0000899243-23-010708.txt : 20230405 0000899243-23-010708.hdr.sgml : 20230405 20230405160530 ACCESSION NUMBER: 0000899243-23-010708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smiley Joshua L CENTRAL INDEX KEY: 0001725189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38205 FILM NUMBER: 23802507 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zai Lab Ltd CENTRAL INDEX KEY: 0001704292 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4560 JINKE ROAD STREET 2: BLDG. 1, 4F, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 201210 BUSINESS PHONE: 862161632588 MAIL ADDRESS: STREET 1: 4560 JINKE ROAD STREET 2: BLDG. 1, 4F, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 201210 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-03 0 0001704292 Zai Lab Ltd ZLAB 0001725189 Smiley Joshua L C/O ZAI LAB LIMITED 314 MAIN STREET, 4TH FLOOR, SUITE 100 CAMBRIDGE MA 02142 0 1 0 0 See Remarks 0 Stock Options (Right to Buy) 33.95 2023-04-03 4 A 0 150050 0.00 A 2033-04-03 American Depositary Shares 150050 150050 D Restricted Share Units 2023-04-03 4 A 0 28580 0.00 A American Depositary Shares 28580 28580 D The Stock Options are exercisable for American Depositary Shares (ADSs). The number of securities underlying each option and the exercise price therefor are represented in ADSs. Each ADS represents ten Ordinary Shares of the issuer. The Stock Options vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Each ADS represents ten Ordinary Shares of the issuer. Each Restricted Share Unit represents a contingent right to receive one American Depositary Share (ADS), which represents ten Ordinary Shares of the issuer. The Restricted Share Units vest in equal annual installments over four years beginning on 04/03/2024, the first anniversary of the date of grant. Vested shares will be delivered to the reporting person following vesting. President and Chief Operating Officer /s/ Bruce Blefeld, Attorney-in-Fact 2023-04-05