Managing Partner

0001606587-22-000025.txt : 20220118 0001606587-22-000025.hdr.sgml : 20220118 20220118124552 ACCESSION NUMBER: 0001606587-22-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220118 DATE AS OF CHANGE: 20220118 EFFECTIVENESS DATE: 20220118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgewood Investments LLC CENTRAL INDEX KEY: 0001703556 IRS NUMBER: 203507122 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18012 FILM NUMBER: 22534493 BUSINESS ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 BUSINESS PHONE: 9735446970 MAIL ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703556 XXXXXXXX 12-31-2021 12-31-2021 false Ridgewood Investments LLC

623 MORRIS AVENUE SPRINGFIELD NJ 07081

13F HOLDINGS REPORT 028-18012 N Kaushal Majmudar Managing Partner 9735446970 Kaushal Majmudar Springfield NJ 01-14-2022 0 197 157719 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 90 29000 SH SOLE NONE 0 0 29000 3M CO COM 88579Y101 1349 7593 SH SOLE NONE 0 0 7593 ABBVIE INC COM 00287Y109 1627 12019 SH SOLE NONE 0 0 12019 ABM INDS INC COM 000957100 353 8648 SH SOLE NONE 0 0 8648 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 564 1361 SH SOLE NONE 0 0 1361 ACME UTD CORP COM 004816104 775 22999 SH SOLE NONE 0 0 22999 ACTIVISION BLIZZARD INC COM 00507V109 817 12277 SH SOLE NONE 0 0 12277 AFLAC INC COM 001055102 1063 18202 SH SOLE NONE 0 0 18202 ALLSTATE CORP COM 020002101 307 2612 SH SOLE NONE 0 0 2612 ALPHABET INC CAP STK CL A 02079K305 2147 741 SH SOLE NONE 0 0 741 ALPHABET INC CAP STK CL C 02079K107 1974 682 SH SOLE NONE 0 0 682 AMAZON COM INC COM 023135106 476 143 SH SOLE NONE 0 0 143 AMERICAN EXPRESS CO COM 025816109 558 3409 SH SOLE NONE 0 0 3409 AMERICAN TOWER CORP NEW COM 03027X100 1308 4470 SH SOLE NONE 0 0 4470 AMGEN INC COM 031162100 816 3628 SH SOLE NONE 0 0 3628 ANALOG DEVICES INC COM 032654105 278 1580 SH SOLE NONE 0 0 1580 APPLE INC COM 037833100 558 3143 SH SOLE NONE 0 0 3143 ARCHER DANIELS MIDLAND CO COM 039483102 265 3926 SH SOLE NONE 0 0 3926 AT&T INC COM 00206R102 880 35767 SH SOLE NONE 0 0 35767 AT&T INC COM 00206R102 7 11000 SH Call SOLE NONE 0 0 11000 AUTOSCOPE TECHNOLOGIES CORP COM 053306106 99 15785 SH SOLE NONE 0 0 15785 AXOS FINANCIAL INC COM 05465C100 1316 23542 SH SOLE NONE 0 0 23542 B. RILEY FINANCIAL INC COM 05580M108 867 9762 SH SOLE NONE 0 0 9762 BANK NOVA SCOTIA B C COM 064149107 358 5000 SH SOLE NONE 0 0 5000 BANK OZK COM 06417N103 993 21345 SH SOLE NONE 0 0 21345 BECTON DICKINSON & CO COM 075887109 588 2337 SH SOLE NONE 0 0 2337 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16225 54264 SH SOLE NONE 0 0 54264 BHP GROUP LTD SPONSORED ADS 088606108 739 12244 SH SOLE NONE 0 0 12244 BK OF AMERICA CORP COM 060505104 229 5142 SH SOLE NONE 0 0 5142 BLACK HILLS CORP COM 092113109 477 6753 SH SOLE NONE 0 0 6753 BRISTOL-MYERS SQUIBB CO COM 110122108 970 15550 SH SOLE NONE 0 0 15550 CABOT OIL & GAS CORP COM 127097103 560 29454 SH SOLE NONE 0 0 29454 CALAVO GROWERS INC COM 128246105 427 10060 SH SOLE NONE 0 0 10060 CANAAN INC SPONSORED ADS 134748102 100 19500 SH SOLE NONE 0 0 19500 CARDINAL HEALTH INC COM 14149Y108 1078 20937 SH SOLE NONE 0 0 20937 CBOE GLOBAL MKTS INC COM 12503M108 292 2239 SH SOLE NONE 0 0 2239 CISCO SYS INC COM 17275R102 1659 26178 SH SOLE NONE 0 0 26178 CITIGROUP INC COM NEW 172967424 266 4410 SH SOLE NONE 0 0 4410 CITRIX SYS INC COM 177376100 1170 12367 SH SOLE NONE 0 0 12367 CLOROX CO DEL COM 189054109 313 1798 SH SOLE NONE 0 0 1798 COCA COLA CO COM 191216100 399 6737 SH SOLE NONE 0 0 6737 COINBASE GLOBAL INC COM CL A 19260Q107 816 3232 SH SOLE NONE 0 0 3232 COMCAST CORP NEW CL A 20030N101 259 5153 SH SOLE NONE 0 0 5153 CONSTELLATION BRANDS INC CL A 21036P108 347 1383 SH SOLE NONE 0 0 1383 CSX CORP COM 126408103 288 7654 SH SOLE NONE 0 0 7654 CVS HEALTH CORP COM 126650100 435 4213 SH SOLE NONE 0 0 4213 DEERE & CO COM 244199105 1029 3000 SH SOLE NONE 0 0 3000 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 210 4423 SH SOLE NONE 0 0 4423 DOMINION ENERGY INC COM 25746U109 820 10443 SH SOLE NONE 0 0 10443 DRAFTKINGS INC COM CL A 26142R104 295 10738 SH SOLE NONE 0 0 10738 EBAY INC. COM 278642103 930 13987 SH SOLE NONE 0 0 13987 ELECTRONIC ARTS INC COM 285512109 296 2243 SH SOLE NONE 0 0 2243 EMERGENT BIOSOLUTIONS INC COM 29089Q105 435 10004 SH SOLE NONE 0 0 10004 EMERSON ELEC CO COM 291011104 566 6088 SH SOLE NONE 0 0 6088 EXXON MOBIL CORP COM 30231G102 311 5087 SH SOLE NONE 0 0 5087 FACEBOOK INC CL A 30303M102 537 1597 SH SOLE NONE 0 0 1597 FARMER BROS CO COM 307675108 868 116563 SH SOLE NONE 0 0 116563 FAT BRANDS INC CLASS A COM 30258N105 725 68493 SH SOLE NONE 0 0 68493 FEDEX CORP COM 31428X106 431 1668 SH SOLE NONE 0 0 1668 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 840 13797 SH SOLE NONE 0 0 13797 GENERAL DYNAMICS CORP COM 369550108 1003 4812 SH SOLE NONE 0 0 4812 GILEAD SCIENCES INC COM 375558103 1712 23577 SH SOLE NONE 0 0 23577 GLATFELTER CORPORATION COM 377320106 636 36970 SH SOLE NONE 0 0 36970 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1467 33258 SH SOLE NONE 0 0 33258 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 57 12500 SH Call SOLE NONE 0 0 12500 GOLDMAN SACHS GROUP INC COM 38141G104 1225 3201 SH SOLE NONE 0 0 3201 GRACO INC COM 384109104 1447 17950 SH SOLE NONE 0 0 17950 GRAINGER W W INC COM 384802104 651 1256 SH SOLE NONE 0 0 1256 GRIFOLS S A SP ADR REP B NVT 398438408 642 57164 SH SOLE NONE 0 0 57164 HANESBRANDS INC COM 410345102 1609 96225 SH SOLE NONE 0 0 96225 HCI GROUP INC COM 40416E103 923 11052 SH SOLE NONE 0 0 11052 HENRY SCHEIN INC COM 806407102 2055 26500 SH SOLE NONE 0 0 26500 HERITAGE GLOBAL INC COM 42727E103 249 133000 SH SOLE NONE 0 0 133000 HOME DEPOT INC COM 437076102 1292 3113 SH SOLE NONE 0 0 3113 HUBSPOT INC COM 443573100 1094 1660 SH SOLE NONE 0 0 1660 HUNTINGTON INGALLS INDS INC COM 446413106 201 1077 SH SOLE NONE 0 0 1077 IMMUNOME INC COM 45257U108 363 28013 SH SOLE NONE 0 0 28013 INFOSYS LTD SPONSORED ADR 456788108 220 8681 SH SOLE NONE 0 0 8681 INTEL CORP COM 458140100 1174 22795 SH SOLE NONE 0 0 22795 INTERNATIONAL BUSINESS MACHS COM 459200101 817 6111 SH SOLE NONE 0 0 6111 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 250 1661 SH SOLE NONE 0 0 1661 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 270 5360 SH SOLE NONE 0 0 5360 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 2316 33751 SH SOLE NONE 0 0 33751 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 1184 37077 SH SOLE NONE 0 0 37077 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 213 3635 SH SOLE NONE 0 0 3635 INVESCO QQQ TR UNIT SER 1 46090E103 1467 3687 SH SOLE NONE 0 0 3687 ISHARES INC MSCI EMERG MRKT 464286533 258 4100 SH SOLE NONE 0 0 4100 ISHARES TR CORE S&P MCP ETF 464287507 649 2292 SH SOLE NONE 0 0 2292 ISHARES TR BARCLAYS 7 10 YR 464287440 378 3289 SH SOLE NONE 0 0 3289 ISHARES TR IBOXX INV CP ETF 464287242 659 4971 SH SOLE NONE 0 0 4971 ISHARES TR CORE US AGGBD ET 464287226 204 1788 SH SOLE NONE 0 0 1788 ISHARES TR PFD AND INCM SEC 464288687 317 8050 SH SOLE NONE 0 0 8050 ISHARES TR MSCI USA MIN VOL 46429B697 1387 17142 SH SOLE NONE 0 0 17142 ISHARES TR CMBS ETF 46429B366 341 6428 SH SOLE NONE 0 0 6428 ISHARES TR CORE MSCI EAFE 46432F842 644 8623 SH SOLE NONE 0 0 8623 ISHARES TR CONV BD ETF 46435G102 337 3773 SH SOLE NONE 0 0 3773 JOHNSON & JOHNSON COM 478160104 724 4231 SH SOLE NONE 0 0 4231 KIMBERLY-CLARK CORP COM 494368103 1469 10281 SH SOLE NONE 0 0 10281 KINDER MORGAN INC DEL COM 49456B101 384 24238 SH SOLE NONE 0 0 24238 LOCKHEED MARTIN CORP COM 539830109 801 2253 SH SOLE NONE 0 0 2253 LOEWS CORP COM 540424108 247 4275 SH SOLE NONE 0 0 4275 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 902 9781 SH SOLE NONE 0 0 9781 MACK CALI RLTY CORP COM 554489104 296 16084 SH SOLE NONE 0 0 16084 MARKEL CORP COM 570535104 2633 2134 SH SOLE NONE 0 0 2134 MASTERCARD INCORPORATED CL A 57636Q104 221 615 SH SOLE NONE 0 0 615 MCKESSON CORP COM 58155Q103 601 2417 SH SOLE NONE 0 0 2417 MEDALLION FINL CORP COM 583928106 147 25348 SH SOLE NONE 0 0 25348 MEDTRONIC PLC SHS G5960L103 332 3214 SH SOLE NONE 0 0 3214 MERCK & CO INC COM 58933Y105 873 11394 SH SOLE NONE 0 0 11394 MICROCHIP TECHNOLOGY INC. COM 595017104 266 3053 SH SOLE NONE 0 0 3053 MICROSOFT CORP COM 594918104 546 1625 SH SOLE NONE 0 0 1625 MIDDLEBY CORP COM 596278101 1081 5492 SH SOLE NONE 0 0 5492 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1143 54408 SH SOLE NONE 0 0 54408 MORGAN STANLEY COM NEW 617446448 286 2911 SH SOLE NONE 0 0 2911 MSC INDL DIRECT INC CL A 553530106 1162 13820 SH SOLE NONE 0 0 13820 NEWMONT CORP COM 651639106 487 7847 SH SOLE NONE 0 0 7847 NORTHROP GRUMMAN CORP COM 666807102 832 2149 SH SOLE NONE 0 0 2149 NORTONLIFELOCK INC COM 668771108 377 14502 SH SOLE NONE 0 0 14502 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 422 26659 SH SOLE NONE 0 0 26659 OLD REP INTL CORP COM 680223104 1056 42946 SH SOLE NONE 0 0 42946 ORACLE CORP COM 68389X105 402 4613 SH SOLE NONE 0 0 4613 ORGANON & CO COMMON STOCK 68622V106 673 22116 SH SOLE NONE 0 0 22116 PAYPAL HLDGS INC COM 70450Y103 1449 7685 SH SOLE NONE 0 0 7685 PEPSICO INC COM 713448108 853 4908 SH SOLE NONE 0 0 4908 PERRIGO CO PLC SHS G97822103 618 15899 SH SOLE NONE 0 0 15899 PETMED EXPRESS INC COM 716382106 1163 46059 SH SOLE NONE 0 0 46059 PFIZER INC COM 717081103 789 13365 SH SOLE NONE 0 0 13365 PHILIP MORRIS INTL INC COM 718172109 301 3170 SH SOLE NONE 0 0 3170 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 258 2542 SH SOLE NONE 0 0 2542 PINTEREST INC CL A 72352L106 442 12170 SH SOLE NONE 0 0 12170 POLARIS INC COM 731068102 235 2134 SH SOLE NONE 0 0 2134 PORTLAND GEN ELEC CO COM NEW 736508847 343 6472 SH SOLE NONE 0 0 6472 PROGRESSIVE CORP COM 743315103 452 4403 SH SOLE NONE 0 0 4403 PRUDENTIAL FINL INC COM 744320102 1575 14549 SH SOLE NONE 0 0 14549 QUALCOMM INC COM 747525103 1206 6595 SH SOLE NONE 0 0 6595 QUEST DIAGNOSTICS INC COM 74834L100 321 1858 SH SOLE NONE 0 0 1858 QUEST RESOURCE HLDG CORP COM NEW 74836W203 69 10000 SH SOLE NONE 0 0 10000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 666 7737 SH SOLE NONE 0 0 7737 RCI HOSPITALITY HLDGS INC COM 74934Q108 1944 24958 SH SOLE NONE 0 0 24958 REALTY INCOME CORP COM 756109104 203 2839 SH SOLE NONE 0 0 2839 RESEARCH SOLUTIONS INC COM 761025105 284 115537 SH SOLE NONE 0 0 115537 RLX TECHNOLOGY INC SPONSORED ADS 74969N103 62 16000 SH SOLE NONE 0 0 16000 ROBLOX CORP CL A 771049103 274 2657 SH SOLE NONE 0 0 2657 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 759 19049 SH SOLE NONE 0 0 19049 SABRE CORP COM 78573M104 240 27883 SH SOLE NONE 0 0 27883 SABRE CORP COM 78573M104 5 15000 SH Call SOLE NONE 0 0 15000 SCHWAB CHARLES CORP COM 808513105 223 2656 SH SOLE NONE 0 0 2656 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 218 5596 SH SOLE NONE 0 0 5596 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 375 7375 SH SOLE NONE 0 0 7375 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 452 8056 SH SOLE NONE 0 0 8056 SCHWAB STRATEGIC TR US TIPS ETF 808524870 404 6425 SH SOLE NONE 0 0 6425 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 544 6732 SH SOLE NONE 0 0 6732 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 416 8050 SH SOLE NONE 0 0 8050 SCHWEITZER-MAUDUIT INTL INC COM 808541106 239 7985 SH SOLE NONE 0 0 7985 SCOTTS MIRACLE-GRO CO CL A 810186106 689 4282 SH SOLE NONE 0 0 4282 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 982 28374 SH SOLE NONE 0 0 28374 SPARK NETWORKS SE SPONSORED ADR 846517100 444 141500 SH SOLE NONE 0 0 141500 SPDR SER TR PORTFLI TIPS ETF 78464A656 506 16051 SH SOLE NONE 0 0 16051 SPDR SER TR BLOOMBERG INVT 78468R200 571 18673 SH SOLE NONE 0 0 18673 SPOTIFY TECHNOLOGY S A SHS L8681T102 817 3491 SH SOLE NONE 0 0 3491 STARBUCKS CORP COM 855244109 467 3997 SH SOLE NONE 0 0 3997 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 382 28025 SH SOLE NONE 0 0 28025 TELEPHONE & DATA SYS INC COM NEW 879433829 687 34074 SH SOLE NONE 0 0 34074 TESLA INC NOTE 2.375% 3/1 88160RAD3 161 10000 PRN SOLE NONE 0 0 10000 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 5 15000 SH Call SOLE NONE 0 0 15000 THE ONE GROUP HOSPITALITY IN COM 88338K103 608 48249 SH SOLE NONE 0 0 48249 TRACTOR SUPPLY CO COM 892356106 954 4000 SH SOLE NONE 0 0 4000 TRAVELERS COMPANIES INC COM 89417E109 268 1712 SH SOLE NONE 0 0 1712 TRECORA RES COM 894648104 396 48952 SH SOLE NONE 0 0 48952 TRXADE HEALTH INC COM NEW 89846A207 224 94900 SH SOLE NONE 0 0 94900 TWITTER INC COM 90184L102 227 5247 SH SOLE NONE 0 0 5247 UNITED THERAPEUTICS CORP DEL COM 91307C102 691 3200 SH SOLE NONE 0 0 3200 VALE S A SPONSORED ADS 91912E105 569 40607 SH SOLE NONE 0 0 40607 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1076 13309 SH SOLE NONE 0 0 13309 VANGUARD BD INDEX FDS INTERMED TERM 921937819 527 6014 SH SOLE NONE 0 0 6014 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1360 5633 SH SOLE NONE 0 0 5633 VANGUARD INDEX FDS MID CAP ETF 922908629 2223 8725 SH SOLE NONE 0 0 8725 VANGUARD INDEX FDS SMALL CP ETF 922908751 2235 9887 SH SOLE NONE 0 0 9887 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1459 5731 SH SOLE NONE 0 0 5731 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3816 8741 SH SOLE NONE 0 0 8741 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 277 2067 SH SOLE NONE 0 0 2067 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3641 33894 SH SOLE NONE 0 0 33894 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 254 2734 SH SOLE NONE 0 0 2734 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1113 13698 SH SOLE NONE 0 0 13698 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 455 7482 SH SOLE NONE 0 0 7482 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 680 12875 SH SOLE NONE 0 0 12875 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 2146 29096 SH SOLE NONE 0 0 29096 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 829 4826 SH SOLE NONE 0 0 4826 VERIZON COMMUNICATIONS INC COM 92343V104 1202 23127 SH SOLE NONE 0 0 23127 VIACOMCBS INC CL B 92556H206 608 20138 SH SOLE NONE 0 0 20138 VIQ SOLUTIONS INC COM NEW 91825V400 51 21844 SH SOLE NONE 0 0 21844 VMWARE INC CL A COM 928563402 413 3566 SH SOLE NONE 0 0 3566 WALGREENS BOOTS ALLIANCE INC COM 931427108 1173 22493 SH SOLE NONE 0 0 22493 WASTE MGMT INC DEL COM 94106L109 284 1702 SH SOLE NONE 0 0 1702 WATERS CORP COM 941848103 226 606 SH SOLE NONE 0 0 606 WEBSTER FINL CORP CONN COM 947890109 491 8799 SH SOLE NONE 0 0 8799 WHITESTONE REIT COM 966084204 301 29688 SH SOLE NONE 0 0 29688