0001606587-21-001319.txt : 20211020 0001606587-21-001319.hdr.sgml : 20211020 20211020124130 ACCESSION NUMBER: 0001606587-21-001319 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211020 EFFECTIVENESS DATE: 20211020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgewood Investments LLC CENTRAL INDEX KEY: 0001703556 IRS NUMBER: 203507122 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18012 FILM NUMBER: 211333338 BUSINESS ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 BUSINESS PHONE: 9735446970 MAIL ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703556 XXXXXXXX 09-30-2021 09-30-2021 false Ridgewood Investments LLC

623 MORRIS AVENUE SPRINGFIELD NJ 07081

13F HOLDINGS REPORT 028-18012 N Kaushal Majmudar 9735446970 Kaushal Majmudar Springfield NJ 10-20-2021 0 191 147539 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 86 29000 SH SOLE NONE 0 0 29000 3M CO COM 88579Y101 1342 7653 SH SOLE NONE 0 0 7653 ABBVIE INC COM 00287Y109 1296 12019 SH SOLE NONE 0 0 12019 ABM INDS INC COM 000957100 390 8668 SH SOLE NONE 0 0 8668 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 436 1361 SH SOLE NONE 0 0 1361 ACME UTD CORP COM 004816104 387 11825 SH SOLE NONE 0 0 11825 ACTIVISION BLIZZARD INC COM 00507V109 452 5844 SH SOLE NONE 0 0 5844 AFLAC INC COM 001055102 937 17967 SH SOLE NONE 0 0 17967 ALLSTATE CORP COM 020002101 333 2612 SH SOLE NONE 0 0 2612 ALPHABET INC CAP STK CL A 02079K305 1981 741 SH SOLE NONE 0 0 741 ALPHABET INC CAP STK CL C 02079K107 1818 682 SH SOLE NONE 0 0 682 AMAZON COM INC COM 023135106 469 143 SH SOLE NONE 0 0 143 AMERICAN EXPRESS CO COM 025816109 584 3487 SH SOLE NONE 0 0 3487 AMERICAN TOWER CORP NEW COM 03027X100 1196 4507 SH SOLE NONE 0 0 4507 AMGEN INC COM 031162100 659 3099 SH SOLE NONE 0 0 3099 ANALOG DEVICES INC COM 032654105 265 1580 SH SOLE NONE 0 0 1580 ANTHEM INC COM 036752103 253 679 SH SOLE NONE 0 0 679 APPLE INC COM 037833100 445 3143 SH SOLE NONE 0 0 3143 ARCHER DANIELS MIDLAND CO COM 039483102 236 3925 SH SOLE NONE 0 0 3925 AT&T INC COM 00206R102 861 31866 SH SOLE NONE 0 0 31866 AT&T INC COM 00206R102 11 11000 SH Call SOLE NONE 0 0 11000 AUTOSCOPE TECHNOLOGIES CORP COM 053306106 116 15785 SH SOLE NONE 0 0 15785 AXOS FINANCIAL INC COM 05465C100 1219 23642 SH SOLE NONE 0 0 23642 B. RILEY FINANCIAL INC COM 05580M108 573 9704 SH SOLE NONE 0 0 9704 BANK NOVA SCOTIA B C COM 064149107 308 5000 SH SOLE NONE 0 0 5000 BANK OZK COM 06417N103 917 21345 SH SOLE NONE 0 0 21345 BECTON DICKINSON & CO COM 075887109 574 2337 SH SOLE NONE 0 0 2337 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14851 54410 SH SOLE NONE 0 0 54410 BHP GROUP LTD SPONSORED ADS 088606108 450 8404 SH SOLE NONE 0 0 8404 BK OF AMERICA CORP COM 060505104 218 5142 SH SOLE NONE 0 0 5142 BLACK HILLS CORP COM 092113109 424 6753 SH SOLE NONE 0 0 6753 BRISTOL-MYERS SQUIBB CO COM 110122108 901 15222 SH SOLE NONE 0 0 15222 CABOT OIL & GAS CORP COM 127097103 641 29454 SH SOLE NONE 0 0 29454 CANAAN INC SPONSORED ADS 134748102 119 19500 SH SOLE NONE 0 0 19500 CARDINAL HEALTH INC COM 14149Y108 962 19444 SH SOLE NONE 0 0 19444 CBOE GLOBAL MKTS INC COM 12503M108 277 2239 SH SOLE NONE 0 0 2239 CISCO SYS INC COM 17275R102 1419 26072 SH SOLE NONE 0 0 26072 CITIGROUP INC COM NEW 172967424 237 3374 SH SOLE NONE 0 0 3374 CITRIX SYS INC COM 177376100 1136 10578 SH SOLE NONE 0 0 10578 CLOROX CO DEL COM 189054109 298 1797 SH SOLE NONE 0 0 1797 COCA COLA CO COM 191216100 353 6737 SH SOLE NONE 0 0 6737 COINBASE GLOBAL INC COM CL A 19260Q107 747 3282 SH SOLE NONE 0 0 3282 COMCAST CORP NEW CL A 20030N101 721 12888 SH SOLE NONE 0 0 12888 CONSTELLATION BRANDS INC CL A 21036P108 291 1383 SH SOLE NONE 0 0 1383 CSX CORP COM 126408103 227 7648 SH SOLE NONE 0 0 7648 CVS HEALTH CORP COM 126650100 643 7579 SH SOLE NONE 0 0 7579 DEERE & CO COM 244199105 1005 3000 SH SOLE NONE 0 0 3000 DOCUSIGN INC COM 256163106 245 950 SH SOLE NONE 0 0 950 DOMINION ENERGY INC COM 25746U109 763 10443 SH SOLE NONE 0 0 10443 DRAFTKINGS INC COM CL A 26142R104 339 7039 SH SOLE NONE 0 0 7039 EBAY INC. COM 278642103 1005 14431 SH SOLE NONE 0 0 14431 ELECTRONIC ARTS INC COM 285512109 305 2143 SH SOLE NONE 0 0 2143 EMERGENT BIOSOLUTIONS INC COM 29089Q105 501 10004 SH SOLE NONE 0 0 10004 EMERSON ELEC CO COM 291011104 574 6088 SH SOLE NONE 0 0 6088 EXXON MOBIL CORP COM 30231G102 299 5087 SH SOLE NONE 0 0 5087 FACEBOOK INC CL A 30303M102 539 1589 SH SOLE NONE 0 0 1589 FARMER BROS CO COM 307675108 1070 127234 SH SOLE NONE 0 0 127234 FAT BRANDS INC CLASS A COM 30258N105 638 68493 SH SOLE NONE 0 0 68493 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 753 13412 SH SOLE NONE 0 0 13412 GENERAL DYNAMICS CORP COM 369550108 1790 9133 SH SOLE NONE 0 0 9133 GILEAD SCIENCES INC COM 375558103 1614 23113 SH SOLE NONE 0 0 23113 GLATFELTER CORPORATION COM 377320106 518 36720 SH SOLE NONE 0 0 36720 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1270 33249 SH SOLE NONE 0 0 33249 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 27 12500 SH Call SOLE NONE 0 0 12500 GOLDMAN SACHS GROUP INC COM 38141G104 1210 3201 SH SOLE NONE 0 0 3201 GRACO INC COM 384109104 1255 17934 SH SOLE NONE 0 0 17934 GRAINGER W W INC COM 384802104 494 1256 SH SOLE NONE 0 0 1256 GRIFOLS S A SP ADR REP B NVT 398438408 612 41880 SH SOLE NONE 0 0 41880 HANESBRANDS INC COM 410345102 1570 91464 SH SOLE NONE 0 0 91464 HCI GROUP INC COM 40416E103 1226 11068 SH SOLE NONE 0 0 11068 HENRY SCHEIN INC COM 806407102 2018 26500 SH SOLE NONE 0 0 26500 HERITAGE GLOBAL INC COM 42727E103 255 130000 SH SOLE NONE 0 0 130000 HOME DEPOT INC COM 437076102 1027 3130 SH SOLE NONE 0 0 3130 HUBSPOT INC COM 443573100 1122 1660 SH SOLE NONE 0 0 1660 HUNTINGTON INGALLS INDS INC COM 446413106 208 1077 SH SOLE NONE 0 0 1077 IMMUNOME INC COM 45257U108 682 28013 SH SOLE NONE 0 0 28013 INTEL CORP COM 458140100 1109 20811 SH SOLE NONE 0 0 20811 INTERNATIONAL BUSINESS MACHS COM 459200101 770 5540 SH SOLE NONE 0 0 5540 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 222 1661 SH SOLE NONE 0 0 1661 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 271 5360 SH SOLE NONE 0 0 5360 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 2063 33913 SH SOLE NONE 0 0 33913 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 1158 37804 SH SOLE NONE 0 0 37804 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 210 3991 SH SOLE NONE 0 0 3991 INVESCO QQQ TR UNIT SER 1 46090E103 1256 3507 SH SOLE NONE 0 0 3507 ISHARES INC MSCI EMERG MRKT 464286533 261 4168 SH SOLE NONE 0 0 4168 ISHARES TR CORE S&P MCP ETF 464287507 603 2291 SH SOLE NONE 0 0 2291 ISHARES TR BARCLAYS 7 10 YR 464287440 346 3001 SH SOLE NONE 0 0 3001 ISHARES TR IBOXX INV CP ETF 464287242 612 4599 SH SOLE NONE 0 0 4599 ISHARES TR CORE US AGGBD ET 464287226 205 1788 SH SOLE NONE 0 0 1788 ISHARES TR PFD AND INCM SEC 464288687 210 5400 SH SOLE NONE 0 0 5400 ISHARES TR MSCI USA MIN VOL 46429B697 1268 17246 SH SOLE NONE 0 0 17246 ISHARES TR CMBS ETF 46429B366 319 5893 SH SOLE NONE 0 0 5893 ISHARES TR CORE MSCI EAFE 46432F842 640 8623 SH SOLE NONE 0 0 8623 ISHARES TR CONV BD ETF 46435G102 367 3684 SH SOLE NONE 0 0 3684 JOHNSON & JOHNSON COM 478160104 683 4230 SH SOLE NONE 0 0 4230 KIMBERLY-CLARK CORP COM 494368103 1341 10126 SH SOLE NONE 0 0 10126 KINDER MORGAN INC DEL COM 49456B101 406 24275 SH SOLE NONE 0 0 24275 LOCKHEED MARTIN CORP COM 539830109 696 2018 SH SOLE NONE 0 0 2018 LOEWS CORP COM 540424108 230 4271 SH SOLE NONE 0 0 4271 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 800 8521 SH SOLE NONE 0 0 8521 MACK CALI RLTY CORP COM 554489104 262 15295 SH SOLE NONE 0 0 15295 MAMAMANCINI S HLDGS INC COM 56146T103 102 42120 SH SOLE NONE 0 0 42120 MARKEL CORP COM 570535104 2537 2123 SH SOLE NONE 0 0 2123 MASTERCARD INCORPORATED CL A 57636Q104 214 615 SH SOLE NONE 0 0 615 MCKESSON CORP COM 58155Q103 484 2426 SH SOLE NONE 0 0 2426 MEDALLION FINL CORP COM 583928106 199 25348 SH SOLE NONE 0 0 25348 MEDTRONIC PLC SHS G5960L103 414 3300 SH SOLE NONE 0 0 3300 MERCK & CO INC COM 58933Y105 1388 18486 SH SOLE NONE 0 0 18486 MICROCHIP TECHNOLOGY INC. 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NONE 0 0 5164 PERRIGO CO PLC SHS G97822103 722 15249 SH SOLE NONE 0 0 15249 PETMED EXPRESS INC COM 716382106 1223 45509 SH SOLE NONE 0 0 45509 PFIZER INC COM 717081103 675 15700 SH SOLE NONE 0 0 15700 PHILIP MORRIS INTL INC COM 718172109 297 3129 SH SOLE NONE 0 0 3129 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 259 2542 SH SOLE NONE 0 0 2542 PINTEREST INC CL A 72352L106 521 10223 SH SOLE NONE 0 0 10223 PORTLAND GEN ELEC CO COM NEW 736508847 304 6472 SH SOLE NONE 0 0 6472 PROGRESSIVE CORP COM 743315103 377 4170 SH SOLE NONE 0 0 4170 PRUDENTIAL FINL INC COM 744320102 1531 14549 SH SOLE NONE 0 0 14549 QUALCOMM INC COM 747525103 1121 8690 SH SOLE NONE 0 0 8690 QUEST DIAGNOSTICS INC COM 74834L100 270 1858 SH SOLE NONE 0 0 1858 QUEST RESOURCE HLDG CORP COM NEW 74836W203 61 10000 SH SOLE NONE 0 0 10000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 665 7737 SH SOLE NONE 0 0 7737 RCI HOSPITALITY HLDGS INC COM 74934Q108 1709 24948 SH SOLE NONE 0 0 24948 RESEARCH SOLUTIONS INC COM 761025105 251 95861 SH SOLE NONE 0 0 95861 RLX TECHNOLOGY INC SPONSORED ADS 74969N103 72 16000 SH SOLE NONE 0 0 16000 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 669 18506 SH SOLE NONE 0 0 18506 SABRE CORP COM 78573M104 425 35883 SH SOLE NONE 0 0 35883 SABRE CORP COM 78573M104 13 15000 SH Call SOLE NONE 0 0 15000 SCHWAB CHARLES CORP COM 808513105 230 3155 SH SOLE NONE 0 0 3155 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 215 5551 SH SOLE NONE 0 0 5551 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 372 7275 SH SOLE NONE 0 0 7275 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 436 7681 SH SOLE NONE 0 0 7681 SCHWAB STRATEGIC TR US TIPS ETF 808524870 349 5575 SH SOLE NONE 0 0 5575 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 500 6732 SH SOLE NONE 0 0 6732 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 346 6625 SH SOLE NONE 0 0 6625 SCOTTS MIRACLE-GRO CO CL A 810186106 557 3807 SH SOLE NONE 0 0 3807 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 877 25534 SH SOLE NONE 0 0 25534 SPARK NETWORKS SE SPONSORED ADR 846517100 296 84293 SH SOLE NONE 0 0 84293 SPDR SER TR PORTFLI TIPS ETF 78464A656 459 14756 SH SOLE NONE 0 0 14756 SPDR SER TR BLOMBERG BRC INV 78468R200 524 17100 SH SOLE NONE 0 0 17100 SPOTIFY TECHNOLOGY S A SHS L8681T102 832 3691 SH SOLE NONE 0 0 3691 STARBUCKS CORP COM 855244109 373 3377 SH SOLE NONE 0 0 3377 TELEPHONE & DATA SYS INC COM NEW 879433829 647 33160 SH SOLE NONE 0 0 33160 TESLA INC NOTE 2.375% 3/1 88160RAD3 118 10000 PRN SOLE NONE 0 0 10000 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 11 15000 SH Call SOLE NONE 0 0 15000 THE ONE GROUP HOSPITALITY IN COM 88338K103 516 48249 SH SOLE NONE 0 0 48249 TRACTOR SUPPLY CO COM 892356106 810 4000 SH SOLE NONE 0 0 4000 TRAVELERS COMPANIES INC COM 89417E109 277 1822 SH SOLE NONE 0 0 1822 TRECORA RES COM 894648104 400 48952 SH SOLE NONE 0 0 48952 TWITTER INC COM 90184L102 314 5197 SH SOLE NONE 0 0 5197 UNITED THERAPEUTICS CORP DEL COM 91307C102 591 3200 SH SOLE NONE 0 0 3200 US BANCORP DEL COM NEW 902973304 431 7258 SH SOLE NONE 0 0 7258 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 841 10265 SH SOLE NONE 0 0 10265 VANGUARD BD INDEX FDS INTERMED TERM 921937819 492 5504 SH SOLE NONE 0 0 5504 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1251 5633 SH SOLE NONE 0 0 5633 VANGUARD INDEX FDS MID CAP ETF 922908629 1996 8431 SH SOLE NONE 0 0 8431 VANGUARD INDEX FDS SMALL CP ETF 922908751 2107 9637 SH SOLE NONE 0 0 9637 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1352 5722 SH SOLE NONE 0 0 5722 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3359 8516 SH SOLE NONE 0 0 8516 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 279 2084 SH SOLE NONE 0 0 2084 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3380 33194 SH SOLE NONE 0 0 33194 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 258 2734 SH SOLE NONE 0 0 2734 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1130 13711 SH SOLE NONE 0 0 13711 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 323 5256 SH SOLE NONE 0 0 5256 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 654 12266 SH SOLE NONE 0 0 12266 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1971 28682 SH SOLE NONE 0 0 28682 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 750 4884 SH SOLE NONE 0 0 4884 VERIZON COMMUNICATIONS INC COM 92343V104 1148 21248 SH SOLE NONE 0 0 21248 VIACOMCBS INC CL B 92556H206 575 14545 SH SOLE NONE 0 0 14545 VIQ SOLUTIONS INC COM NEW 91825V400 237 80000 SH SOLE NONE 0 0 80000 VMWARE INC CL A COM 928563402 486 3266 SH SOLE NONE 0 0 3266 WALGREENS BOOTS ALLIANCE INC COM 931427108 1022 21726 SH SOLE NONE 0 0 21726 WASTE MGMT INC DEL COM 94106L109 254 1702 SH SOLE NONE 0 0 1702 WATERS CORP COM 941848103 217 606 SH SOLE NONE 0 0 606 WEBSTER FINL CORP CONN COM 947890109 856 15713 SH SOLE NONE 0 0 15713 WHITESTONE REIT COM 966084204 300 30709 SH SOLE NONE 0 0 30709