Chief Financial Officer/ Chief Compliance Officer

0001703301-22-000003.txt : 20220506 0001703301-22-000003.hdr.sgml : 20220506 20220506162021 ACCESSION NUMBER: 0001703301-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220506 DATE AS OF CHANGE: 20220506 EFFECTIVENESS DATE: 20220506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 22901366 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703301 XXXXXXXX 03-31-2022 03-31-2022 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 N Edwin Bruce Mumford Chief Financial Officer/ Chief Compliance Officer 312-847-0240 E. Bruce Mumford Chicago IL 05-06-2022 0 160 809650 false INFORMATION TABLE 2 form2022Q1SRAform13F.xml Apple Inc Ordinary Shares 037833100 20681 152400 PRN Put SOLE 152400 0 0 Abbvie Inc Ordinary Shares 00287Y109 51 500 PRN Put SOLE 500 0 0 Airbnb Inc Ordinary Shares 009066101 3850 30000 PRN Put SOLE 30000 0 0 Abbott Laboratories Ordinary Shares 002824100 60 500 PRN Put SOLE 500 0 0 Accenture plc Ordinary Shares G1151C101 1931 5900 PRN Put SOLE 5900 0 0 Adobe Inc Ordinary Shares 00724F101 1004 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 968 6500 PRN Put SOLE 6500 0 0 Albemarle Corp Ordinary Shares 012653101 222 1200 PRN Put SOLE 1200 0 0 Amcor Plc Ordinary Shares G0250X107 475 43600 PRN Put SOLE 43600 0 0 AMGEN Inc Ordinary Shares 031162100 1192 6700 PRN Put SOLE 6700 0 0 Amazoncom Inc Ordinary Shares 023135106 595 200 PRN Put SOLE 200 0 0 Anthem Inc Ordinary Shares 036752103 148 400 PRN Put SOLE 400 0 0 Aon plc Ordinary Shares G0403H108 346 1400 PRN Put SOLE 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Edison Ordinary Shares 209115104 168 2400 PRN Put SOLE 2400 0 0 BlackRock Institutio iShares MSCI Em 464287234 256 4400 PRN Call SOLE 4400 0 0 BlackRock Institutio iShares MSCI EA 464287465 664 7800 PRN Call SOLE 7800 0 0 BlackRock Institutio iShares MSCI EA 464287465 3120 42100 PRN Put SOLE 42100 0 0 Estee Lauder Cos I Ordinary Shares 518439104 840 2800 PRN Put SOLE 2800 0 0 Emerson Electric Co Ordinary Shares 291011104 42 500 PRN Put SOLE 500 0 0 BlackRock Institutio iShares MSCI Ta 46434G772 78 1300 PRN Put SOLE 1300 0 0 Expeditors Internati Ordinary Shares 302130109 216 2400 PRN Put SOLE 2400 0 0 Diamondback Energy I Ordinary Shares 25278X109 406 4600 PRN Put SOLE 4600 0 0 Meta Platforms Inc Ordinary Shares 30303M102 2006 7700 PRN Put SOLE 7700 0 0 Fidelity National In Ordinary Shares 31620M106 48 500 PRN Put SOLE 500 0 0 Fiserv Inc Ordinary Shares 337738108 54 600 PRN Put SOLE 600 0 0 Fortress Transportat Ordinary Shares 34960P101 2374 98500 PRN Put SOLE 98500 0 0 BlackRock 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Shares 45168D104 2449 5000 PRN Put SOLE 5000 0 0 Illumina Inc Ordinary Shares 452327109 186 600 PRN Put SOLE 600 0 0 Intel Corp Ordinary Shares 458140100 162 3900 PRN Put SOLE 3900 0 0 Intuitive Surgical I Ordinary Shares 46120E602 522 1800 PRN Put SOLE 1800 0 0 BlackRock Institutio iShares Russell 464287655 280 1100 PRN Call SOLE 1100 0 0 BlackRock Institutio iShares Russell 464287655 3866 17700 PRN Put SOLE 17700 0 0 John Bean Technologi Ordinary Shares 477839104 529 4600 PRN Put SOLE 4600 0 0 ETF Series Solutions ESS USGlobal 26922A842 12 500 PRN Call SOLE 500 0 0 Johnson & Johnson Ordinary Shares 478160104 460 3300 PRN Put SOLE 3300 0 0 JPMorgan Chase & Co Ordinary Shares 46625H100 318 2400 PRN Put SOLE 2400 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 115 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 3702 79000 PRN Put SOLE 79000 0 0 Lennar Corp Ordinary Shares 526057104 165 2000 PRN Put SOLE 2000 0 0 Linde Plc Ordinary Shares G5494J103 57 200 PRN Put SOLE 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12510L101 562 2400 PRN Call SOLE 2400 0 0 MSCI Inc Ordinary Shares 55354G100 464 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 19442 70200 PRN Put SOLE 70200 0 0 New Relic Inc Ordinary Shares 64829B100 180 3000 PRN Put SOLE 3000 0 0 Northrop Grumman Cor Ordinary Shares 666807102 2160 6400 PRN Put SOLE 6400 0 0 New Residential Inve Ordinary Shares 64828T201 1752 219000 PRN Put SOLE 219000 0 0 NVIDIA Corp Ordinary Shares 67066G104 1270 5500 PRN Put SOLE 5500 0 0 Oge Energy Corp Ordinary Shares 670837103 52 1500 PRN Put SOLE 1500 0 0 Organon & Co Ordinary Shares 68622V106 5 200 PRN Put SOLE 200 0 0 Opendoor Technologie Ordinary Shares 683712103 719 53500 PRN Put SOLE 53500 0 0 Procter & Gamble Co Ordinary Shares 742718109 2002 14400 PRN Put SOLE 14400 0 0 Palantir Technologie Ordinary Shares 69608A108 1462 84400 PRN Put SOLE 84400 0 0 Prudential Financial Ordinary Shares 744320102 796 9300 PRN Put SOLE 9300 0 0 Peloton Interactive Ordinary Shares 70614W100 64 2000 PRN Call SOLE 2000 0 0 PayPal Holdings Inc Ordinary Shares 70450Y103 172 1400 PRN Put SOLE 1400 0 0 Qualcomm Inc Ordinary Shares 747525103 422 3000 PRN Put SOLE 3000 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 156 400 PRN Call SOLE 400 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 200 500 PRN Put SOLE 500 0 0 Ryman Hospitality Pr Ordinary Shares 78377T107 119 1700 PRN Put SOLE 1700 0 0 RingCentral Inc Ordinary Shares 76680R206 790 5100 PRN Put SOLE 5100 0 0 Russell 2000 Index INDEX 124835109 7365 3500 PRN Put SOLE 3500 0 0 Safehold Inc Ordinary Shares 78645L100 553 9200 PRN Put SOLE 9200 0 0 Starbucks Corp Ordinary Shares 855244109 8032 95900 PRN Put SOLE 95900 0 0 Sherwin-Williams Co Ordinary Shares 824348106 205 700 PRN Put SOLE 700 0 0 BlackRock Institutio iShares Silver 46428Q109 372 16700 PRN Call SOLE 16700 0 0 Snowflake Inc Ordinary Shares 833445109 7500 35500 PRN Put SOLE 35500 0 0 Southern Company Ordinary Shares 842587107 52 1000 PRN Put SOLE 1000 0 0 S&P Global Inc Ordinary Shares 78409V104 1812 4800 PRN Put SOLE 4800 0 0 S&P500 index INDEX 648815108 5564 1200 PRN Call SOLE 1200 0 0 S&P500 index INDEX 648815108 93742 22000 PRN Put SOLE 22000 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 64301 130900 PRN Call SOLE 130900 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 194190 457300 PRN Put SOLE 457300 0 0 Block Inc Ordinary Shares 852234103 594 3600 PRN Put SOLE 3600 0 0 Sempra Energy Ordinary Shares 816851109 80 800 PRN Put SOLE 800 0 0 iStar Inc Ordinary Shares 45031U101 476 23800 PRN Put SOLE 23800 0 0 Skyworks Solutions Ordinary Shares 83088M102 493 4100 PRN Put SOLE 4100 0 0 Stryker Corp Ordinary Shares 863667101 105 500 PRN Put SOLE 500 0 0 AT&T Inc Ordinary Shares 00206R102 240 12000 PRN Put SOLE 12000 0 0 Truist Financial Cor Ordinary Shares 89832Q109 2140 42900 PRN Put SOLE 42900 0 0 Target Corp Ordinary Shares 87612E106 1701 8100 PRN Put SOLE 8100 0 0 BlackRock Institutio iShares TIPS Bo 464287176 56 400 PRN Call SOLE 400 0 0 BlackRock Institutio iShares 20+ Yea 464287432 68 500 PRN Call SOLE 500 0 0 Thermo Fisher Scient Ordinary Shares 883556102 641 1300 PRN Put SOLE 1300 0 0 Tractor Supply Co Ordinary Shares 892356106 1066 5400 PRN Put SOLE 5400 0 0 Tesla Inc Ordinary Shares 88160R101 1697 2200 PRN Put SOLE 2200 0 0 Taiwan Semiconductor ADR 874039100 1311 11400 PRN Put SOLE 11400 0 0 Textron Inc Ordinary Shares 883203101 390 6000 PRN Put SOLE 6000 0 0 Unity Software Inc Ordinary Shares 91332U101 114530 1272400 PRN Put SOLE 1272400 0 0 Unitedhealth Group I Ordinary Shares 91324P102 852 2300 PRN Put SOLE 2300 0 0 Visa Inc Ordinary Shares 92826C839 338 1800 PRN Put SOLE 1800 0 0 Valley National Banc Ordinary Shares 919794107 520 45200 PRN Put SOLE 45200 0 0 Vmware Inc Ordinary Shares 928563402 146 1500 PRN Put SOLE 1500 0 0 Vanguard Group Inc Vanguard S&P 50 922908363 968 2800 PRN Put SOLE 2800 0 0 Verisign Inc Ordinary Shares 92343E102 1953 9300 PRN Put SOLE 9300 0 0 Barclays Bank PLC ZC SP ETN REDEE 06747R477 19 1000 PRN Put SOLE 1000 0 0 Verizon Communicatio Ordinary Shares 92343V104 201 4600 PRN Put SOLE 4600 0 0 VIZIO Holding Corp Ordinary Shares 92858V101 396 50000 PRN Put SOLE 50000 0 0 Walgreens Boots Alli Ordinary Shares 931427108 636 16200 PRN Put SOLE 16200 0 0 Waste Management In Ordinary Shares 94106L109 145 1000 PRN Put SOLE 1000 0 0 West Pharmaceutical Ordinary Shares 955306105 1782 5400 PRN Put SOLE 5400 0 0 SSgA Active Trust The Energy Sele 81369Y506 1380 20000 PRN Call SOLE 20000 0 0 SSgA Active Trust Health Care Sel 81369Y209 51163 420700 PRN Put SOLE 420700 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 9120 174100 PRN Put SOLE 174100 0 0 SPDR Series Trust SPDR Oil & Gas 78468R556 938 7500 PRN Call SOLE 7500 0 0 S&P500 Mini SPX Opti INDEX 12505Q107 462 1100 PRN Put SOLE 1100 0 0 Zendesk Inc Ordinary Shares 98936J101 200 1900 PRN Put SOLE 1900 0 0 Zuora Inc Ordinary Shares 98983V106 116 7700 PRN Put SOLE 7700 0 0