Managing Partner

0001606587-19-000905.txt : 20191023 0001606587-19-000905.hdr.sgml : 20191023 20191023085937 ACCESSION NUMBER: 0001606587-19-000905 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191023 DATE AS OF CHANGE: 20191023 EFFECTIVENESS DATE: 20191023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgewood Investments LLC CENTRAL INDEX KEY: 0001703556 IRS NUMBER: 203507122 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18012 FILM NUMBER: 191162802 BUSINESS ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 BUSINESS PHONE: 9735446970 MAIL ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703556 XXXXXXXX 09-30-2019 09-30-2019 false Ridgewood Investments LLC

623 MORRIS AVENUE SPRINGFIELD NJ 07081

13F HOLDINGS REPORT 028-18012 N Kaushal Majmudar Managing Partner 9735446970 Kaushal Majmudar Springfield NJ 10-22-2019 0 189 128524 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 214 796 SH SOLE NONE 0 0 796 ISHARES TR CORE S&P MCP ETF 464287507 250 1293 SH SOLE NONE 0 0 1293 ISHARES TR RUS 1000 VAL ETF 464287598 491 3829 SH SOLE NONE 0 0 3829 ISHARES TR RUS 1000 GRW ETF 464287614 443 2773 SH SOLE NONE 0 0 2773 AMERICAN INTL GROUP INC COM NEW 026874784 295 5288 SH SOLE NONE 0 0 5288 AMAZON COM INC COM 023135106 988 569 SH SOLE NONE 0 0 569 BRISTOL MYERS SQUIBB CO COM 110122108 1456 28711 SH SOLE NONE 0 0 28711 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19296 92761 SH SOLE NONE 0 0 92761 EMERSON ELEC CO COM 291011104 1353 20237 SH SOLE NONE 0 0 20237 HELMERICH & PAYNE INC COM 423452101 447 11161 SH SOLE NONE 0 0 11161 REALTY INCOME CORP COM 756109104 745 9716 SH SOLE NONE 0 0 9716 AMGEN INC COM 031162100 345 1784 SH SOLE NONE 0 0 1784 ABBOTT LABS COM 002824100 266 3180 SH SOLE NONE 0 0 3180 EBAY INC COM 278642103 322 8262 SH SOLE NONE 0 0 8262 FEDEX CORP COM 31428X106 641 4404 SH SOLE NONE 0 0 4404 GENUINE PARTS CO COM 372460105 293 2941 SH SOLE NONE 0 0 2941 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 379 8876 SH SOLE NONE 0 0 8876 GRAINGER W W INC COM 384802104 691 2325 SH SOLE NONE 0 0 2325 NOKIA CORP SPONSORED ADR 654902204 125 24730 SH SOLE NONE 0 0 24730 NEWELL BRANDS INC COM 651229106 347 18562 SH SOLE NONE 0 0 18562 ORACLE CORP COM 68389X105 583 10593 SH SOLE NONE 0 0 10593 QUALCOMM INC COM 747525103 1291 16918 SH SOLE NONE 0 0 16918 US BANCORP DEL COM NEW 902973304 319 5766 SH SOLE NONE 0 0 5766 JOHNSON & JOHNSON COM 478160104 985 7612 SH SOLE NONE 0 0 7612 MEDTRONIC PLC SHS G5960L103 368 3390 SH SOLE NONE 0 0 3390 EXELON CORP COM 30161N101 244 5042 SH SOLE NONE 0 0 5042 ISHARES TR MSCI EAFE ETF 464287465 302 4630 SH SOLE NONE 0 0 4630 AMERISOURCEBERGEN CORP COM 03073E105 487 5913 SH SOLE NONE 0 0 5913 MICROSOFT CORP COM 594918104 550 3953 SH SOLE NONE 0 0 3953 UNITED PARCEL SERVICE INC CL B 911312106 644 5373 SH SOLE NONE 0 0 5373 AT&T INC COM 00206R102 676 17866 SH SOLE NONE 0 0 17866 PRUDENTIAL FINL INC COM 744320102 904 10047 SH SOLE NONE 0 0 10047 CITIGROUP INC COM NEW 172967424 282 4085 SH SOLE NONE 0 0 4085 INTERNATIONAL BUSINESS MACHS COM 459200101 898 6175 SH SOLE NONE 0 0 6175 PEPSICO INC COM 713448108 1460 10648 SH SOLE NONE 0 0 10648 STRYKER CORP COM 863667101 686 3171 SH SOLE NONE 0 0 3171 JOHNSON CTLS INTL PLC SHS G51502105 421 9597 SH SOLE NONE 0 0 9597 VANGUARD GROUP DIV APP ETF 921908844 967 8083 SH SOLE NONE 0 0 8083 WALGREENS BOOTS ALLIANCE INC COM 931427108 810 14636 SH SOLE NONE 0 0 14636 DEERE & CO COM 244199105 552 3274 SH SOLE NONE 0 0 3274 BANK AMER CORP COM 060505104 770 26407 SH SOLE NONE 0 0 26407 EXXON MOBIL CORP COM 30231G102 359 5088 SH SOLE NONE 0 0 5088 AFLAC INC COM 001055102 418 7994 SH SOLE NONE 0 0 7994 TEXAS INSTRS INC COM 882508104 245 1896 SH SOLE NONE 0 0 1896 BARCLAYS PLC ADR 06738E204 127 17353 SH SOLE NONE 0 0 17353 CARDINAL HEALTH INC COM 14149Y108 611 12958 SH SOLE NONE 0 0 12958 COLGATE PALMOLIVE CO COM 194162103 376 5115 SH SOLE NONE 0 0 5115 MACK CALI RLTY CORP COM 554489104 508 23461 SH SOLE NONE 0 0 23461 CVS HEALTH CORP COM 126650100 584 9254 SH SOLE NONE 0 0 9254 STATE STR CORP COM 857477103 669 11295 SH SOLE NONE 0 0 11295 SCHLUMBERGER LTD COM 806857108 560 16394 SH SOLE NONE 0 0 16394 MCKESSON CORP COM 58155Q103 485 3550 SH SOLE NONE 0 0 3550 MERCK & CO INC COM 58933Y105 332 3944 SH SOLE NONE 0 0 3944 PROCTER & GAMBLE CO COM 742718109 278 2232 SH SOLE NONE 0 0 2232 GENERAL ELECTRIC CO COM 369604103 157 17547 SH SOLE NONE 0 0 17547 KIMBERLY CLARK CORP COM 494368103 307 2165 SH SOLE NONE 0 0 2165 GILEAD SCIENCES INC COM 375558103 992 15656 SH SOLE NONE 0 0 15656 GOLDMAN SACHS GROUP INC COM 38141G104 1406 6787 SH SOLE NONE 0 0 6787 HOME DEPOT INC COM 437076102 1220 5257 SH SOLE NONE 0 0 5257 SIRIUS XM HLDGS INC COM 82968B103 154 24595 SH SOLE NONE 0 0 24595 BOOKING HLDGS INC COM 09857L108 228 116 SH SOLE NONE 0 0 116 WELLS FARGO CO NEW COM 949746101 775 15372 SH SOLE NONE 0 0 15372 ISHARES TR 20 YR TR BD ETF 464287432 205 1436 SH SOLE NONE 0 0 1436 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 234 1217 SH SOLE NONE 0 0 1217 AMERICAN TOWER CORP NEW COM 03027X100 1825 8253 SH SOLE NONE 0 0 8253 ZIMMER BIOMET HLDGS INC COM 98956P102 285 2073 SH SOLE NONE 0 0 2073 UNITED TECHNOLOGIES CORP COM 913017109 849 6219 SH SOLE NONE 0 0 6219 FEDERATED INVS INC PA CL B 314211103 203 6264 SH SOLE NONE 0 0 6264 3M CO COM 88579Y101 1292 7857 SH SOLE NONE 0 0 7857 MAXIM INTEGRATED PRODS INC COM 57772K101 767 13244 SH SOLE NONE 0 0 13244 CORE LABORATORIES N V COM N22717107 585 12547 SH SOLE NONE 0 0 12547 ALBEMARLE CORP COM 012653101 413 5944 SH SOLE NONE 0 0 5944 COMCAST CORP NEW CL A 20030N101 254 5641 SH SOLE NONE 0 0 5641 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2058 13630 SH SOLE NONE 0 0 13630 WASTE MGMT INC DEL COM 94106L109 493 4291 SH SOLE NONE 0 0 4291 CONSTELLATION BRANDS INC CL A 21036P108 443 2139 SH SOLE NONE 0 0 2139 CSX CORP COM 126408103 443 6401 SH SOLE NONE 0 0 6401 APPLE INC COM 037833100 1006 4491 SH SOLE NONE 0 0 4491 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 655 15818 SH SOLE NONE 0 0 15818 KINDER MORGAN INC DEL COM 49456B101 1078 52298 SH SOLE NONE 0 0 52298 ISHARES TR MSCI EMG MKT ETF 464287234 307 7500 SH SOLE NONE 0 0 7500 BANK OZK COM 06417N103 735 26956 SH SOLE NONE 0 0 26956 CHUBB LIMITED COM H1467J104 347 2151 SH SOLE NONE 0 0 2151 AMERICAN EXPRESS CO COM 025816109 481 4071 SH SOLE NONE 0 0 4071 OLD REP INTL CORP COM 680223104 405 17194 SH SOLE NONE 0 0 17194 OCCIDENTAL PETE CORP COM 674599105 998 22437 SH SOLE NONE 0 0 22437 ARCHER DANIELS MIDLAND CO COM 039483102 685 16677 SH SOLE NONE 0 0 16677 LOEWS CORP COM 540424108 217 4225 SH SOLE NONE 0 0 4225 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 462 7444 SH SOLE NONE 0 0 7444 TELEFONICA S A SPONSORED ADR 879382208 133 17511 SH SOLE NONE 0 0 17511 CHEMED CORP NEW COM 16359R103 462 1107 SH SOLE NONE 0 0 1107 GENERAL DYNAMICS CORP COM 369550108 682 3732 SH SOLE NONE 0 0 3732 ALLERGAN PLC SHS G0177J108 473 2808 SH SOLE NONE 0 0 2808 KLA CORPORATION COM NEW 482480100 518 3250 SH SOLE NONE 0 0 3250 AUTOWEB INC COM 05335B100 76 24615 SH SOLE NONE 0 0 24615 TRACTOR SUPPLY CO COM 892356106 363 4019 SH SOLE NONE 0 0 4019 CME GROUP INC COM 12572Q105 229 1085 SH SOLE NONE 0 0 1085 ISHARES TR CORE US AGGBD ET 464287226 304 2685 SH SOLE NONE 0 0 2685 CARNIVAL CORP UNIT 99/99/9999 143658300 560 12815 SH SOLE NONE 0 0 12815 HENRY SCHEIN INC COM 806407102 1711 26938 SH SOLE NONE 0 0 26938 PATTERSON COMPANIES INC COM 703395103 373 20936 SH SOLE NONE 0 0 20936 EATON CORP PLC SHS G29183103 921 11071 SH SOLE NONE 0 0 11071 VORNADO RLTY TR SH BEN INT 929042109 223 3509 SH SOLE NONE 0 0 3509 SNAP ON INC COM 833034101 529 3382 SH SOLE NONE 0 0 3382 GRACO INC COM 384109104 999 21691 SH SOLE NONE 0 0 21691 BECTON DICKINSON & CO COM 075887109 763 3018 SH SOLE NONE 0 0 3018 NETEASE INC SPONSORED ADS 64110W102 612 2298 SH SOLE NONE 0 0 2298 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 221 2333 SH SOLE NONE 0 0 2333 POLARIS INC COM 731068102 406 4610 SH SOLE NONE 0 0 4610 MICROCHIP TECHNOLOGY INC COM 595017104 400 4300 SH SOLE NONE 0 0 4300 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 128 11077 SH SOLE NONE 0 0 11077 HOPE BANCORP INC COM 43940T109 541 37696 SH SOLE NONE 0 0 37696 EATON VANCE CORP COM NON VTG 278265103 450 10024 SH SOLE NONE 0 0 10024 ALPHABET INC CAP STK CL A 02079K305 1350 1106 SH SOLE NONE 0 0 1106 NORDSTROM INC COM 655664100 341 10125 SH SOLE NONE 0 0 10125 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 235 2524 SH SOLE NONE 0 0 2524 LAS VEGAS SANDS CORP COM 517834107 523 9060 SH SOLE NONE 0 0 9060 MSC INDL DIRECT INC CL A 553530106 673 9282 SH SOLE NONE 0 0 9282 MARKEL CORP COM 570535104 3612 3056 SH SOLE NONE 0 0 3056 RCI HOSPITALITY HLDGS INC COM 74934Q108 261 12603 SH SOLE NONE 0 0 12603 BAIDU INC SPON ADR REP A 056752108 252 2454 SH SOLE NONE 0 0 2454 SMTC CORP COM NEW 832682207 67 30988 SH SOLE NONE 0 0 30988 MACQUARIE INFRASTRUCTURE COR COM 55608B105 389 9854 SH SOLE NONE 0 0 9854 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 126 12026 SH SOLE NONE 0 0 12026 WEBSTER FINL CORP CONN COM 947890109 662 14125 SH SOLE NONE 0 0 14125 PETMED EXPRESS INC COM 716382106 650 36044 SH SOLE NONE 0 0 36044 ORANGE SPONSORED ADR 684060106 168 10788 SH SOLE NONE 0 0 10788 PEOPLES UTD FINL INC COM 712704105 614 39243 SH SOLE NONE 0 0 39243 COMPASS MINERALS INTL INC COM 20451N101 560 9911 SH SOLE NONE 0 0 9911 UNITED BANKSHARES INC WEST V COM 909907107 286 7543 SH SOLE NONE 0 0 7543 ABM INDS INC COM 000957100 363 10000 SH SOLE NONE 0 0 10000 FLOWSERVE CORP COM 34354P105 327 7009 SH SOLE NONE 0 0 7009 UNITED THERAPEUTICS CORP DEL COM 91307C102 255 3200 SH SOLE NONE 0 0 3200 MASTERCARD INC CL A 57636Q104 400 1475 SH SOLE NONE 0 0 1475 SCOTTS MIRACLE GRO CO CL A 810186106 912 8962 SH SOLE NONE 0 0 8962 MIDDLEBY CORP COM 596278101 853 7293 SH SOLE NONE 0 0 7293 MANHATTAN BRIDGE CAPITAL INC COM 562803106 16 16120 SH SOLE NONE 0 0 16120 WISDOMTREE TR US LARGECAP DIVD 97717W307 216 2181 SH SOLE NONE 0 0 2181 HANESBRANDS INC COM 410345102 598 39002 SH SOLE NONE 0 0 39002 TRECORA RES COM 894648104 230 25505 SH SOLE NONE 0 0 25505 AXOS FINL INC COM 05465C100 1923 69549 SH SOLE NONE 0 0 69549 MELCO RESORTS AND ENTMT LTD ADR 585464100 343 17674 SH SOLE NONE 0 0 17674 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1344 93269 SH SOLE NONE 0 0 93269 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 203 4070 SH SOLE NONE 0 0 4070 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 484 5985 SH SOLE NONE 0 0 5985 UMH PPTYS INC COM 903002103 260 18501 SH SOLE NONE 0 0 18501 DISCOVER FINL SVCS COM 254709108 271 3342 SH SOLE NONE 0 0 3342 IMAGE SENSING SYS INC COM 45244C104 97 20785 SH SOLE NONE 0 0 20785 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 223 2189 SH SOLE NONE 0 0 2189 VISA INC COM CL A 92826C839 225 1310 SH SOLE NONE 0 0 1310 MEDALLION FINL CORP COM 583928106 207 32348 SH SOLE NONE 0 0 32348 U.S. AUTO PARTS NETWORK INC COM 90343C100 19 12000 SH SOLE NONE 0 0 12000 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 922 12325 SH SOLE NONE 0 0 12325 HCI GROUP INC COM 40416E103 1122 26695 SH SOLE NONE 0 0 26695 FS KKR CAPITAL CORP COM 302635107 92 15847 SH SOLE NONE 0 0 15847 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 984 10784 SH SOLE NONE 0 0 10784 PIMCO ETF TR 1-3YR USTREIDX 72201R106 286 5621 SH SOLE NONE 0 0 5621 LOGMEIN INC COM 54142L109 347 4896 SH SOLE NONE 0 0 4896 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 828 11657 SH SOLE NONE 0 0 11657 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1106 13646 SH SOLE NONE 0 0 13646 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 546 10249 SH SOLE NONE 0 0 10249 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 596 6666 SH SOLE NONE 0 0 6666 TESLA INC COM 88160R101 248 1030 SH SOLE NONE 0 0 1030 QUEST RESOURCE HLDG CORP COM NEW 74836W203 31 12500 SH SOLE NONE 0 0 12500 WHITESTONE REIT COM 966084204 821 59678 SH SOLE NONE 0 0 59678 ALPS ETF TR ALERIAN MLP 00162Q866 112 12261 SH SOLE NONE 0 0 12261 GENERAL MTRS CO COM 37045V100 380 10150 SH SOLE NONE 0 0 10150 22ND CENTY GROUP INC COM 90137F103 86 38000 SH SOLE NONE 0 0 38000 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 4420 76332 SH SOLE NONE 0 0 76332 DUNKIN BRANDS GROUP INC COM 265504100 1013 12769 SH SOLE NONE 0 0 12769 ISHARES TR MSCI MIN VOL ETF 46429B697 2040 31831 SH SOLE NONE 0 0 31831 ISHARES INC MIN VOL EMRG MKT 464286533 411 7205 SH SOLE NONE 0 0 7205 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 341 15013 SH SOLE NONE 0 0 15013 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 2343 68602 SH SOLE NONE 0 0 68602 ABBVIE INC COM 00287Y109 655 8645 SH SOLE NONE 0 0 8645 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 344 6537 SH SOLE NONE 0 0 6537 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 330 6745 SH SOLE NONE 0 0 6745 SUPERCOM LTD NEW SHS NEW M87095119 16 20020 SH SOLE NONE 0 0 20020 ALPHABET INC CAP STK CL C 02079K107 1250 1025 SH SOLE NONE 0 0 1025 THE ONE GROUP HOSPITALITY IN COM 88338K103 140 50000 SH SOLE NONE 0 0 50000 UBS GROUP AG SHS H42097107 142 12597 SH SOLE NONE 0 0 12597 KRAFT HEINZ CO COM 500754106 243 8707 SH SOLE NONE 0 0 8707 PAYPAL HLDGS INC COM 70450Y103 1070 10331 SH SOLE NONE 0 0 10331 MIDLAND STS BANCORP INC ILL COM 597742105 354 13589 SH SOLE NONE 0 0 13589 TESLA INC NOTE 2.375% 3/1 88160RAD3 10 10000 PRN SOLE NONE 0 0 10000 WELLS FARGO CO NEW COM 949746101 20 10000 SH Call SOLE NONE 0 0 10000 COVETRUS INC COM 22304C100 129 10880 SH SOLE NONE 0 0 10880 CARNIVAL CORP UNIT 99/99/9999 143658300 15 10000 SH Call SOLE NONE 0 0 10000 ARCHER DANIELS MIDLAND CO COM 039483102 14 10000 SH Call SOLE NONE 0 0 10000