Chief Financial Officer

0001703301-21-000004.txt : 20210512 0001703301-21-000004.hdr.sgml : 20210512 20210512144651 ACCESSION NUMBER: 0001703301-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 21914736 BUSINESS ADDRESS: STREET 1: 300 S. RIVERSIDE PLAZA STREET 2: SUITE 2350 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. RIVERSIDE PLAZA STREET 2: SUITE 2350 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703301 XXXXXXXX 03-31-2021 03-31-2021 SpiderRock Advisors, LLC

300 S. RIVERSIDE PLAZA SUITE 2350 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 N Edwin Bruce Mumford Chief Financial Officer 312.256.9663 E. Bruce Mumford Chicago IL 05-12-2021 0 173 714918 false INFORMATION TABLE 2 form13F2021Q1SRA.xml 3M Co Ordinary Shares 88579Y101 852 6200 PRN Put SOLE 6200 0 0 Abbott Laboratories Ordinary Shares 002824100 49 500 PRN Put SOLE 500 0 0 Abbvie Inc Ordinary Shares 00287Y109 32 500 PRN Put SOLE 500 0 0 Accenture plc Ordinary Shares G1151C101 1484 6900 PRN Put SOLE 6900 0 0 Adobe Inc Ordinary Shares 00724F101 897 2300 PRN Put SOLE 2300 0 0 Advanced Micro Devic Ordinary Shares 007903107 478 5100 PRN Call SOLE 5100 0 0 Advanced Micro Devic Ordinary Shares 007903107 172 2600 PRN Put SOLE 2600 0 0 AeroVironment Inc Ordinary Shares 008073108 217 2400 PRN Put SOLE 2400 0 0 Alibaba Group Holdin ADR 01609W102 630 4000 PRN Put SOLE 4000 0 0 Alphabet Inc Ordinary Shares 02079K107 288 200 PRN Put SOLE 200 0 0 Alphabet Inc Ordinary Shares 02079K305 1884 1800 PRN Put SOLE 1800 0 0 Altria Group Inc Ordinary Shares 02209S103 309 10300 PRN Put SOLE 10300 0 0 Amazoncom Inc Ordinary Shares 023135106 3648 1800 PRN Put SOLE 1800 0 0 Amcor Plc Ordinary Shares G0250X107 431 43600 PRN Put SOLE 43600 0 0 AMGEN Inc Ordinary Shares 031162100 1368 7800 PRN Put SOLE 7800 0 0 Analog Devices Inc Ordinary Shares 032654105 780 6500 PRN Put SOLE 6500 0 0 Anthem Inc Ordinary Shares 036752103 108 400 PRN Put SOLE 400 0 0 Aon plc Ordinary Shares G0403H108 262 1500 PRN Put SOLE 1500 0 0 Apple Inc Ordinary Shares 037833100 16171 209700 PRN Put SOLE 209700 0 0 ARK Investment Manag ARK Innovation 00214Q104 1212 11400 PRN Put SOLE 11400 0 0 Asana Inc Ordinary Shares 04342Y104 879 58600 PRN Put SOLE 58600 0 0 AT&T Inc Ordinary Shares 00206R102 8428 264000 PRN Call SOLE 264000 0 0 AT&T Inc Ordinary Shares 00206R102 3960 171500 PRN Put SOLE 171500 0 0 Bank Of America Corp Ordinary Shares 060505104 274 11900 PRN Put SOLE 11900 0 0 Barclays Bank PLC ZC SP ETN REDEE 06746P621 72 8000 PRN Put SOLE 8000 0 0 Becton Dickinson An Ordinary Shares 075887109 22031 106800 PRN Put SOLE 106800 0 0 Berkeley Lights Inc Ordinary 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Ordinary Shares 209115104 162 2400 PRN Put SOLE 2400 0 0 CSX Corp Ordinary Shares 126408103 274 3500 PRN Put SOLE 3500 0 0 Datadog Inc Ordinary Shares 23804L103 300 3000 PRN Call SOLE 3000 0 0 Dexcom Inc Ordinary Shares 252131107 78 300 PRN Put SOLE 300 0 0 Diamondback Energy I Ordinary Shares 25278X109 161 4600 PRN Put SOLE 4600 0 0 Digital Realty Trust Ordinary Shares 253868103 160 1300 PRN Put SOLE 1300 0 0 Direxion Shares ETF Direxion Daily 25459Y694 165 5500 PRN Put SOLE 5500 0 0 Dominion Energy Inc Ordinary Shares 25746U109 25 300 PRN Call SOLE 300 0 0 Dow Inc Ordinary Shares 260557103 63 1800 PRN Put SOLE 1800 0 0 Duke Energy Corp Ordinary Shares 26441C204 154 2100 PRN Put SOLE 2100 0 0 EBay Inc Ordinary Shares 278642103 284 6300 PRN Put SOLE 6300 0 0 Ecolab Inc Ordinary Shares 278865100 1647 8700 PRN Put SOLE 8700 0 0 Emerson Electric Co Ordinary Shares 291011104 34 500 PRN Put SOLE 500 0 0 ETF Managers Group L ETFMG Alternati 26924G508 91 3500 PRN Call SOLE 3500 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 1220 20000 PRN Call SOLE 20000 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 192 6000 PRN Put SOLE 6000 0 0 Facebook Inc Ordinary Shares 30303M102 3641 19800 PRN Put SOLE 19800 0 0 Fedex Corp Ordinary Shares 31428X106 212 1000 PRN Put SOLE 1000 0 0 Fidelity National In Ordinary Shares 31620M106 58 500 PRN Put SOLE 500 0 0 Fiserv Inc Ordinary Shares 337738108 57 600 PRN Put SOLE 600 0 0 fuboTV Inc Ordinary Shares 35953D104 171 3800 PRN Put SOLE 3800 0 0 Global Payments Inc Ordinary Shares 37940X102 111 800 PRN Put SOLE 800 0 0 Heico Corp Ordinary Shares 422806109 99 900 PRN Put SOLE 900 0 0 Henry Schein Inc Ordinary Shares 806407102 261 3600 PRN Call SOLE 3600 0 0 Home Depot Inc Ordinary Shares 437076102 1375 5900 PRN Put SOLE 5900 0 0 Idexx Laboratories Ordinary Shares 45168D104 5037 12100 PRN Put SOLE 12100 0 0 Intel Corp Ordinary Shares 458140100 480 11000 PRN Put SOLE 11000 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 130 400 PRN Call SOLE 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Ordinary Shares 803607100 273 1400 PRN Call SOLE 1400 0 0 SBA Communications C Ordinary Shares 78410G104 225 1000 PRN Put SOLE 1000 0 0 Seagate Technology P Ordinary Shares G7945M107 80 2000 PRN Put SOLE 2000 0 0 Sempra Energy Ordinary Shares 816851109 72 800 PRN Put SOLE 800 0 0 ServiceNow Inc Ordinary Shares 81762P102 831 2100 PRN Put SOLE 2100 0 0 Sherwin-Williams Co Ordinary Shares 824348106 1372 2200 PRN Put SOLE 2200 0 0 Simulations Plus Inc Ordinary Shares 829214105 240 4000 PRN Put SOLE 4000 0 0 Skyworks Solutions Ordinary Shares 83088M102 492 4100 PRN Put SOLE 4100 0 0 Snap Inc Ordinary Shares 83304A106 68 2000 PRN Put SOLE 2000 0 0 Snowflake Inc Ordinary Shares 833445109 27503 161000 PRN Put SOLE 161000 0 0 Southern Company Ordinary Shares 842587107 45 1000 PRN Put SOLE 1000 0 0 SP Plus Corp Ordinary Shares 78469C103 106 7500 PRN Put SOLE 7500 0 0 SPDR Series Trust SPDR Retail ETF 78464A714 147 1500 PRN Call SOLE 1500 0 0 Spotify Technology S Ordinary Shares L8681T102 182 700 PRN Put SOLE 700 0 0 SPX Cash Index 648815108 4660 1100 PRN Call SOLE 1100 0 0 SPX Cash Index 648815108 27115 7900 PRN Put SOLE 7900 0 0 Square Inc Ordinary Shares 852234103 666 3600 PRN Put SOLE 3600 0 0 SSgA Active Trust SPDR Gold Share 78463V107 90 500 PRN Call SOLE 500 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 26904 68200 PRN Call SOLE 68200 0 0 SSgA Active Trust SPDR Homebuilde 78464A888 37 500 PRN Call SOLE 500 0 0 SSgA Active Trust The Energy Sele 81369Y506 1202 20400 PRN Call SOLE 20400 0 0 SSgA Active Trust Industrial Sele 81369Y704 50 500 PRN Call SOLE 500 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 96967 295500 PRN Put SOLE 295500 0 0 SSgA Active Trust Technology Sele 81369Y803 397 3800 PRN Put SOLE 3800 0 0 SSgA Active Trust Health Care Sel 81369Y209 47322 422700 PRN Put SOLE 422700 0 0 Starbucks Corp Ordinary Shares 855244109 6968 88700 PRN Put SOLE 88700 0 0 Stryker Corp Ordinary Shares 863667101 100 500 PRN Put SOLE 500 0 0 Teleflex Incorporate Ordinary Shares 879369106 192 600 PRN Put SOLE 600 0 0 Tesla Inc Ordinary Shares 88160R101 50 100 PRN Call SOLE 100 0 0 Tesla Inc Ordinary Shares 88160R101 729 2000 PRN Put SOLE 2000 0 0 Texas Instruments In Ordinary Shares 882508104 368 2800 PRN Put SOLE 2800 0 0 Textron Inc Ordinary Shares 883203101 226 8200 PRN Put SOLE 8200 0 0 Thermo Fisher Scient Ordinary Shares 883556102 240 600 PRN Put SOLE 600 0 0 Unitedhealth Group I Ordinary Shares 91324P102 1962 7000 PRN Put SOLE 7000 0 0 Unity Software Inc Ordinary Shares 91332U101 159154 1669700 PRN Put SOLE 1669700 0 0 VanEck Vectors ETF T VanEck Vectors 92189F106 687 16200 PRN Call SOLE 16200 0 0 VanEck Vectors ETF T VanEck Vectors 92189F676 6536 27500 PRN Call SOLE 27500 0 0 Verisign Inc Ordinary Shares 92343E102 1606 9300 PRN Put SOLE 9300 0 0 Verizon Communicatio Ordinary Shares 92343V104 216 4600 PRN Put SOLE 4600 0 0 Vertex Pharmaceutica Ordinary Shares 92532F100 19565 92000 PRN Put SOLE 92000 0 0 ViacomCBS Inc Ordinary Shares 92556H206 12 200 PRN Call SOLE 200 0 0 Visa Inc Ordinary Shares 92826C839 933 5700 PRN Put SOLE 5700 0 0 Walmart Inc Ordinary Shares 931142103 82 500 PRN Call SOLE 500 0 0 Walmart Inc Ordinary Shares 931142103 52 400 PRN Put SOLE 400 0 0 Waste Management In Ordinary Shares 94106L109 95 1000 PRN Put SOLE 1000 0 0 WEC Energy Group Inc Ordinary Shares 92939U106 270 2700 PRN Call SOLE 2700 0 0 WEC Energy Group Inc Ordinary Shares 92939U106 586 7100 PRN Put SOLE 7100 0 0 World Wrestling Ente Ordinary Shares 98156Q108 564 16100 PRN Put SOLE 16100 0 0 WW Grainger Inc Ordinary Shares 384802104 64 200 PRN Put SOLE 200 0 0 XSP Cash Index 12505Q107 2144 5100 PRN Call SOLE 5100 0 0 Zimmer Biomet Holdin Ordinary Shares 98956P102 25 200 PRN Put SOLE 200 0 0 Zoetis Inc Ordinary Shares 98978V103 364 2700 PRN Put SOLE 2700 0 0