0001966565-23-000003.txt : 20230921 0001966565-23-000003.hdr.sgml : 20230921 20230921082843 ACCESSION NUMBER: 0001966565-23-000003 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230921 DATE AS OF CHANGE: 20230921 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Sea Ltd CENTRAL INDEX KEY: 0001703399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38237 FILM NUMBER: 231267793 BUSINESS ADDRESS: STREET 1: C/O 1 FUSIONOPOLIS PLACE STREET 2: # 17-10, GALAXIS CITY: SINGAPORE STATE: U0 ZIP: 138522 BUSINESS PHONE: 6562708100 MAIL ADDRESS: STREET 1: C/O 1 FUSIONOPOLIS PLACE STREET 2: # 17-10, GALAXIS CITY: SINGAPORE STATE: U0 ZIP: 138522 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Ally Holdings Ltd CENTRAL INDEX KEY: 0001966565 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: KINGSTON CHAMBERS, PO BOX 173 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 6568879581 MAIL ADDRESS: STREET 1: KINGSTON CHAMBERS, PO BOX 173 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 144 1 primary_doc.xml 144 0001966565 XXXXXXXX LIVE 0001703399 Sea Ltd 001-38237 C/O 1 FUSIONOPOLIS PLACE # 17-10, GALAXIS SINGAPORE U0 138522 6562708100 Alpha Ally Holdings Ltd Affiliate ADS each representing one Class A ordinary share JPMorgan Securities LLC

390 Madison Avenue, 6th Floor New York NY 10017

3000000 112590000.00 519231049 09/21/2023 NYSE ADS each representing one Class A ordinary share 09/17/2013 Exercise of vested employee share options N/A N 3000000 09/17/2013 Compensation for services provided Y According to the procedures set out in the SEC's interpretive letter to Goldman, Sachs & Co. dated Dec 20, 1999 and the SEC's interpretive letter to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., dated Dec 1, 2011, the shares noticed in Sec 3(c) are subject to a variable prepaid forward contract between Alpha Ally Holdings Limited (AA) and JPMorgan Chase Bank, N.A., an affiliate of the broker named in Sec 3(b). The contract provides for up-front cash payment to AA based upon the then-current market price of the shares. Upon the expiration or early termination, AA will be obliged to deliver a number of shares (or, if it elects, pay the cash equivalent thereof) underlying the contract depending on the then-current market price of the shares. AA has pledged the shares subject to the contract to secure its obligations thereunder. Any initial hedging activity in connection with the contract will be conducted by the broker named in Sec 3(b). 09/21/2023 /s/ Alpha Ally Holdings Ltd