Managing Partner

0001606587-21-000829.txt : 20210722 0001606587-21-000829.hdr.sgml : 20210722 20210722162251 ACCESSION NUMBER: 0001606587-21-000829 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210722 DATE AS OF CHANGE: 20210722 EFFECTIVENESS DATE: 20210722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgewood Investments LLC CENTRAL INDEX KEY: 0001703556 IRS NUMBER: 203507122 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18012 FILM NUMBER: 211107873 BUSINESS ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 BUSINESS PHONE: 9735446970 MAIL ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703556 XXXXXXXX 06-30-2021 06-30-2021 false Ridgewood Investments LLC

623 MORRIS AVENUE SPRINGFIELD NJ 07081

13F HOLDINGS REPORT 028-18012 N Kaushal Majmudar Managing Partner 9735446970 Kaushal Majmudar Springfield NJ 07-22-2021 0 193 155825 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ISHARES TR CORE S&P MCP ETF 464287507 630 2343 SH SOLE NONE 0 0 2343 AMAZON COM INC COM 023135106 464 135 SH SOLE NONE 0 0 135 BLACK HILLS CORP COM 092113109 649 9888 SH SOLE NONE 0 0 9888 BRISTOL-MYERS SQUIBB CO COM 110122108 1117 16722 SH SOLE NONE 0 0 16722 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15380 55339 SH SOLE NONE 0 0 55339 EMERSON ELEC CO COM 291011104 819 8508 SH SOLE NONE 0 0 8508 PERRIGO CO PLC SHS G97822103 640 13969 SH SOLE NONE 0 0 13969 INVESCO QQQ TR UNIT SER 1 46090E103 1190 3358 SH SOLE NONE 0 0 3358 AMGEN INC COM 031162100 656 2693 SH SOLE NONE 0 0 2693 EBAY INC. COM 278642103 1315 18729 SH SOLE NONE 0 0 18729 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1336 33560 SH SOLE NONE 0 0 33560 GRAINGER W W INC COM 384802104 550 1256 SH SOLE NONE 0 0 1256 INTEL CORP COM 458140100 1125 20046 SH SOLE NONE 0 0 20046 ORACLE CORP COM 68389X105 830 10657 SH SOLE NONE 0 0 10657 QUALCOMM INC COM 747525103 1206 8436 SH SOLE NONE 0 0 8436 US BANCORP DEL COM NEW 902973304 429 7525 SH SOLE NONE 0 0 7525 JOHNSON & JOHNSON COM 478160104 697 4228 SH SOLE NONE 0 0 4228 MEDTRONIC PLC SHS G5960L103 656 5284 SH SOLE NONE 0 0 5284 PFIZER INC COM 717081103 1051 26842 SH SOLE NONE 0 0 26842 MICROSOFT CORP COM 594918104 440 1625 SH SOLE NONE 0 0 1625 AT&T INC COM 00206R102 773 26871 SH SOLE NONE 0 0 26871 PRUDENTIAL FINL INC COM 744320102 1502 14656 SH SOLE NONE 0 0 14656 CITIGROUP INC COM NEW 172967424 233 3292 SH SOLE NONE 0 0 3292 CISCO SYS INC COM 17275R102 1395 26324 SH SOLE NONE 0 0 26324 INTERNATIONAL BUSINESS MACHS COM 459200101 822 5606 SH SOLE NONE 0 0 5606 COCA COLA CO COM 191216100 669 12365 SH SOLE NONE 0 0 12365 LOCKHEED MARTIN CORP COM 539830109 764 2018 SH SOLE NONE 0 0 2018 PEPSICO INC COM 713448108 1285 8672 SH SOLE NONE 0 0 8672 STRYKER CORPORATION COM 863667101 527 2030 SH SOLE NONE 0 0 2030 VERIZON COMMUNICATIONS INC COM 92343V104 1129 20143 SH SOLE NONE 0 0 20143 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 894 5773 SH SOLE NONE 0 0 5773 SCHWAB CHARLES CORP COM 808513105 327 4486 SH SOLE NONE 0 0 4486 WALGREENS BOOTS ALLIANCE INC COM 931427108 1191 22647 SH SOLE NONE 0 0 22647 DEERE & CO COM 244199105 1058 3000 SH SOLE NONE 0 0 3000 BK OF AMERICA CORP COM 060505104 212 5142 SH SOLE NONE 0 0 5142 STARBUCKS CORP COM 855244109 513 4585 SH SOLE NONE 0 0 4585 EXXON MOBIL CORP COM 30231G102 371 5875 SH SOLE NONE 0 0 5875 AFLAC INC COM 001055102 986 18374 SH SOLE NONE 0 0 18374 ANTHEM INC COM 036752103 260 681 SH SOLE NONE 0 0 681 CARDINAL HEALTH INC COM 14149Y108 1074 18807 SH SOLE NONE 0 0 18807 MACK CALI RLTY CORP COM 554489104 232 13506 SH SOLE NONE 0 0 13506 CABOT OIL & GAS CORP COM 127097103 444 25420 SH SOLE NONE 0 0 25420 CVS HEALTH CORP COM 126650100 679 8139 SH SOLE NONE 0 0 8139 DOMINION ENERGY INC COM 25746U109 768 10443 SH SOLE NONE 0 0 10443 QUEST DIAGNOSTICS INC COM 74834L100 344 2606 SH SOLE NONE 0 0 2606 MCKESSON CORP COM 58155Q103 490 2561 SH SOLE NONE 0 0 2561 MERCK & CO INC COM 58933Y105 1492 19182 SH SOLE NONE 0 0 19182 MORGAN STANLEY COM NEW 617446448 535 5833 SH SOLE NONE 0 0 5833 KIMBERLY-CLARK CORP COM 494368103 1461 10920 SH SOLE NONE 0 0 10920 GILEAD SCIENCES INC COM 375558103 1592 23122 SH SOLE NONE 0 0 23122 GOLDMAN SACHS GROUP INC COM 38141G104 1215 3201 SH SOLE NONE 0 0 3201 HOME DEPOT INC COM 437076102 998 3130 SH SOLE NONE 0 0 3130 NORTONLIFELOCK INC COM 668771108 399 14653 SH SOLE NONE 0 0 14653 ISHARES TR BARCLAYS 7 10 YR 464287440 310 2684 SH SOLE NONE 0 0 2684 ISHARES TR IBOXX INV CP ETF 464287242 554 4126 SH SOLE NONE 0 0 4126 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 401 1361 SH SOLE NONE 0 0 1361 AMERICAN TOWER CORP NEW COM 03027X100 1228 4547 SH SOLE NONE 0 0 4547 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1056 12375 SH SOLE NONE 0 0 12375 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 248 1662 SH SOLE NONE 0 0 1662 3M CO COM 88579Y101 1464 7369 SH SOLE NONE 0 0 7369 MAXIM INTEGRATED PRODS INC COM 57772K101 262 2482 SH SOLE NONE 0 0 2482 COMCAST CORP NEW CL A 20030N101 739 12958 SH SOLE NONE 0 0 12958 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1255 5632 SH SOLE NONE 0 0 5632 WASTE MGMT INC DEL COM 94106L109 239 1702 SH SOLE NONE 0 0 1702 DUKE ENERGY CORP NEW COM NEW 26441C204 328 3319 SH SOLE NONE 0 0 3319 CONSTELLATION BRANDS INC CL A 21036P108 444 1899 SH SOLE NONE 0 0 1899 CSX CORP COM 126408103 245 7642 SH SOLE NONE 0 0 7642 APPLE INC COM 037833100 403 2943 SH SOLE NONE 0 0 2943 ALLSTATE CORP COM 020002101 342 2619 SH SOLE NONE 0 0 2619 KINDER MORGAN INC DEL COM 49456B101 463 25398 SH SOLE NONE 0 0 25398 ELECTRONIC ARTS INC COM 285512109 320 2223 SH SOLE NONE 0 0 2223 BANK OZK COM 06417N103 1093 25916 SH SOLE NONE 0 0 25916 CITRIX SYS INC COM 177376100 1175 10023 SH SOLE NONE 0 0 10023 CHUBB LIMITED COM H1467J104 492 3096 SH SOLE NONE 0 0 3096 AMERICAN EXPRESS CO COM 025816109 576 3487 SH SOLE NONE 0 0 3487 OLD REP INTL CORP COM 680223104 1099 44123 SH SOLE NONE 0 0 44123 ARCHER DANIELS MIDLAND CO COM 039483102 257 4241 SH SOLE NONE 0 0 4241 LOEWS CORP COM 540424108 233 4266 SH SOLE NONE 0 0 4266 GENERAL DYNAMICS CORP COM 369550108 1872 9946 SH SOLE NONE 0 0 9946 NORTHROP GRUMMAN CORP COM 666807102 889 2445 SH SOLE NONE 0 0 2445 WATERS CORP COM 941848103 210 606 SH SOLE NONE 0 0 606 TRACTOR SUPPLY CO COM 892356106 744 4000 SH SOLE NONE 0 0 4000 ISHARES TR CORE US AGGBD ET 464287226 206 1788 SH SOLE NONE 0 0 1788 HENRY SCHEIN INC COM 806407102 1966 26500 SH SOLE NONE 0 0 26500 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 719 16552 SH SOLE NONE 0 0 16552 TRAVELERS COMPANIES INC COM 89417E109 622 4153 SH SOLE NONE 0 0 4153 EATON CORP PLC SHS G29183103 901 6080 SH SOLE NONE 0 0 6080 GRACO INC COM 384109104 1365 18038 SH SOLE NONE 0 0 18038 BECTON DICKINSON & CO COM 075887109 1110 4563 SH SOLE NONE 0 0 4563 TYSON FOODS INC CL A 902494103 202 2738 SH SOLE NONE 0 0 2738 ALPHABET INC CAP STK CL A 02079K305 1804 739 SH SOLE NONE 0 0 739 VANGUARD INDEX FDS MID CAP ETF 922908629 1990 8385 SH SOLE NONE 0 0 8385 TELEPHONE & DATA SYS INC COM NEW 879433829 683 30138 SH SOLE NONE 0 0 30138 MSC INDL DIRECT INC CL A 553530106 1096 12217 SH SOLE NONE 0 0 12217 VANGUARD INDEX FDS SMALL CP ETF 922908751 2099 9318 SH SOLE NONE 0 0 9318 MARKEL CORP COM 570535104 2459 2072 SH SOLE NONE 0 0 2072 RCI HOSPITALITY HLDGS INC COM 74934Q108 1638 24748 SH SOLE NONE 0 0 24748 BAIDU INC SPON ADR REP A 056752108 410 2010 SH SOLE NONE 0 0 2010 VIACOMCBS INC CL B 92556H206 504 11158 SH SOLE NONE 0 0 11158 WEBSTER FINL CORP CONN COM 947890109 692 12977 SH SOLE NONE 0 0 12977 RLI CORP COM 749607107 217 2070 SH SOLE NONE 0 0 2070 PETMED EXPRESS INC COM 716382106 1388 43567 SH SOLE NONE 0 0 43567 ACME UTD CORP COM 004816104 398 8925 SH SOLE NONE 0 0 8925 GLATFELTER CORPORATION COM 377320106 407 29108 SH SOLE NONE 0 0 29108 PORTLAND GEN ELEC CO COM NEW 736508847 455 9867 SH SOLE NONE 0 0 9867 ABM INDS INC COM 000957100 606 13668 SH SOLE NONE 0 0 13668 UNITED THERAPEUTICS CORP DEL COM 91307C102 574 3200 SH SOLE NONE 0 0 3200 MASTERCARD INCORPORATED CL A 57636Q104 224 615 SH SOLE NONE 0 0 615 SCOTTS MIRACLE-GRO CO CL A 810186106 960 5000 SH SOLE NONE 0 0 5000 MIDDLEBY CORP COM 596278101 956 5516 SH SOLE NONE 0 0 5516 BANK NOVA SCOTIA B C COM 064149107 325 5000 SH SOLE NONE 0 0 5000 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 735 13038 SH SOLE NONE 0 0 13038 HANESBRANDS INC COM 410345102 1698 90924 SH SOLE NONE 0 0 90924 TRECORA RES COM 894648104 363 43607 SH SOLE NONE 0 0 43607 AXOS FINANCIAL INC COM 05465C100 1097 23642 SH SOLE NONE 0 0 23642 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1371 5799 SH SOLE NONE 0 0 5799 EMERGENT BIOSOLUTIONS INC COM 29089Q105 630 10004 SH SOLE NONE 0 0 10004 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 435 26659 SH SOLE NONE 0 0 26659 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1057 56489 SH SOLE NONE 0 0 56489 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 805 9792 SH SOLE NONE 0 0 9792 VANGUARD BD INDEX FDS INTERMED TERM 921937819 447 4974 SH SOLE NONE 0 0 4974 DISCOVER FINL SVCS COM 254709108 598 5059 SH SOLE NONE 0 0 5059 VMWARE INC CL A COM 928563402 281 1757 SH SOLE NONE 0 0 1757 IMAGE SENSING SYS INC COM 45244C104 107 15785 SH SOLE NONE 0 0 15785 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 268 1961 SH SOLE NONE 0 0 1961 SPDR SER TR PORTFLI TIPS ETF 78464A656 407 13075 SH SOLE NONE 0 0 13075 PHILIP MORRIS INTL INC COM 718172109 299 3018 SH SOLE NONE 0 0 3018 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 271 5360 SH SOLE NONE 0 0 5360 MEDALLION FINL CORP COM 583928106 225 25348 SH SOLE NONE 0 0 25348 FARMER BROS CO COM 307675108 1391 109634 SH SOLE NONE 0 0 109634 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3381 32628 SH SOLE NONE 0 0 32628 HCI GROUP INC COM 40416E103 1100 11059 SH SOLE NONE 0 0 11059 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 288 3034 SH SOLE NONE 0 0 3034 B. RILEY FINANCIAL INC COM 05580M108 730 9670 SH SOLE NONE 0 0 9670 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 259 2542 SH SOLE NONE 0 0 2542 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 208 5281 SH SOLE NONE 0 0 5281 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 732 8851 SH SOLE NONE 0 0 8851 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 286 4650 SH SOLE NONE 0 0 4650 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 636 11923 SH SOLE NONE 0 0 11923 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 706 6859 SH SOLE NONE 0 0 6859 CBOE GLOBAL MKTS INC COM 12503M108 567 4762 SH SOLE NONE 0 0 4762 QUEST RESOURCE HLDG CORP COM NEW 74836W203 64 10000 SH SOLE NONE 0 0 10000 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 300 5850 SH SOLE NONE 0 0 5850 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 370 6506 SH SOLE NONE 0 0 6506 WHITESTONE REIT COM 966084204 262 31707 SH SOLE NONE 0 0 31707 SCHWAB STRATEGIC TR US TIPS ETF 808524870 219 3500 SH SOLE NONE 0 0 3500 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1955 28086 SH SOLE NONE 0 0 28086 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3224 8193 SH SOLE NONE 0 0 8193 RESEARCH SOLUTIONS INC COM 761025105 183 63870 SH SOLE NONE 0 0 63870 HERITAGE GLOBAL INC COM 42727E103 329 130000 SH SOLE NONE 0 0 130000 VANGUARD STAR FDS VG TL INTL STK F 921909768 205 3119 SH SOLE NONE 0 0 3119 22ND CENTY GROUP INC COM 90137F103 134 29000 SH SOLE NONE 0 0 29000 HUNTINGTON INGALLS INDS INC COM 446413106 308 1459 SH SOLE NONE 0 0 1459 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 2106 34580 SH SOLE NONE 0 0 34580 GRIFOLS S A SP ADR REP B NVT 398438408 530 30542 SH SOLE NONE 0 0 30542 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 516 6822 SH SOLE NONE 0 0 6822 ISHARES TR MSCI USA MIN VOL 46429B697 1269 17240 SH SOLE NONE 0 0 17240 ISHARES INC MSCI EMERG MRKT 464286533 270 4213 SH SOLE NONE 0 0 4213 ISHARES TR CMBS ETF 46429B366 284 5218 SH SOLE NONE 0 0 5218 SPDR SER TR BLOMBERG BRC INV 78468R200 461 15045 SH SOLE NONE 0 0 15045 FACEBOOK INC CL A 30303M102 541 1555 SH SOLE NONE 0 0 1555 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 1194 38625 SH SOLE NONE 0 0 38625 ISHARES TR CORE MSCI EAFE 46432F842 646 8623 SH SOLE NONE 0 0 8623 ABBVIE INC COM 00287Y109 1229 10909 SH SOLE NONE 0 0 10909 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 217 4061 SH SOLE NONE 0 0 4061 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 200 4266 SH SOLE NONE 0 0 4266 SABRE CORP COM 78573M104 212 17000 SH SOLE NONE 0 0 17000 CDW CORP COM 12514G108 253 1447 SH SOLE NONE 0 0 1447 TWITTER INC COM 90184L102 327 4759 SH SOLE NONE 0 0 4759 ALPHABET INC CAP STK CL C 02079K107 1710 682 SH SOLE NONE 0 0 682 THE ONE GROUP HOSPITALITY IN COM 88338K103 532 48249 SH SOLE NONE 0 0 48249 HUBSPOT INC COM 443573100 991 1700 SH SOLE NONE 0 0 1700 PAYPAL HLDGS INC COM 70450Y103 2240 7685 SH SOLE NONE 0 0 7685 ISHARES TR CONV BD ETF 46435G102 344 3372 SH SOLE NONE 0 0 3372 TESLA INC NOTE 2.375% 3/1 88160RAD3 103 10000 PRN SOLE NONE 0 0 10000 FAT BRANDS INC COM 30258N105 999 68493 SH SOLE NONE 0 0 68493 SPOTIFY TECHNOLOGY S A SHS L8681T102 853 3096 SH SOLE NONE 0 0 3096 DOCUSIGN INC COM 256163106 398 1425 SH SOLE NONE 0 0 1425 NIO INC SPON ADS 62914V106 225 4225 SH SOLE NONE 0 0 4225 COVETRUS INC COM 22304C100 259 9600 SH SOLE NONE 0 0 9600 PINTEREST INC CL A 72352L106 544 6894 SH SOLE NONE 0 0 6894 DRAFTKINGS INC COM CL A 26142R104 303 5800 SH SOLE NONE 0 0 5800 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 231 4400 SH SOLE NONE 0 0 4400 CANAAN INC SPONSORED ADS 134748102 106 13000 SH SOLE NONE 0 0 13000 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 641 15646 SH SOLE NONE 0 0 15646 IMMUNOME INC COM 45257U108 1004 58013 SH SOLE NONE 0 0 58013 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 29 12500 SH Call SOLE NONE 0 0 12500 RLX TECHNOLOGY INC SPONSORED ADS 74969N103 113 13000 SH SOLE NONE 0 0 13000 AT&T INC COM 00206R102 20 11000 SH Call SOLE NONE 0 0 11000 COINBASE GLOBAL INC COM CL A 19260Q107 747 2948 SH SOLE NONE 0 0 2948 SABRE CORP COM 78573M104 13 10000 SH Call SOLE NONE 0 0 10000 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 10 10000 SH Call SOLE NONE 0 0 10000 ORGANON & CO COMMON STOCK 68622V106 493 16308 SH SOLE NONE 0 0 16308