101
3779
78215
SH
SOLE
78215
0
0
WESTERN ASSET INVESTMENT GRA
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95766T100
71
4835
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4835
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0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
10
500
SH
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500
0
0
WESTERN DIGITAL CORP
COM
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64
1326
SH
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1326
0
0
WESTERN NEW ENG BANCORP INC
COM
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9
1000
SH
SOLE
1000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
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8
5000
SH
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5000
0
0
WHITING PETE CORP NEW
COM NEW
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300
SH
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300
0
0
WORKDAY INC
CL A
98138H101
19
100
SH
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100
0
0
XCEL ENERGY INC
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157
2787
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2787
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0
YUM BRANDS INC
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62
620
SH
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620
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0
YUM CHINA HLDGS INC
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28
620
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SOLE
620
0
0
ZYNERBA PHARMACEUTICALS INC
COM
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5
1000
SH
SOLE
1000
0
0
DEUTSCHE BANK AG
NAMEN AKT
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16
2000
SH
SOLE
2000
0
0
ALLERGAN PLC
SHS
G0177J108
40
276
SH
SOLE
276
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
10
500
SH
SOLE
500
0
0
MEDTRONIC PLC
SHS
G5960L103
20
225
SH
SOLE
225
0
0
MFC BANCORP LTD
USD MFC SHS
G60630103
6
800
SH
SOLE
800
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
10
3040
SH
SOLE
3040
0
0
NOBLE CORP PLC
SHS USD
G65431101
113
39250
SH
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39250
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
13
1000
SH
SOLE
1000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
10
1200
SH
SOLE
1200
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
17
700
SH
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700
0
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NOVA MEASURING INSTRUMENTS L
COM
M7516K103
25
1000
SH
SOLE
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
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29
350
SH
SOLE
350
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
7
3000
SH
SOLE
3000
0
0
COSTAMARE INC
SHS
Y1771G102
10
2000
SH
SOLE
2000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
11
2500
SH
SOLE
2500
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
19
3000
SH
SOLE
3000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
11
1500
SH
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1500
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
17
1000
SH
SOLE
1000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
8
1200
SH
SOLE
1200
0
0