0001437749-20-022149.txt : 20201030 0001437749-20-022149.hdr.sgml : 20201030 20201030190516 ACCESSION NUMBER: 0001437749-20-022149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201029 FILED AS OF DATE: 20201030 DATE AS OF CHANGE: 20201030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Humphries Iain CENTRAL INDEX KEY: 0001760635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38166 FILM NUMBER: 201278647 MAIL ADDRESS: STREET 1: 28 WEST 44TH STREET, SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Concrete Pumping Holdings, Inc. CENTRAL INDEX KEY: 0001703956 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 831779605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 500 E. 84TH AVENUE STREET 2: SUITE A-5 CITY: THORNTON STATE: CO ZIP: 80229 BUSINESS PHONE: 303-289-7497 MAIL ADDRESS: STREET 1: 500 E. 84TH AVENUE STREET 2: SUITE A-5 CITY: THORNTON STATE: CO ZIP: 80229 FORMER COMPANY: FORMER CONFORMED NAME: Industrea Acquisition Corp. DATE OF NAME CHANGE: 20170414 4 1 rdgdoc.xml FORM 4 X0306 4 2020-10-29 0001703956 Concrete Pumping Holdings, Inc. BBCP 0001760635 Humphries Iain C/O CONCRETE PUMPING HOLDINGS, INC. 500 E. 84TH AVENUE, SUITE A-5 DENVER CO 80229 1 1 CFO and Secretary Common Stock 2020-10-29 4 D 0 839906 D 319116 D Common Stock 2020-10-29 4 A 0 508364 A 827840 D Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. Includes a 25,624 restricted share award that was amended on October 29, 2020 such that such that (1) 11,787 shares will vest on December 6,2020, (2) 3,844 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 9,993 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. /s/ Iain Humphries 2020-10-30