Chief Financial Officer/ Chief Compliance Officer

0001703301-23-000003.txt : 20230424 0001703301-23-000003.hdr.sgml : 20230424 20230424095452 ACCESSION NUMBER: 0001703301-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230424 DATE AS OF CHANGE: 20230424 EFFECTIVENESS DATE: 20230424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 23838228 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001703301 XXXXXXXX 03-31-2023 03-31-2023 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 000171992 N E. Bruce Mumford Chief Financial Officer/ Chief Compliance Officer 312-847-020 E. Bruce Mumford Chicago IL 04-24-2023 0 164 1057007 false INFORMATION TABLE 2 2023Q1SRA13F.xml Agilent Technologies Ordinary Shares 00846U101 760 8000 PRN Put SOLE 8000 0 0 Apple Inc Ordinary Shares 037833100 57926 461300 PRN Put SOLE 461300 0 0 Abbvie Inc Ordinary Shares 00287Y109 2002 15900 PRN Put SOLE 15900 0 0 Airbnb Inc Ordinary Shares 009066101 3266 40000 PRN Put SOLE 40000 0 0 Abbott Laboratories Ordinary Shares 002824100 1113 11700 PRN Put SOLE 11700 0 0 Accenture plc Ordinary Shares G1151C101 1079 4700 PRN Put SOLE 4700 0 0 Adobe Inc Ordinary Shares 00724F101 559 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 942 6500 PRN Put SOLE 6500 0 0 Albemarle Corp Ordinary Shares 012653101 228 1200 PRN Put SOLE 1200 0 0 Amcor Plc Ordinary Shares G0250X107 460 43600 PRN Put SOLE 43600 0 0 Ametek Inc Ordinary Shares 031100100 1031 8100 PRN Put SOLE 8100 0 0 AMGEN Inc Ordinary Shares 031162100 5027 21400 PRN Put SOLE 21400 0 0 ALPS Fund Services Alerian MLP ETF 00162Q452 12691 371400 PRN Put SOLE 371400 0 0 Amazoncom Inc Ordinary Shares 023135106 9461 96300 PRN Put SOLE 96300 0 0 Aon plc Ordinary Shares G0403H108 1233 4900 PRN Put SOLE 4900 0 0 Apollo Global Manage Ordinary Shares 03769M106 275 4900 PRN Put SOLE 4900 0 0 ARK Investment Manag ARK Innovation 00214Q104 220 6300 PRN Put SOLE 6300 0 0 Ashland Inc Ordinary Shares 044186104 280 2800 PRN Put SOLE 2800 0 0 AeroVironment Inc Ordinary Shares 008073108 168 2200 PRN Put SOLE 2200 0 0 Bank Of America Corp Ordinary Shares 060505104 280 10000 PRN Put SOLE 10000 0 0 Becton, Dickinson An Ordinary Shares 075887109 16652 78000 PRN Put SOLE 78000 0 0 Bank of Montreal Ordinary Shares 063671101 2335 30800 PRN Put SOLE 30800 0 0 Biomarin Pharmaceuti Registered Shar 09061G101 644 6800 PRN Put SOLE 6800 0 0 Bristol-Myers Squibb Ordinary Shares 110122108 542 8500 PRN Put SOLE 8500 0 0 Berkshire Hathaway I Ordinary Shares 084670702 795 3000 PRN Put SOLE 3000 0 0 Boyd Gaming Corp Ordinary Shares 103304101 22738 489100 PRN Put SOLE 489100 0 0 Beyond Meat Inc Ordinary Shares 08862E109 58 3300 PRN Put SOLE 3300 0 0 Credit Acceptance Co Ordinary Shares 225310101 1331 3300 PRN Put SOLE 3300 0 0 Cincinnati Financial Ordinary Shares 172062101 164 1500 PRN Put SOLE 1500 0 0 Comcast Corp Ordinary Shares 20030N101 203 5100 PRN Put SOLE 5100 0 0 CME Group Inc Ordinary Shares 12572Q105 760 4900 PRN Put SOLE 4900 0 0 Centene Corp Ordinary Shares 15135B101 585 9000 PRN Put SOLE 9000 0 0 Coinbase Global Inc Ordinary Shares 19260Q107 7170 184700 PRN Put SOLE 184700 0 0 Conoco Phillips Ordinary Shares 20825C104 453 4300 PRN Put SOLE 4300 0 0 Costco Wholesale Cor Ordinary Shares 22160K105 4048 10000 PRN Put SOLE 10000 0 0 Crowdstrike Holdings Ordinary Shares 22788C105 348 4000 PRN Put SOLE 4000 0 0 Cisco Systems, Inc Ordinary Shares 17275R102 228 5700 PRN Put SOLE 5700 0 0 Cintas Corporation Ordinary Shares 172908105 195 500 PRN Put SOLE 500 0 0 Chevron Corp Ordinary Shares 166764100 1003 6800 PRN Put SOLE 6800 0 0 Duke Energy Corp Ordinary Shares 26441C204 68 800 PRN Put SOLE 800 0 0 Ecolab, Inc Ordinary Shares 278865100 53 400 PRN Put SOLE 400 0 0 BlackRock Institutio iShares MSCI Em 464287234 192 3200 PRN Call SOLE 3200 0 0 BlackRock Institutio iShares MSCI Em 464287234 914 28000 PRN Put SOLE 28000 0 0 BlackRock Institutio iShares MSCI EA 464287465 533 6200 PRN Call SOLE 6200 0 0 BlackRock Institutio iShares MSCI EA 464287465 4618 78700 PRN Put SOLE 78700 0 0 Estee Lauder Cos, I Ordinary Shares 518439104 695 3100 PRN Put SOLE 3100 0 0 Elevance Health Inc Ordinary Shares 036752103 172 400 PRN Put SOLE 400 0 0 Emerson Electric Co Ordinary Shares 291011104 40 500 PRN Put SOLE 500 0 0 Edwards Lifesciences Ordinary Shares 28176E108 546 7300 PRN Put SOLE 7300 0 0 Expeditors Internati Ordinary Shares 302130109 229 2400 PRN Put SOLE 2400 0 0 Fidelity National In Ordinary Shares 31620M106 29 500 PRN Put SOLE 500 0 0 Fiserv, Inc Ordinary Shares 337738108 54 600 PRN Put SOLE 600 0 0 Fortress Transportat Ordinary Shares 34960P101 2089 133500 PRN Put SOLE 133500 0 0 VanEck ETF Trust VanEck Gold Min 92189F106 840 20800 PRN Call SOLE 20800 0 0 SSgA Active Trust SPDR Gold Share 78463V107 3528 19400 PRN Call SOLE 19400 0 0 General Motors Compa Ordinary Shares 37045V100 213 7000 PRN Put SOLE 7000 0 0 Alphabet Inc Ordinary Shares 02079K107 1499 14000 PRN Put SOLE 14000 0 0 Alphabet Inc Ordinary Shares 02079K305 645 7200 PRN Put SOLE 7200 0 0 Group 1 Automotive, Ordinary Shares 398905109 128 800 PRN Put SOLE 800 0 0 Gitlab Inc Ordinary Shares 37637K108 254 7100 PRN Put SOLE 7100 0 0 Hannon Armstrong Sus Ordinary Shares 41068X100 60 1500 PRN Put SOLE 1500 0 0 HCA Healthcare Inc Ordinary Shares 40412C101 242 1100 PRN Put SOLE 1100 0 0 Home Depot, Inc Ordinary Shares 437076102 5471 18900 PRN Put SOLE 18900 0 0 Heico Corp Ordinary Shares 422806109 144 900 PRN Put SOLE 900 0 0 Helen of Troy Ltd Ordinary Shares G4388N106 1738 18300 PRN Put SOLE 18300 0 0 Honeywell Internatio Ordinary Shares 438516106 2498 14400 PRN Put SOLE 14400 0 0 BlackRock Institutio iShares iBoxx U 464288513 21495 278800 PRN Put SOLE 278800 0 0 BlackRock Institutio iShares Biotech 464287556 11715 90500 PRN Put SOLE 90500 0 0 Idexx Laboratories, Ordinary Shares 45168D104 1772 5000 PRN Put SOLE 5000 0 0 Illumina Inc Ordinary Shares 452327109 106 600 PRN Put SOLE 600 0 0 Intel Corp Ordinary Shares 458140100 113 3900 PRN Put SOLE 3900 0 0 Intuitive Surgical I Ordinary Shares 46120E602 522 1800 PRN Put SOLE 1800 0 0 BlackRock Institutio iShares Russell 464287655 318 1300 PRN Call SOLE 1300 0 0 BlackRock Institutio iShares Russell 464287655 2802 16800 PRN Put SOLE 16800 0 0 John Bean Technologi Ordinary Shares 477839104 402 4600 PRN Put SOLE 4600 0 0 Johnson & Johnson Ordinary Shares 478160104 534 3300 PRN Put SOLE 3300 0 0 JPMorgan Chase & Co Ordinary Shares 46625H100 14 100 PRN Call SOLE 100 0 0 KLA Corp Ordinary Shares 482480100 204 600 PRN Put SOLE 600 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 115 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 2262 44700 PRN Put SOLE 44700 0 0 Linde Plc Ordinary Shares G54950103 58 200 PRN Put SOLE 200 0 0 Lilly(Eli) & Co Ordinary Shares 532457108 5206 17800 PRN Put SOLE 17800 0 0 Lam Research Corp Ordinary Shares 512807108 339 900 PRN Put SOLE 900 0 0 McDonald`s Corp Ordinary Shares 580135101 63 300 PRN Put SOLE 300 0 0 Mckesson Corporation Ordinary Shares 58155Q103 1666 5400 PRN Put SOLE 5400 0 0 Mondelez Internation Ordinary Shares 609207105 1533 30500 PRN Put SOLE 30500 0 0 Meta Platforms Inc Ordinary Shares 30303M102 1754 15500 PRN Put SOLE 15500 0 0 MGM Resorts Internat Ordinary Shares 552953101 5225 150000 PRN Put SOLE 150000 0 0 ETF Managers Group L ETFMG Alternati 26924G508 14 2000 PRN Call SOLE 2000 0 0 Marsh & McLennan Cos Ordinary Shares 571748102 654 4500 PRN Put SOLE 4500 0 0 Altria Group Inc Ordinary Shares 02209S103 996 31400 PRN Put SOLE 31400 0 0 MP Materials Corpora Ordinary Shares 553368101 3776 130000 PRN Put SOLE 130000 0 0 Merck & Co Inc Ordinary Shares 58933Y105 37 400 PRN Put SOLE 400 0 0 Moderna Inc Ordinary Shares 60770K107 560 4000 PRN Put SOLE 4000 0 0 Mini Russell 2000 Mini Index 12510L101 566 2900 PRN Call SOLE 2900 0 0 MSCI Inc Ordinary Shares 55354G100 420 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 16128 75500 PRN Put SOLE 75500 0 0 Advisorshares Trust Advisory Shares 00768Y453 10 700 PRN Call SOLE 700 0 0 Murphy USA Inc Ordinary Shares 626755102 874 3800 PRN Put SOLE 3800 0 0 NextEra Energy Inc Ordinary Shares 65339F101 1585 24900 PRN Put SOLE 24900 0 0 Netflix Inc Ordinary Shares 64110L106 352 1100 PRN Put SOLE 1100 0 0 Northrop Grumman Cor Ordinary Shares 666807102 2646 6400 PRN Put SOLE 6400 0 0 NVIDIA Corp Ordinary Shares 67066G104 840 5500 PRN Put SOLE 5500 0 0 Oge Energy Corp Ordinary Shares 670837103 45 1500 PRN Put SOLE 1500 0 0 VanEck ETF Trust VanEck Oil ETF 92189H607 1952 5500 PRN Call SOLE 5500 0 0 Paychex Inc Ordinary Shares 704326107 200 2000 PRN Put SOLE 2000 0 0 Procter & Gamble Co Ordinary Shares 742718109 1804 13800 PRN Put SOLE 13800 0 0 Palantir Technologie Ordinary Shares 69608A108 151 30200 PRN Put SOLE 30200 0 0 Philip Morris Intern Ordinary Shares 718172109 1925 27500 PRN Put SOLE 27500 0 0 Prudential Financial Ordinary Shares 744320102 366 4300 PRN Put SOLE 4300 0 0 PayPal Holdings Inc Ordinary Shares 70450Y103 60 700 PRN Put SOLE 700 0 0 Qualcomm, Inc Ordinary Shares 747525103 408 4300 PRN Put SOLE 4300 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 152 500 PRN Call SOLE 500 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 2374 9000 PRN Put SOLE 9000 0 0 Regeneron Pharmaceut Ordinary Shares 75886F107 1500 2500 PRN Put SOLE 2500 0 0 Ryman Hospitality Pr Ordinary Shares 78377T107 120 1600 PRN Put SOLE 1600 0 0 Rithm Capital Corpor Ordinary Shares 64828T201 2240 285700 PRN Put SOLE 285700 0 0 Royalty Pharma plc Ordinary Shares G7709Q104 3468 100400 PRN Put SOLE 100400 0 0 Raytheon Technologie Ordinary Shares 75513E101 488 6500 PRN Put SOLE 6500 0 0 RUSSELL 2000 INDEX RUSSELL 2000 INDEX 124835109 1274 700 PRN Put SOLE 700 0 0 Safehold Inc Ordinary Shares 78646V107 32 900 PRN Put SOLE 900 0 0 Starbucks Corp Ordinary Shares 855244109 4771 59400 PRN Put SOLE 59400 0 0 Sherwin-Williams Co Ordinary Shares 824348106 2750 14000 PRN Put SOLE 14000 0 0 BlackRock Institutio iShares Silver 46428Q109 5487 186900 PRN Call SOLE 186900 0 0 VanEck ETF Trust VanEck Semicond 92189F676 437 2300 PRN Put SOLE 2300 0 0 Southern Company Ordinary Shares 842587107 52 1000 PRN Put SOLE 1000 0 0 S&P Global Inc Ordinary Shares 78409V104 1606 4800 PRN Put SOLE 4800 0 0 CBOE S&P 500 INDEX S&P500 Index 648815108 330452 85100 PRN Put SOLE 85100 0 0 SSgA Active Trust SPDR S&P 500 ET 78462F103 115241 267800 PRN Call SOLE 267800 0 0 SSgA Active Trust SPDR S&P 500 ET 78462F103 233072 618000 PRN Put SOLE 618000 0 0 Block Inc Ordinary Shares 852234103 162 3600 PRN Put SOLE 3600 0 0 Sempra Energy Ordinary Shares 816851109 112 800 PRN Put SOLE 800 0 0 Skyworks Solutions, Ordinary Shares 83088M102 409 4100 PRN Put SOLE 4100 0 0 Stryker Corp Ordinary Shares 863667101 584 3100 PRN Put SOLE 3100 0 0 AT&T, Inc Ordinary Shares 00206R102 105 5500 PRN Put SOLE 5500 0 0 Teradyne, Inc Ordinary Shares 880770102 928 11600 PRN Put SOLE 11600 0 0 Truist Financial Cor Ordinary Shares 89832Q109 1624 42900 PRN Put SOLE 42900 0 0 Target Corp Ordinary Shares 87612E106 1072 8100 PRN Put SOLE 8100 0 0 BlackRock Institutio iShares 20+ Yea 464287432 739 5300 PRN Call SOLE 5300 0 0 Thermo Fisher Scient Ordinary Shares 883556102 648 1300 PRN Put SOLE 1300 0 0 Tractor Supply Co Ordinary Shares 892356106 2836 14300 PRN Put SOLE 14300 0 0 Tesla Inc Ordinary Shares 88160R101 1763 12600 PRN Put SOLE 12600 0 0 Twilio Inc Ordinary Shares 90138F102 422 6500 PRN Put SOLE 6500 0 0 Textron Inc Ordinary Shares 883203101 380 6000 PRN Put SOLE 6000 0 0 Unity Software Inc Ordinary Shares 91332U101 11402 97500 PRN Call SOLE 97500 0 0 Unity Software Inc Ordinary Shares 91332U101 728 29100 PRN Put SOLE 29100 0 0 Ulta Beauty Inc Ordinary Shares 90384S303 828 1800 PRN Put SOLE 1800 0 0 Unitedhealth Group I Ordinary Shares 91324P102 1415 3200 PRN Put SOLE 3200 0 0 United Parcel Servic Ordinary Shares 911312106 1116 7600 PRN Put SOLE 7600 0 0 US Bancorp Ordinary Shares 902973304 630 18000 PRN Put SOLE 18000 0 0 Visa Inc Ordinary Shares 92826C839 338 1800 PRN Put SOLE 1800 0 0 CBOE MARKET VOLATILI CBOE Volatility 6065439QQ 51 2700 PRN Call SOLE 2700 0 0 Vmware Inc Ordinary Shares 928563402 165 1500 PRN Put SOLE 1500 0 0 Verisign Inc Ordinary Shares 92343E102 1720 9300 PRN Put SOLE 9300 0 0 Verizon Communicatio Ordinary Shares 92343V104 48 1200 PRN Put SOLE 1200 0 0 Warner Bros Discove Ordinary Shares 934423104 2 200 PRN Put SOLE 200 0 0 Welltower Inc Ordinary Shares 95040Q104 112 1500 PRN Put SOLE 1500 0 0 Waste Management, In Ordinary Shares 94106L109 957 7100 PRN Put SOLE 7100 0 0 SSgA Active Trust The Energy Sele 81369Y506 217 3100 PRN Put SOLE 3100 0 0 SSgA Active Trust Financial Selec 81369Y605 124 4000 PRN Put SOLE 4000 0 0 SSgA Active Trust Health Care Sel 81369Y209 17450 137400 PRN Put SOLE 137400 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 20670 280400 PRN Put SOLE 280400 0 0 CBOE MINI SPX INDEX S&P500 Mini SPX 12505Q107 402 1100 PRN Put SOLE 1100 0 0