0001606587-19-000358.txt : 20190415 0001606587-19-000358.hdr.sgml : 20190415 20190415121316 ACCESSION NUMBER: 0001606587-19-000358 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 EFFECTIVENESS DATE: 20190415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgewood Investments LLC CENTRAL INDEX KEY: 0001703556 IRS NUMBER: 203507122 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18012 FILM NUMBER: 19748051 BUSINESS ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 BUSINESS PHONE: 9735446970 MAIL ADDRESS: STREET 1: 623 MORRIS AVENUE CITY: SPRINGFIELD STATE: NJ ZIP: 07081 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703556 XXXXXXXX 03-31-2019 03-31-2019 false Ridgewood Investments LLC

623 MORRIS AVENUE SPRINGFIELD NJ 07081

13F HOLDINGS REPORT 028-18012 N Kaushal Majmudar 9735446970 Kaushal Majmudar Springfield NJ 04-15-2019 0 186 121564 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 206 796 SH SOLE NONE 0 0 796 ISHARES TR CORE S&P MCP ETF 464287507 245 1292 SH SOLE NONE 0 0 1292 ISHARES TR RUS 1000 VAL ETF 464287598 473 3829 SH SOLE NONE 0 0 3829 ISHARES TR RUS 1000 GRW ETF 464287614 420 2773 SH SOLE NONE 0 0 2773 AMERICAN INTL GROUP INC COM NEW 026874784 223 5184 SH SOLE NONE 0 0 5184 AMAZON COM INC COM 023135106 952 535 SH SOLE NONE 0 0 535 BRISTOL MYERS SQUIBB CO COM 110122108 870 18246 SH SOLE NONE 0 0 18246 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19201 95580 SH SOLE NONE 0 0 95580 EMERSON ELEC CO COM 291011104 1434 20949 SH SOLE NONE 0 0 20949 HELMERICH & PAYNE INC COM 423452101 533 9598 SH SOLE NONE 0 0 9598 REALTY INCOME CORP COM 756109104 771 10475 SH SOLE NONE 0 0 10475 ABBOTT LABS COM 002824100 533 6666 SH SOLE NONE 0 0 6666 EBAY INC COM 278642103 318 8555 SH SOLE NONE 0 0 8555 GENUINE PARTS CO COM 372460105 335 2988 SH SOLE NONE 0 0 2988 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 382 9140 SH SOLE NONE 0 0 9140 GRAINGER W W INC COM 384802104 541 1798 SH SOLE NONE 0 0 1798 NOKIA CORP SPONSORED ADR 654902204 138 24050 SH SOLE NONE 0 0 24050 NEWELL BRANDS INC COM 651229106 299 19494 SH SOLE NONE 0 0 19494 ORACLE CORP COM 68389X105 392 7303 SH SOLE NONE 0 0 7303 QUALCOMM INC COM 747525103 974 17075 SH SOLE NONE 0 0 17075 DISNEY WALT CO COM DISNEY 254687106 304 2741 SH SOLE NONE 0 0 2741 US BANCORP DEL COM NEW 902973304 295 6120 SH SOLE NONE 0 0 6120 JOHNSON & JOHNSON COM 478160104 1054 7541 SH SOLE NONE 0 0 7541 MEDTRONIC PLC SHS G5960L103 488 5358 SH SOLE NONE 0 0 5358 EXELON CORP COM 30161N101 251 5000 SH SOLE NONE 0 0 5000 ISHARES TR MSCI EAFE ETF 464287465 253 3900 SH SOLE NONE 0 0 3900 AMERISOURCEBERGEN CORP COM 03073E105 342 4305 SH SOLE NONE 0 0 4305 MICROSOFT CORP COM 594918104 385 3260 SH SOLE NONE 0 0 3260 UNITED PARCEL SERVICE INC CL B 911312106 476 4261 SH SOLE NONE 0 0 4261 AT&T INC COM 00206R102 537 17136 SH SOLE NONE 0 0 17136 PRUDENTIAL FINL INC COM 744320102 437 4757 SH SOLE NONE 0 0 4757 CITIGROUP INC COM NEW 172967424 245 3939 SH SOLE NONE 0 0 3939 CISCO SYS INC COM 17275R102 718 13293 SH SOLE NONE 0 0 13293 INTERNATIONAL BUSINESS MACHS COM 459200101 846 5994 SH SOLE NONE 0 0 5994 PEPSICO INC COM 713448108 1646 13434 SH SOLE NONE 0 0 13434 STRYKER CORP COM 863667101 856 4333 SH SOLE NONE 0 0 4333 JOHNSON CTLS INTL PLC SHS G51502105 375 10151 SH SOLE NONE 0 0 10151 VANGUARD GROUP DIV APP ETF 921908844 941 8581 SH SOLE NONE 0 0 8581 DEERE & CO COM 244199105 509 3185 SH SOLE NONE 0 0 3185 BANK AMER CORP COM 060505104 702 25444 SH SOLE NONE 0 0 25444 EXXON MOBIL CORP COM 30231G102 417 5163 SH SOLE NONE 0 0 5163 AFLAC INC COM 001055102 542 10849 SH SOLE NONE 0 0 10849 TEXAS INSTRS INC COM 882508104 273 2573 SH SOLE NONE 0 0 2573 BARCLAYS PLC ADR 06738E204 135 16867 SH SOLE NONE 0 0 16867 CARDINAL HEALTH INC COM 14149Y108 363 7532 SH SOLE NONE 0 0 7532 COLGATE PALMOLIVE CO COM 194162103 386 5637 SH SOLE NONE 0 0 5637 MACK CALI RLTY CORP COM 554489104 523 23552 SH SOLE NONE 0 0 23552 CVS HEALTH CORP COM 126650100 373 6925 SH SOLE NONE 0 0 6925 STATE STR CORP COM 857477103 335 5086 SH SOLE NONE 0 0 5086 DIAGEO P L C SPON ADR NEW 25243Q205 227 1386 SH SOLE NONE 0 0 1386 SCHLUMBERGER LTD COM 806857108 458 10522 SH SOLE NONE 0 0 10522 MCKESSON CORP COM 58155Q103 302 2584 SH SOLE NONE 0 0 2584 MERCK & CO INC COM 58933Y105 823 9900 SH SOLE NONE 0 0 9900 PROCTER AND GAMBLE CO COM 742718109 418 4017 SH SOLE NONE 0 0 4017 GENERAL ELECTRIC CO COM 369604103 270 27000 SH SOLE NONE 0 0 27000 KIMBERLY CLARK CORP COM 494368103 595 4802 SH SOLE NONE 0 0 4802 GILEAD SCIENCES INC COM 375558103 532 8190 SH SOLE NONE 0 0 8190 GOLDMAN SACHS GROUP INC COM 38141G104 1275 6640 SH SOLE NONE 0 0 6640 HOME DEPOT INC COM 437076102 1015 5287 SH SOLE NONE 0 0 5287 SIRIUS XM HLDGS INC COM 82968B103 136 24041 SH SOLE NONE 0 0 24041 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 271 1541 SH SOLE NONE 0 0 1541 AMERICAN TOWER CORP NEW COM 03027X100 1694 8599 SH SOLE NONE 0 0 8599 ZIMMER BIOMET HLDGS INC COM 98956P102 515 4031 SH SOLE NONE 0 0 4031 UNITED TECHNOLOGIES CORP COM 913017109 828 6426 SH SOLE NONE 0 0 6426 FEDERATED INVS INC PA CL B 314211103 441 15053 SH SOLE NONE 0 0 15053 3M CO COM 88579Y101 1674 8057 SH SOLE NONE 0 0 8057 MAXIM INTEGRATED PRODS INC COM 57772K101 717 13485 SH SOLE NONE 0 0 13485 CORE LABORATORIES N V COM N22717107 363 5261 SH SOLE NONE 0 0 5261 COMCAST CORP NEW CL A 20030N101 262 6564 SH SOLE NONE 0 0 6564 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1981 13689 SH SOLE NONE 0 0 13689 WASTE MGMT INC DEL COM 94106L109 442 4256 SH SOLE NONE 0 0 4256 DUKE ENERGY CORP NEW COM NEW 26441C204 209 2317 SH SOLE NONE 0 0 2317 CONSTELLATION BRANDS INC CL A 21036P108 371 2118 SH SOLE NONE 0 0 2118 CSX CORP COM 126408103 469 6266 SH SOLE NONE 0 0 6266 APPLE INC COM 037833100 772 4067 SH SOLE NONE 0 0 4067 MEREDITH CORP COM 589433101 226 4097 SH SOLE NONE 0 0 4097 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 395 7748 SH SOLE NONE 0 0 7748 KINDER MORGAN INC DEL COM 49456B101 1048 52371 SH SOLE NONE 0 0 52371 ISHARES TR MSCI EMG MKT ETF 464287234 322 7500 SH SOLE NONE 0 0 7500 BANK OZK COM 06417N103 616 21252 SH SOLE NONE 0 0 21252 CHUBB LIMITED COM H1467J104 612 4366 SH SOLE NONE 0 0 4366 AMERICAN EXPRESS CO COM 025816109 440 4030 SH SOLE NONE 0 0 4030 OLD REP INTL CORP COM 680223104 357 17053 SH SOLE NONE 0 0 17053 OCCIDENTAL PETE CORP COM 674599105 851 12859 SH SOLE NONE 0 0 12859 ARCHER DANIELS MIDLAND CO COM 039483102 493 11442 SH SOLE NONE 0 0 11442 LOEWS CORP COM 540424108 202 4214 SH SOLE NONE 0 0 4214 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 436 7346 SH SOLE NONE 0 0 7346 TELEFONICA S A SPONSORED ADR 879382208 142 16959 SH SOLE NONE 0 0 16959 CHEMED CORP NEW COM 16359R103 354 1107 SH SOLE NONE 0 0 1107 GENERAL DYNAMICS CORP COM 369550108 550 3248 SH SOLE NONE 0 0 3248 ALLERGAN PLC SHS G0177J108 255 1742 SH SOLE NONE 0 0 1742 KLA-TENCOR CORP COM 482480100 563 4717 SH SOLE NONE 0 0 4717 PAYCHEX INC COM 704326107 373 4655 SH SOLE NONE 0 0 4655 AUTOWEB INC COM 05335B100 45 12000 SH SOLE NONE 0 0 12000 TRACTOR SUPPLY CO COM 892356106 605 6192 SH SOLE NONE 0 0 6192 ISHARES TR CORE US AGGBD ET 464287226 268 2457 SH SOLE NONE 0 0 2457 HENRY SCHEIN INC COM 806407102 1635 27200 SH SOLE NONE 0 0 27200 AIR PRODS & CHEMS INC COM 009158106 370 1939 SH SOLE NONE 0 0 1939 PATTERSON COMPANIES INC COM 703395103 335 15328 SH SOLE NONE 0 0 15328 EATON CORP PLC SHS G29183103 903 11203 SH SOLE NONE 0 0 11203 VORNADO RLTY TR SH BEN INT 929042109 235 3485 SH SOLE NONE 0 0 3485 SNAP ON INC COM 833034101 250 1596 SH SOLE NONE 0 0 1596 CHURCH & DWIGHT INC COM 171340102 263 3691 SH SOLE NONE 0 0 3691 GRACO INC COM 384109104 1072 21647 SH SOLE NONE 0 0 21647 FRANKLIN RES INC COM 354613101 462 13936 SH SOLE NONE 0 0 13936 BECTON DICKINSON & CO COM 075887109 752 3011 SH SOLE NONE 0 0 3011 NETEASE INC SPONSORED ADR 64110W102 540 2238 SH SOLE NONE 0 0 2238 WILLIAMS SONOMA INC COM 969904101 278 4944 SH SOLE NONE 0 0 4944 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 234 2430 SH SOLE NONE 0 0 2430 POLARIS INDS INC COM 731068102 223 2640 SH SOLE NONE 0 0 2640 MICROCHIP TECHNOLOGY INC COM 595017104 357 4300 SH SOLE NONE 0 0 4300 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 146 10892 SH SOLE NONE 0 0 10892 HOPE BANCORP INC COM 43940T109 350 26754 SH SOLE NONE 0 0 26754 EATON VANCE CORP COM NON VTG 278265103 503 12488 SH SOLE NONE 0 0 12488 ALPHABET INC CAP STK CL A 02079K305 1275 1083 SH SOLE NONE 0 0 1083 DEAN FOODS CO NEW COM NEW 242370203 69 22924 SH SOLE NONE 0 0 22924 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 203 2332 SH SOLE NONE 0 0 2332 LAS VEGAS SANDS CORP COM 517834107 387 6353 SH SOLE NONE 0 0 6353 MSC INDL DIRECT INC CL A 553530106 565 6836 SH SOLE NONE 0 0 6836 MARKEL CORP COM 570535104 3148 3160 SH SOLE NONE 0 0 3160 SMTC CORP COM NEW 832682207 55 14600 SH SOLE NONE 0 0 14600 MACQUARIE INFRASTRUCTURE COR COM 55608B105 392 9510 SH SOLE NONE 0 0 9510 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 149 11626 SH SOLE NONE 0 0 11626 WEBSTER FINL CORP CONN COM 947890109 248 4897 SH SOLE NONE 0 0 4897 PETMED EXPRESS INC COM 716382106 508 22281 SH SOLE NONE 0 0 22281 WESTPAC BKG CORP SPONSORED ADR 961214301 326 17645 SH SOLE NONE 0 0 17645 ORANGE SPONSORED ADR 684060106 170 10443 SH SOLE NONE 0 0 10443 PEOPLES UTD FINL INC COM 712704105 551 33486 SH SOLE NONE 0 0 33486 COMPASS MINERALS INTL INC COM 20451N101 448 8243 SH SOLE NONE 0 0 8243 UNITED BANKSHARES INC WEST V COM 909907107 254 6995 SH SOLE NONE 0 0 6995 ABM INDS INC COM 000957100 364 10000 SH SOLE NONE 0 0 10000 FLOWSERVE CORP COM 34354P105 424 9393 SH SOLE NONE 0 0 9393 UNITED THERAPEUTICS CORP DEL COM 91307C102 376 3200 SH SOLE NONE 0 0 3200 MASTERCARD INC CL A 57636Q104 326 1385 SH SOLE NONE 0 0 1385 SCOTTS MIRACLE GRO CO CL A 810186106 913 11618 SH SOLE NONE 0 0 11618 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 252 5306 SH SOLE NONE 0 0 5306 MIDDLEBY CORP COM 596278101 948 7293 SH SOLE NONE 0 0 7293 MANHATTAN BRIDGE CAPITAL INC COM 562803106 16 16120 SH SOLE NONE 0 0 16120 WISDOMTREE TR US LARGECAP DIVD 97717W307 205 2181 SH SOLE NONE 0 0 2181 HANESBRANDS INC COM 410345102 367 20536 SH SOLE NONE 0 0 20536 TRECORA RES COM 894648104 164 18036 SH SOLE NONE 0 0 18036 AXOS FINL INC COM 05465C100 2124 73349 SH SOLE NONE 0 0 73349 MELCO RESORTS AND ENTMT LTD ADR 585464100 471 20847 SH SOLE NONE 0 0 20847 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1270 96380 SH SOLE NONE 0 0 96380 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 475 5971 SH SOLE NONE 0 0 5971 UMH PPTYS INC COM 903002103 260 18480 SH SOLE NONE 0 0 18480 IMAGE SENSING SYS INC COM 45244C104 105 20785 SH SOLE NONE 0 0 20785 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 221 2118 SH SOLE NONE 0 0 2118 EBIX INC COM NEW 278715206 203 4103 SH SOLE NONE 0 0 4103 MEDALLION FINL CORP COM 583928106 223 32348 SH SOLE NONE 0 0 32348 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 864 11806 SH SOLE NONE 0 0 11806 HCI GROUP INC COM 40416E103 1167 27309 SH SOLE NONE 0 0 27309 FS KKR CAPITAL CORP COM 302635107 97 16080 SH SOLE NONE 0 0 16080 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 918 10562 SH SOLE NONE 0 0 10562 PIMCO ETF TR 1-3YR USTREIDX 72201R106 271 5362 SH SOLE NONE 0 0 5362 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 793 11657 SH SOLE NONE 0 0 11657 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 258 8249 SH SOLE NONE 0 0 8249 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1156 14490 SH SOLE NONE 0 0 14490 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 291 4161 SH SOLE NONE 0 0 4161 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 484 9250 SH SOLE NONE 0 0 9250 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 427 5078 SH SOLE NONE 0 0 5078 QUEST RESOURCE HLDG CORP COM NEW 74836W203 17 10500 SH SOLE NONE 0 0 10500 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 433 8047 SH SOLE NONE 0 0 8047 WHITESTONE REIT COM 966084204 745 62015 SH SOLE NONE 0 0 62015 ALPS ETF TR ALERIAN MLP 00162Q866 126 12599 SH SOLE NONE 0 0 12599 GENERAL MTRS CO COM 37045V100 374 10079 SH SOLE NONE 0 0 10079 22ND CENTY GROUP INC COM 90137F103 65 38000 SH SOLE NONE 0 0 38000 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 4099 77877 SH SOLE NONE 0 0 77877 DUNKIN BRANDS GROUP INC COM 265504100 1138 15151 SH SOLE NONE 0 0 15151 ISHARES TR MIN VOL USA ETF 46429B697 1894 32210 SH SOLE NONE 0 0 32210 ISHARES INC MIN VOL EMRG MKT 464286533 426 7184 SH SOLE NONE 0 0 7184 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 359 14929 SH SOLE NONE 0 0 14929 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 2232 67972 SH SOLE NONE 0 0 67972 ABBVIE INC COM 00287Y109 540 6700 SH SOLE NONE 0 0 6700 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 334 6734 SH SOLE NONE 0 0 6734 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 331 7046 SH SOLE NONE 0 0 7046 SUPERCOM LTD NEW SHS NEW M87095119 28 20020 SH SOLE NONE 0 0 20020 ALPHABET INC CAP STK CL C 02079K107 1210 1031 SH SOLE NONE 0 0 1031 UBS GROUP AG SHS H42097107 145 11939 SH SOLE NONE 0 0 11939 KRAFT HEINZ CO COM 500754106 510 15620 SH SOLE NONE 0 0 15620 PAYPAL HLDGS INC COM 70450Y103 1074 10341 SH SOLE NONE 0 0 10341 MIDLAND STS BANCORP INC ILL COM 597742105 231 9614 SH SOLE NONE 0 0 9614 TESLA INC NOTE 2.375% 3/1 88160RAD3 11 10000 PRN SOLE NONE 0 0 10000 LINDE PLC COM G5494J103 345 1963 SH SOLE NONE 0 0 1963 COVETRUS INC COM 22304C100 347 10880 SH SOLE NONE 0 0 10880 INVESCO QQQ TR UNIT SER 1 46090E103 1 20000 SH Put SOLE NONE 0 0 20000