Chief Financial Officer/ Chief Compliance Officer

0001703301-21-000007.txt : 20211019 0001703301-21-000007.hdr.sgml : 20211019 20211019140357 ACCESSION NUMBER: 0001703301-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 EFFECTIVENESS DATE: 20211019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 211330427 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703301 XXXXXXXX 09-30-2021 09-30-2021 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 N Edwin Bruce Mumford Chief Financial Officer/ Chief Compliance Officer 312-847-0240 E. Bruce Mumford Chicago IL 10-19-2021 0 144 669709 false INFORMATION TABLE 2 form13F2021Q3SRA.xml Apple Inc Ordinary Shares 037833100 15232 137200 PRN Put SOLE 137200 0 0 Abbvie Inc Ordinary Shares 00287Y109 32 500 PRN Put SOLE 500 0 0 Abbott Laboratories Ordinary Shares 002824100 49 500 PRN Put SOLE 500 0 0 Accenture plc Ordinary Shares G1151C101 1484 6900 PRN Put SOLE 6900 0 0 Adobe Inc Ordinary Shares 00724F101 741 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 780 6500 PRN Put SOLE 6500 0 0 Amcor Plc Ordinary Shares G0250X107 436 43600 PRN Put SOLE 43600 0 0 AMGEN Inc Ordinary Shares 031162100 926 5300 PRN Put SOLE 5300 0 0 Amazoncom Inc Ordinary Shares 023135106 295 100 PRN Put SOLE 100 0 0 Anthem Inc Ordinary Shares 036752103 108 400 PRN Put SOLE 400 0 0 Aon plc Ordinary Shares G0403H108 315 1500 PRN Put SOLE 1500 0 0 Apollo Global Manage Ordinary Shares 03768E105 756 16800 PRN Put SOLE 16800 0 0 Ares Capital Corp Ordinary Shares 04010L103 472 31500 PRN Put SOLE 31500 0 0 ARK Investment Manag ARK Innovation 00214Q104 7940 73300 PRN Put SOLE 73300 0 0 Asana Inc Ordinary Shares 04342Y104 876 58400 PRN Put SOLE 58400 0 0 AeroVironment Inc Ordinary Shares 008073108 206 2200 PRN Put SOLE 2200 0 0 Bank Of America Corp Ordinary Shares 060505104 274 11900 PRN Put SOLE 11900 0 0 Becton Dickinson An Ordinary Shares 075887109 23225 113200 PRN Put SOLE 113200 0 0 Biomarin Pharmaceuti Registered Shar 09061G101 542 8100 PRN Put SOLE 8100 0 0 Berkshire Hathaway I Ordinary Shares 084670702 495 3000 PRN Put SOLE 3000 0 0 Cboe Global Markets Ordinary Shares 12503M108 234 3600 PRN Put SOLE 3600 0 0 Coca-Cola Europacifi Ordinary Shares G25839104 809 17800 PRN Put SOLE 17800 0 0 Chegg Inc Ordinary Shares 163092109 935 20000 PRN Put SOLE 20000 0 0 Cincinnati Financial Ordinary Shares 172062101 158 1500 PRN Put SOLE 1500 0 0 Comcast Corp Ordinary Shares 20030N101 182 5100 PRN Put SOLE 5100 0 0 CME Group Inc Ordinary Shares 12572Q105 4324 25900 PRN Put SOLE 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Ordinary Shares 25278X109 161 4600 PRN Put SOLE 4600 0 0 Facebook Inc Ordinary Shares 30303M102 3321 11500 PRN Put SOLE 11500 0 0 Fidelity National In Ordinary Shares 31620M106 58 500 PRN Put SOLE 500 0 0 Fiserv Inc Ordinary Shares 337738108 57 600 PRN Put SOLE 600 0 0 Fortress Transportat Ordinary Shares 34960P101 2834 118500 PRN Put SOLE 118500 0 0 fuboTV Inc Ordinary Shares 35953D104 54 3600 PRN Put SOLE 3600 0 0 BlackRock Institutio iShares China L 464287184 802 21100 PRN Put SOLE 21100 0 0 VanEck ETF Trust VanEck Gold Min 92189F106 701 17300 PRN Call SOLE 17300 0 0 SSgA Active Trust SPDR Gold Share 78463V107 317 1800 PRN Call SOLE 1800 0 0 Alphabet Inc Ordinary Shares 02079K305 200 100 PRN Put SOLE 100 0 0 Global Payments Inc Ordinary Shares 37940X102 111 800 PRN Put SOLE 800 0 0 WW Grainger Inc Ordinary Shares 384802104 32 100 PRN Put SOLE 100 0 0 Home Depot Inc Ordinary Shares 437076102 1056 4600 PRN Put SOLE 4600 0 0 Heico Corp Ordinary Shares 422806109 108 900 PRN Put SOLE 900 0 0 Honeywell Internatio Ordinary Shares 438516106 1116 6200 PRN Put SOLE 6200 0 0 BlackRock Institutio iShares iBoxx U 464288513 1235 15800 PRN Put SOLE 15800 0 0 BlackRock Institutio iShares Biotech 464287556 36575 255000 PRN Put SOLE 255000 0 0 Idexx Laboratories Ordinary Shares 45168D104 4730 8500 PRN Put SOLE 8500 0 0 Intel Corp Ordinary Shares 458140100 180 3900 PRN Put SOLE 3900 0 0 BlackRock Institutio iShares Russell 464287655 26430 96200 PRN Call SOLE 96200 0 0 BlackRock Institutio iShares Russell 464287655 1942 9200 PRN Put SOLE 9200 0 0 John Bean Technologi Ordinary Shares 477839104 943 8200 PRN Put SOLE 8200 0 0 Johnson & Johnson Ordinary Shares 478160104 461 3300 PRN Put SOLE 3300 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 105 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 3312 87000 PRN Put SOLE 87000 0 0 Linde Plc Ordinary Shares G5494J103 44 200 PRN Put SOLE 200 0 0 Lilly(Eli) & Co Ordinary Shares 532457108 15517 78800 PRN Put SOLE 78800 0 0 Lockheed Martin Corp Ordinary Shares 539830109 240 800 PRN Put SOLE 800 0 0 Lowe`s Cos Inc Ordinary Shares 548661107 4666 30100 PRN Put SOLE 30100 0 0 Lam Research Corp Ordinary Shares 512807108 451 1100 PRN Put SOLE 1100 0 0 McDonald`s Corp Ordinary Shares 580135101 58 300 PRN Put SOLE 300 0 0 Mondelez Internation Ordinary Shares 609207105 90 1900 PRN Put SOLE 1900 0 0 Metlife Inc Ordinary Shares 59156R108 136 3200 PRN Put SOLE 3200 0 0 Magnite Inc Ordinary Shares 55955D100 225 10000 PRN Put SOLE 10000 0 0 ETF Managers Group L ETFMG Alternati 26924G508 62 2500 PRN Call SOLE 2500 0 0 3M Co Ordinary Shares 88579Y101 728 4700 PRN Put SOLE 4700 0 0 Altria Group Inc Ordinary Shares 02209S103 114 3800 PRN Put SOLE 3800 0 0 MP Materials Corpora Ordinary Shares 553368101 2790 93000 PRN Put SOLE 93000 0 0 Mini Russell 2000 Index 12510L101 585 2500 PRN Call SOLE 2500 0 0 MSCI Inc Ordinary Shares 55354G100 432 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 12134 63600 PRN Put SOLE 63600 0 0 NextEra Energy Inc Ordinary Shares 65339F101 49 700 PRN Put SOLE 700 0 0 Cloudflare Inc Ordinary Shares 18915M107 24032 400000 PRN Put SOLE 400000 0 0 Nike Inc Ordinary Shares 654106103 1263 10700 PRN Put SOLE 10700 0 0 Northrop Grumman Cor Ordinary Shares 666807102 1639 6400 PRN Put SOLE 6400 0 0 ServiceNow Inc Ordinary Shares 81762P102 831 2100 PRN Put SOLE 2100 0 0 New Residential Inve Ordinary Shares 64828T201 2040 259000 PRN Put SOLE 259000 0 0 NVIDIA Corp Ordinary Shares 67066G104 374 3200 PRN Put SOLE 3200 0 0 Oge Energy Corp Ordinary Shares 670837103 38 1500 PRN Put SOLE 1500 0 0 Okta Inc Ordinary Shares 679295105 364 2100 PRN Put SOLE 2100 0 0 Pfizer Inc Ordinary Shares 717081103 518 11500 PRN Call SOLE 11500 0 0 Procter & Gamble Co Ordinary Shares 742718109 1885 15900 PRN Put SOLE 15900 0 0 Palantir Technologie Ordinary Shares 69608A108 3684 189300 PRN Put SOLE 189300 0 0 Prudential Financial Ordinary Shares 744320102 710 9300 PRN Put SOLE 9300 0 0 PayPal Holdings Inc Ordinary Shares 70450Y103 130 700 PRN Put SOLE 700 0 0 Qualcomm Inc Ordinary Shares 747525103 328 3000 PRN Put SOLE 3000 0 0 Royalty Pharma plc Ordinary Shares G7709Q104 6476 161900 PRN Put SOLE 161900 0 0 Russell 2000 Index Index 124835109 5670 2700 PRN Put SOLE 2700 0 0 Royal Bank Of Canada Ordinary Shares 780087102 891 9900 PRN Put SOLE 9900 0 0 Starbucks Corp Ordinary Shares 855244109 7086 88600 PRN Put SOLE 88600 0 0 Sherwin-Williams Co Ordinary Shares 824348106 149 700 PRN Put SOLE 700 0 0 BlackRock Institutio iShares Silver 46428Q109 568 21500 PRN Call SOLE 21500 0 0 VanEck ETF Trust VanEck Semicond 92189F676 8837 31000 PRN Call SOLE 31000 0 0 Snap Inc Ordinary Shares 83304A106 68 2000 PRN Put SOLE 2000 0 0 Snowflake Inc Ordinary Shares 833445109 28529 161000 PRN Put SOLE 161000 0 0 Southern Company Ordinary Shares 842587107 45 1000 PRN Put SOLE 1000 0 0 S&P Global Inc Ordinary Shares 78409V104 1772 5700 PRN Put SOLE 5700 0 0 Spotify Technology S Ordinary Shares L8681T102 182 700 PRN Put SOLE 700 0 0 CBOE S&P 500 Index Index 648815108 19000 3800 PRN Call SOLE 3800 0 0 CBOE S&P 500 Index Index 648815108 24145 6200 PRN Put SOLE 6200 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 31710 72700 PRN Call SOLE 72700 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 106197 278300 PRN Put SOLE 278300 0 0 Square Inc Ordinary Shares 852234103 594 3600 PRN Put SOLE 3600 0 0 Sempra Energy Ordinary Shares 816851109 72 800 PRN Put SOLE 800 0 0 Skyworks Solutions Ordinary Shares 83088M102 492 4100 PRN Put SOLE 4100 0 0 Stryker Corp Ordinary Shares 863667101 100 500 PRN Put SOLE 500 0 0 AT&T Inc Ordinary Shares 00206R102 291 12000 PRN Put SOLE 12000 0 0 Invesco Capital Mana Invesco Solar E 46138G706 21 200 PRN Call SOLE 200 0 0 Teleflex Incorporate Ordinary Shares 879369106 192 600 PRN Put SOLE 600 0 0 Target Corp Ordinary Shares 87612E106 1701 8100 PRN Put SOLE 8100 0 0 BlackRock Institutio iShares TIPS Bo 464287176 56 400 PRN Call SOLE 400 0 0 BlackRock Institutio BTC iShares 20+ 464287432 21 200 PRN Put SOLE 200 0 0 Thermo Fisher Scient Ordinary Shares 883556102 576 1300 PRN Put SOLE 1300 0 0 Tractor Supply Co Ordinary Shares 892356106 900 5900 PRN Put SOLE 5900 0 0 Tesla Inc Ordinary Shares 88160R101 898 2100 PRN Put SOLE 2100 0 0 Textron Inc Ordinary Shares 883203101 405 7400 PRN Put SOLE 7400 0 0 Unity Software Inc Ordinary Shares 91332U101 118874 1272400 PRN Put SOLE 1272400 0 0 Unitedhealth Group I Ordinary Shares 91324P102 792 2500 PRN Put SOLE 2500 0 0 Visa Inc Ordinary Shares 92826C839 770 4400 PRN Put SOLE 4400 0 0 Velodyne Lidar Inc Ordinary Shares 92259F101 7 400 PRN Call SOLE 400 0 0 Vmware Inc Ordinary Shares 928563402 188 1500 PRN Put SOLE 1500 0 0 Verisign Inc Ordinary Shares 92343E102 1606 9300 PRN Put SOLE 9300 0 0 Barclays Bank PLC ZC SP ETN REDEE 06747R477 72 8000 PRN Put SOLE 8000 0 0 Verizon Communicatio Ordinary Shares 92343V104 216 4600 PRN Put SOLE 4600 0 0 Walgreens Boots Alli Ordinary Shares 931427108 628 16200 PRN Put SOLE 16200 0 0 WEC Energy Group Inc Ordinary Shares 92939U106 562 6900 PRN Put SOLE 6900 0 0 Waste Management In Ordinary Shares 94106L109 95 1000 PRN Put SOLE 1000 0 0 Walmart Inc Ordinary Shares 931142103 52 400 PRN Put SOLE 400 0 0 SSgA Active Trust Communication S 81369Y852 26 300 PRN Call SOLE 300 0 0 SSgA Active Trust The Energy Sele 81369Y506 1240 21000 PRN Call SOLE 21000 0 0 SSgA Active Trust Technology Sele 81369Y803 398 3800 PRN Put SOLE 3800 0 0 SSgA Active Trust Health Care Sel 81369Y209 45219 369900 PRN Put SOLE 369900 0 0 CBOE Mini SPX Index Index 12505Q107 579 1400 PRN Put SOLE 1400 0 0 Zendesk Inc Ordinary Shares 98936J101 200 1900 PRN Put SOLE 1900 0 0