0001606587-21-001319.txt : 20211020
0001606587-21-001319.hdr.sgml : 20211020
20211020124130
ACCESSION NUMBER: 0001606587-21-001319
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211020
DATE AS OF CHANGE: 20211020
EFFECTIVENESS DATE: 20211020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ridgewood Investments LLC
CENTRAL INDEX KEY: 0001703556
IRS NUMBER: 203507122
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18012
FILM NUMBER: 211333338
BUSINESS ADDRESS:
STREET 1: 623 MORRIS AVENUE
CITY: SPRINGFIELD
STATE: NJ
ZIP: 07081
BUSINESS PHONE: 9735446970
MAIL ADDRESS:
STREET 1: 623 MORRIS AVENUE
CITY: SPRINGFIELD
STATE: NJ
ZIP: 07081
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001703556
XXXXXXXX
09-30-2021
09-30-2021
false
Ridgewood Investments LLC
623 MORRIS AVENUE
SPRINGFIELD
NJ
07081
13F HOLDINGS REPORT
028-18012
N
Kaushal Majmudar
Managing Partner
9735446970
Kaushal Majmudar
Springfield
NJ
10-20-2021
0
191
147539
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
86
29000
SH
SOLE
NONE
0
0
29000
3M CO
COM
88579Y101
1342
7653
SH
SOLE
NONE
0
0
7653
ABBVIE INC
COM
00287Y109
1296
12019
SH
SOLE
NONE
0
0
12019
ABM INDS INC
COM
000957100
390
8668
SH
SOLE
NONE
0
0
8668
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
436
1361
SH
SOLE
NONE
0
0
1361
ACME UTD CORP
COM
004816104
387
11825
SH
SOLE
NONE
0
0
11825
ACTIVISION BLIZZARD INC
COM
00507V109
452
5844
SH
SOLE
NONE
0
0
5844
AFLAC INC
COM
001055102
937
17967
SH
SOLE
NONE
0
0
17967
ALLSTATE CORP
COM
020002101
333
2612
SH
SOLE
NONE
0
0
2612
ALPHABET INC
CAP STK CL A
02079K305
1981
741
SH
SOLE
NONE
0
0
741
ALPHABET INC
CAP STK CL C
02079K107
1818
682
SH
SOLE
NONE
0
0
682
AMAZON COM INC
COM
023135106
469
143
SH
SOLE
NONE
0
0
143
AMERICAN EXPRESS CO
COM
025816109
584
3487
SH
SOLE
NONE
0
0
3487
AMERICAN TOWER CORP NEW
COM
03027X100
1196
4507
SH
SOLE
NONE
0
0
4507
AMGEN INC
COM
031162100
659
3099
SH
SOLE
NONE
0
0
3099
ANALOG DEVICES INC
COM
032654105
265
1580
SH
SOLE
NONE
0
0
1580
ANTHEM INC
COM
036752103
253
679
SH
SOLE
NONE
0
0
679
APPLE INC
COM
037833100
445
3143
SH
SOLE
NONE
0
0
3143
ARCHER DANIELS MIDLAND CO
COM
039483102
236
3925
SH
SOLE
NONE
0
0
3925
AT&T INC
COM
00206R102
861
31866
SH
SOLE
NONE
0
0
31866
AT&T INC
COM
00206R102
11
11000
SH
Call
SOLE
NONE
0
0
11000
AUTOSCOPE TECHNOLOGIES CORP
COM
053306106
116
15785
SH
SOLE
NONE
0
0
15785
AXOS FINANCIAL INC
COM
05465C100
1219
23642
SH
SOLE
NONE
0
0
23642
B. RILEY FINANCIAL INC
COM
05580M108
573
9704
SH
SOLE
NONE
0
0
9704
BANK NOVA SCOTIA B C
COM
064149107
308
5000
SH
SOLE
NONE
0
0
5000
BANK OZK
COM
06417N103
917
21345
SH
SOLE
NONE
0
0
21345
BECTON DICKINSON & CO
COM
075887109
574
2337
SH
SOLE
NONE
0
0
2337
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
14851
54410
SH
SOLE
NONE
0
0
54410
BHP GROUP LTD
SPONSORED ADS
088606108
450
8404
SH
SOLE
NONE
0
0
8404
BK OF AMERICA CORP
COM
060505104
218
5142
SH
SOLE
NONE
0
0
5142
BLACK HILLS CORP
COM
092113109
424
6753
SH
SOLE
NONE
0
0
6753
BRISTOL-MYERS SQUIBB CO
COM
110122108
901
15222
SH
SOLE
NONE
0
0
15222
CABOT OIL & GAS CORP
COM
127097103
641
29454
SH
SOLE
NONE
0
0
29454
CANAAN INC
SPONSORED ADS
134748102
119
19500
SH
SOLE
NONE
0
0
19500
CARDINAL HEALTH INC
COM
14149Y108
962
19444
SH
SOLE
NONE
0
0
19444
CBOE GLOBAL MKTS INC
COM
12503M108
277
2239
SH
SOLE
NONE
0
0
2239
CISCO SYS INC
COM
17275R102
1419
26072
SH
SOLE
NONE
0
0
26072
CITIGROUP INC
COM NEW
172967424
237
3374
SH
SOLE
NONE
0
0
3374
CITRIX SYS INC
COM
177376100
1136
10578
SH
SOLE
NONE
0
0
10578
CLOROX CO DEL
COM
189054109
298
1797
SH
SOLE
NONE
0
0
1797
COCA COLA CO
COM
191216100
353
6737
SH
SOLE
NONE
0
0
6737
COINBASE GLOBAL INC
COM CL A
19260Q107
747
3282
SH
SOLE
NONE
0
0
3282
COMCAST CORP NEW
CL A
20030N101
721
12888
SH
SOLE
NONE
0
0
12888
CONSTELLATION BRANDS INC
CL A
21036P108
291
1383
SH
SOLE
NONE
0
0
1383
CSX CORP
COM
126408103
227
7648
SH
SOLE
NONE
0
0
7648
CVS HEALTH CORP
COM
126650100
643
7579
SH
SOLE
NONE
0
0
7579
DEERE & CO
COM
244199105
1005
3000
SH
SOLE
NONE
0
0
3000
DOCUSIGN INC
COM
256163106
245
950
SH
SOLE
NONE
0
0
950
DOMINION ENERGY INC
COM
25746U109
763
10443
SH
SOLE
NONE
0
0
10443
DRAFTKINGS INC
COM CL A
26142R104
339
7039
SH
SOLE
NONE
0
0
7039
EBAY INC.
COM
278642103
1005
14431
SH
SOLE
NONE
0
0
14431
ELECTRONIC ARTS INC
COM
285512109
305
2143
SH
SOLE
NONE
0
0
2143
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
501
10004
SH
SOLE
NONE
0
0
10004
EMERSON ELEC CO
COM
291011104
574
6088
SH
SOLE
NONE
0
0
6088
EXXON MOBIL CORP
COM
30231G102
299
5087
SH
SOLE
NONE
0
0
5087
FACEBOOK INC
CL A
30303M102
539
1589
SH
SOLE
NONE
0
0
1589
FARMER BROS CO
COM
307675108
1070
127234
SH
SOLE
NONE
0
0
127234
FAT BRANDS INC
CLASS A COM
30258N105
638
68493
SH
SOLE
NONE
0
0
68493
FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
753
13412
SH
SOLE
NONE
0
0
13412
GENERAL DYNAMICS CORP
COM
369550108
1790
9133
SH
SOLE
NONE
0
0
9133
GILEAD SCIENCES INC
COM
375558103
1614
23113
SH
SOLE
NONE
0
0
23113
GLATFELTER CORPORATION
COM
377320106
518
36720
SH
SOLE
NONE
0
0
36720
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1270
33249
SH
SOLE
NONE
0
0
33249
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
27
12500
SH
Call
SOLE
NONE
0
0
12500
GOLDMAN SACHS GROUP INC
COM
38141G104
1210
3201
SH
SOLE
NONE
0
0
3201
GRACO INC
COM
384109104
1255
17934
SH
SOLE
NONE
0
0
17934
GRAINGER W W INC
COM
384802104
494
1256
SH
SOLE
NONE
0
0
1256
GRIFOLS S A
SP ADR REP B NVT
398438408
612
41880
SH
SOLE
NONE
0
0
41880
HANESBRANDS INC
COM
410345102
1570
91464
SH
SOLE
NONE
0
0
91464
HCI GROUP INC
COM
40416E103
1226
11068
SH
SOLE
NONE
0
0
11068
HENRY SCHEIN INC
COM
806407102
2018
26500
SH
SOLE
NONE
0
0
26500
HERITAGE GLOBAL INC
COM
42727E103
255
130000
SH
SOLE
NONE
0
0
130000
HOME DEPOT INC
COM
437076102
1027
3130
SH
SOLE
NONE
0
0
3130
HUBSPOT INC
COM
443573100
1122
1660
SH
SOLE
NONE
0
0
1660
HUNTINGTON INGALLS INDS INC
COM
446413106
208
1077
SH
SOLE
NONE
0
0
1077
IMMUNOME INC
COM
45257U108
682
28013
SH
SOLE
NONE
0
0
28013
INTEL CORP
COM
458140100
1109
20811
SH
SOLE
NONE
0
0
20811
INTERNATIONAL BUSINESS MACHS
COM
459200101
770
5540
SH
SOLE
NONE
0
0
5540
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
222
1661
SH
SOLE
NONE
0
0
1661
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
271
5360
SH
SOLE
NONE
0
0
5360
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
2063
33913
SH
SOLE
NONE
0
0
33913
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
1158
37804
SH
SOLE
NONE
0
0
37804
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
210
3991
SH
SOLE
NONE
0
0
3991
INVESCO QQQ TR
UNIT SER 1
46090E103
1256
3507
SH
SOLE
NONE
0
0
3507
ISHARES INC
MSCI EMERG MRKT
464286533
261
4168
SH
SOLE
NONE
0
0
4168
ISHARES TR
CORE S&P MCP ETF
464287507
603
2291
SH
SOLE
NONE
0
0
2291
ISHARES TR
BARCLAYS 7 10 YR
464287440
346
3001
SH
SOLE
NONE
0
0
3001
ISHARES TR
IBOXX INV CP ETF
464287242
612
4599
SH
SOLE
NONE
0
0
4599
ISHARES TR
CORE US AGGBD ET
464287226
205
1788
SH
SOLE
NONE
0
0
1788
ISHARES TR
PFD AND INCM SEC
464288687
210
5400
SH
SOLE
NONE
0
0
5400
ISHARES TR
MSCI USA MIN VOL
46429B697
1268
17246
SH
SOLE
NONE
0
0
17246
ISHARES TR
CMBS ETF
46429B366
319
5893
SH
SOLE
NONE
0
0
5893
ISHARES TR
CORE MSCI EAFE
46432F842
640
8623
SH
SOLE
NONE
0
0
8623
ISHARES TR
CONV BD ETF
46435G102
367
3684
SH
SOLE
NONE
0
0
3684
JOHNSON & JOHNSON
COM
478160104
683
4230
SH
SOLE
NONE
0
0
4230
KIMBERLY-CLARK CORP
COM
494368103
1341
10126
SH
SOLE
NONE
0
0
10126
KINDER MORGAN INC DEL
COM
49456B101
406
24275
SH
SOLE
NONE
0
0
24275
LOCKHEED MARTIN CORP
COM
539830109
696
2018
SH
SOLE
NONE
0
0
2018
LOEWS CORP
COM
540424108
230
4271
SH
SOLE
NONE
0
0
4271
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
800
8521
SH
SOLE
NONE
0
0
8521
MACK CALI RLTY CORP
COM
554489104
262
15295
SH
SOLE
NONE
0
0
15295
MAMAMANCINI S HLDGS INC
COM
56146T103
102
42120
SH
SOLE
NONE
0
0
42120
MARKEL CORP
COM
570535104
2537
2123
SH
SOLE
NONE
0
0
2123
MASTERCARD INCORPORATED
CL A
57636Q104
214
615
SH
SOLE
NONE
0
0
615
MCKESSON CORP
COM
58155Q103
484
2426
SH
SOLE
NONE
0
0
2426
MEDALLION FINL CORP
COM
583928106
199
25348
SH
SOLE
NONE
0
0
25348
MEDTRONIC PLC
SHS
G5960L103
414
3300
SH
SOLE
NONE
0
0
3300
MERCK & CO INC
COM
58933Y105
1388
18486
SH
SOLE
NONE
0
0
18486
MICROCHIP TECHNOLOGY INC.
COM
595017104
200
1302
SH
SOLE
NONE
0
0
1302
MICROSOFT CORP
COM
594918104
458
1625
SH
SOLE
NONE
0
0
1625
MIDDLEBY CORP
COM
596278101
936
5492
SH
SOLE
NONE
0
0
5492
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1016
54493
SH
SOLE
NONE
0
0
54493
MORGAN STANLEY
COM NEW
617446448
283
2911
SH
SOLE
NONE
0
0
2911
MSC INDL DIRECT INC
CL A
553530106
1108
13820
SH
SOLE
NONE
0
0
13820
NEWMONT CORP
COM
651639106
294
5412
SH
SOLE
NONE
0
0
5412
NIO INC
SPON ADS
62914V106
218
6125
SH
SOLE
NONE
0
0
6125
NORTHROP GRUMMAN CORP
COM
666807102
881
2445
SH
SOLE
NONE
0
0
2445
NORTONLIFELOCK INC
COM
668771108
367
14502
SH
SOLE
NONE
0
0
14502
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
437
26659
SH
SOLE
NONE
0
0
26659
OLD REP INTL CORP
COM
680223104
1007
43535
SH
SOLE
NONE
0
0
43535
ORACLE CORP
COM
68389X105
402
4616
SH
SOLE
NONE
0
0
4616
ORGANON & CO
COMMON STOCK
68622V106
632
19264
SH
SOLE
NONE
0
0
19264
PAYPAL HLDGS INC
COM
70450Y103
2000
7685
SH
SOLE
NONE
0
0
7685
PEPSICO INC
COM
713448108
777
5164
SH
SOLE
NONE
0
0
5164
PERRIGO CO PLC
SHS
G97822103
722
15249
SH
SOLE
NONE
0
0
15249
PETMED EXPRESS INC
COM
716382106
1223
45509
SH
SOLE
NONE
0
0
45509
PFIZER INC
COM
717081103
675
15700
SH
SOLE
NONE
0
0
15700
PHILIP MORRIS INTL INC
COM
718172109
297
3129
SH
SOLE
NONE
0
0
3129
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
259
2542
SH
SOLE
NONE
0
0
2542
PINTEREST INC
CL A
72352L106
521
10223
SH
SOLE
NONE
0
0
10223
PORTLAND GEN ELEC CO
COM NEW
736508847
304
6472
SH
SOLE
NONE
0
0
6472
PROGRESSIVE CORP
COM
743315103
377
4170
SH
SOLE
NONE
0
0
4170
PRUDENTIAL FINL INC
COM
744320102
1531
14549
SH
SOLE
NONE
0
0
14549
QUALCOMM INC
COM
747525103
1121
8690
SH
SOLE
NONE
0
0
8690
QUEST DIAGNOSTICS INC
COM
74834L100
270
1858
SH
SOLE
NONE
0
0
1858
QUEST RESOURCE HLDG CORP
COM NEW
74836W203
61
10000
SH
SOLE
NONE
0
0
10000
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
665
7737
SH
SOLE
NONE
0
0
7737
RCI HOSPITALITY HLDGS INC
COM
74934Q108
1709
24948
SH
SOLE
NONE
0
0
24948
RESEARCH SOLUTIONS INC
COM
761025105
251
95861
SH
SOLE
NONE
0
0
95861
RLX TECHNOLOGY INC
SPONSORED ADS
74969N103
72
16000
SH
SOLE
NONE
0
0
16000
ROYALTY PHARMA PLC
SHS CLASS A
G7709Q104
669
18506
SH
SOLE
NONE
0
0
18506
SABRE CORP
COM
78573M104
425
35883
SH
SOLE
NONE
0
0
35883
SABRE CORP
COM
78573M104
13
15000
SH
Call
SOLE
NONE
0
0
15000
SCHWAB CHARLES CORP
COM
808513105
230
3155
SH
SOLE
NONE
0
0
3155
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
215
5551
SH
SOLE
NONE
0
0
5551
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
372
7275
SH
SOLE
NONE
0
0
7275
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
436
7681
SH
SOLE
NONE
0
0
7681
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
349
5575
SH
SOLE
NONE
0
0
5575
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
500
6732
SH
SOLE
NONE
0
0
6732
SCHWAB STRATEGIC TR
5 10YR CORP BD
808524698
346
6625
SH
SOLE
NONE
0
0
6625
SCOTTS MIRACLE-GRO CO
CL A
810186106
557
3807
SH
SOLE
NONE
0
0
3807
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
877
25534
SH
SOLE
NONE
0
0
25534
SPARK NETWORKS SE
SPONSORED ADR
846517100
296
84293
SH
SOLE
NONE
0
0
84293
SPDR SER TR
PORTFLI TIPS ETF
78464A656
459
14756
SH
SOLE
NONE
0
0
14756
SPDR SER TR
BLOMBERG BRC INV
78468R200
524
17100
SH
SOLE
NONE
0
0
17100
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
832
3691
SH
SOLE
NONE
0
0
3691
STARBUCKS CORP
COM
855244109
373
3377
SH
SOLE
NONE
0
0
3377
TELEPHONE & DATA SYS INC
COM NEW
879433829
647
33160
SH
SOLE
NONE
0
0
33160
TESLA INC
NOTE 2.375% 3/1
88160RAD3
118
10000
PRN
SOLE
NONE
0
0
10000
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
11
15000
SH
Call
SOLE
NONE
0
0
15000
THE ONE GROUP HOSPITALITY IN
COM
88338K103
516
48249
SH
SOLE
NONE
0
0
48249
TRACTOR SUPPLY CO
COM
892356106
810
4000
SH
SOLE
NONE
0
0
4000
TRAVELERS COMPANIES INC
COM
89417E109
277
1822
SH
SOLE
NONE
0
0
1822
TRECORA RES
COM
894648104
400
48952
SH
SOLE
NONE
0
0
48952
TWITTER INC
COM
90184L102
314
5197
SH
SOLE
NONE
0
0
5197
UNITED THERAPEUTICS CORP DEL
COM
91307C102
591
3200
SH
SOLE
NONE
0
0
3200
US BANCORP DEL
COM NEW
902973304
431
7258
SH
SOLE
NONE
0
0
7258
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
841
10265
SH
SOLE
NONE
0
0
10265
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
492
5504
SH
SOLE
NONE
0
0
5504
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1251
5633
SH
SOLE
NONE
0
0
5633
VANGUARD INDEX FDS
MID CAP ETF
922908629
1996
8431
SH
SOLE
NONE
0
0
8431
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2107
9637
SH
SOLE
NONE
0
0
9637
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1352
5722
SH
SOLE
NONE
0
0
5722
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3359
8516
SH
SOLE
NONE
0
0
8516
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
279
2084
SH
SOLE
NONE
0
0
2084
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
3380
33194
SH
SOLE
NONE
0
0
33194
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
258
2734
SH
SOLE
NONE
0
0
2734
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1130
13711
SH
SOLE
NONE
0
0
13711
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
323
5256
SH
SOLE
NONE
0
0
5256
VANGUARD SCOTTSDALE FDS
MTG-BKD SECS ETF
92206C771
654
12266
SH
SOLE
NONE
0
0
12266
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
1971
28682
SH
SOLE
NONE
0
0
28682
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
750
4884
SH
SOLE
NONE
0
0
4884
VERIZON COMMUNICATIONS INC
COM
92343V104
1148
21248
SH
SOLE
NONE
0
0
21248
VIACOMCBS INC
CL B
92556H206
575
14545
SH
SOLE
NONE
0
0
14545
VIQ SOLUTIONS INC
COM NEW
91825V400
237
80000
SH
SOLE
NONE
0
0
80000
VMWARE INC
CL A COM
928563402
486
3266
SH
SOLE
NONE
0
0
3266
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1022
21726
SH
SOLE
NONE
0
0
21726
WASTE MGMT INC DEL
COM
94106L109
254
1702
SH
SOLE
NONE
0
0
1702
WATERS CORP
COM
941848103
217
606
SH
SOLE
NONE
0
0
606
WEBSTER FINL CORP CONN
COM
947890109
856
15713
SH
SOLE
NONE
0
0
15713
WHITESTONE REIT
COM
966084204
300
30709
SH
SOLE
NONE
0
0
30709