0001703301-20-000006.txt : 20201016
0001703301-20-000006.hdr.sgml : 20201016
20201016171736
ACCESSION NUMBER: 0001703301-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201016
DATE AS OF CHANGE: 20201016
EFFECTIVENESS DATE: 20201016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SpiderRock Advisors, LLC
CENTRAL INDEX KEY: 0001703301
IRS NUMBER: 461932846
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18017
FILM NUMBER: 201244674
BUSINESS ADDRESS:
STREET 1: 300 S. RIVERSIDE PLAZA
STREET 2: SUITE 2350
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 256-9663
MAIL ADDRESS:
STREET 1: 300 S. RIVERSIDE PLAZA
STREET 2: SUITE 2350
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: SpiderRock Advisors LLC
DATE OF NAME CHANGE: 20170420
FORMER COMPANY:
FORMER CONFORMED NAME: Spiderrock Advisors LLC
DATE OF NAME CHANGE: 20170410
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001703301
XXXXXXXX
09-30-2020
09-30-2020
SpiderRock Advisors, LLC
300 S. RIVERSIDE PLAZA
SUITE 2350
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-18017
N
Maalik Walker
Compliance Associate
8152957275
Maalik Walker
Chicago
IL
10-16-2020
0
172
888558
false
INFORMATION TABLE
2
form2020Q3.xml
3M CO
ORDINARY SHARES
88579Y101
775
6200
PRN
Put
SOLE
6200
0
0
ABBOTT LABORATORIES
ORDINARY SHARES
002824100
2080
28500
PRN
Put
SOLE
28500
0
0
ABBVIE INC
ORDINARY SHARES
00287Y109
156
2700
PRN
Put
SOLE
2700
0
0
ACCENTURE PLC IRELAN
SHS CLASS A
G1151C101
3212
16800
PRN
Put
SOLE
16800
0
0
ADVANCED MICRO DEVIC
ORDINARY SHARES
007903107
69
3000
PRN
Put
SOLE
3000
0
0
AEROVIRONMENT INC
ORDINARY SHARES
008073108
124
3100
PRN
Put
SOLE
3100
0
0
AGILENT TECHNOLOGIES
ORDINARY SHARES
00846U101
188
2900
PRN
Put
SOLE
2900
0
0
ALIBABA GROUP HOLDIN
ADR
01609W102
1260
8000
PRN
Put
SOLE
8000
0
0
ALLSTATE CORP (THE)
ORDINARY SHARES
020002101
80
700
PRN
Call
SOLE
700
0
0
ALPHABET INC
ORDINARY SHARES
02079K107
456
400
PRN
Put
SOLE
400
0
0
ALPHABET INC
ORDINARY SHARES
02079K305
1884
1800
PRN
Put
SOLE
1800
0
0
ALTRIA GROUP INC
ORDINARY SHARES
02209S103
354
10300
PRN
Put
SOLE
10300
0
0
AMARIN CORP
ADR
023111206
75
7500
PRN
Put
SOLE
7500
0
0
AMAZON COM INC
ORDINARY SHARES
023135106
3632
1800
PRN
Put
SOLE
1800
0
0
AMCOR PLC
ORDINARY SHARES
G0250X107
380
43600
PRN
Put
SOLE
43600
0
0
AMERICAN ELECTRIC PO
ORDINARY SHARES
025537101
263
3700
PRN
Put
SOLE
3700
0
0
AMGEN INC
ORDINARY SHARES
031162100
2322
12200
PRN
Put
SOLE
12200
0
0
ANALOG DEVICES INC
ORDINARY SHARES
032654105
665
7600
PRN
Put
SOLE
7600
0
0
ANTHEM INC
ORDINARY SHARES
036752103
74
400
PRN
Put
SOLE
400
0
0
AON PLC
ORDINARY SHARES
G0403H108
11178
76900
PRN
Put
SOLE
76900
0
0
APPLE INC
ORDINARY SHARES
037833100
10408
159600
PRN
Put
SOLE
159600
0
0
AT&T INC
ORDINARY SHARES
00206R102
300
12000
PRN
Put
SOLE
12000
0
0
BANK OF AMERICA CORP
ORDINARY SHARES
060505104
214
11900
PRN
Put
SOLE
11900
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
990
6000
PRN
Put
SOLE
6000
0
0
BIOMARIN PHARMACEUTI
REGISTERED SHAR
09061G101
572
8800
PRN
Put
SOLE
8800
0
0
BLACKROCK INSTITUTIO
BTC ISHARES MSC
464287234
3619
73900
PRN
Call
SOLE
73900
0
0
BLACKROCK INSTITUTIO
BTC ISHARES MSC
464287465
3187
43600
PRN
Call
SOLE
43600
0
0
BLACKROCK INSTITUTIO
BTC ISHARES CHI
464287184
9
200
PRN
Call
SOLE
200
0
0
BLACKROCK INSTITUTIO
BTC ISHARES RUS
464287655
7880
45600
PRN
Call
SOLE
45600
0
0
BLACKROCK INSTITUTIO
BTC ISHARES SIL
46428Q109
299
15500
PRN
Call
SOLE
15500
0
0
BLACKROCK INSTITUTIO
BTC ISHARES MSC
464287234
4750
144800
PRN
Put
SOLE
144800
0
0
BLACKROCK INSTITUTIO
BTC ISHARES MSC
464287465
7292
138500
PRN
Put
SOLE
138500
0
0
BLACKROCK INSTITUTIO
BTC ISHARES RUS
464287655
3212
24000
PRN
Put
SOLE
24000
0
0
BOEING CO
ORDINARY SHARES
097023105
38
100
PRN
Call
SOLE
100
0
0
CBOE GLOBAL MARKETS
ORDINARY SHARES
12503M108
234
3600
PRN
Put
SOLE
3600
0
0
CBOE MINI SPX INDEX
NEW XSP PM
12505Q107
1043
3000
PRN
Call
SOLE
3000
0
0
CBOE MINI SPX INDEX
NEW XSP PM
12505Q107
790
3200
PRN
Put
SOLE
3200
0
0
CBOE S&P 500 INDEX
S&P 500
648815108
272992
73200
PRN
Call
SOLE
73200
0
0
CBOE S&P 500 INDEX
S&P 500
648815108
221012
79000
PRN
Put
SOLE
79000
0
0
CHEGG INC
ORDINARY SHARES
163092109
935
20000
PRN
Put
SOLE
20000
0
0
CHUBB LIMITED
ORDINARY SHARES
H1467J104
90
1000
PRN
Put
SOLE
1000
0
0
CIGNA CORP
ORDINARY SHARES
125523100
580
4000
PRN
Put
SOLE
4000
0
0
CINCINNATI FINANCIAL
ORDINARY SHARES
172062101
75
1500
PRN
Put
SOLE
1500
0
0
CISCO SYSTEMS INC
ORDINARY SHARES
17275R102
239
5200
PRN
Call
SOLE
5200
0
0
CLOROX CO
ORDINARY SHARES
189054109
6170
42500
PRN
Put
SOLE
42500
0
0
CME GROUP INC
ORDINARY SHARES
12572Q105
2452
17800
PRN
Put
SOLE
17800
0
0
COCA-COLA CO
ORDINARY SHARES
191216100
2888
77000
PRN
Put
SOLE
77000
0
0
COCA-COLA EUROPEAN P
ORDINARY SHARES
G25839104
1757
50200
PRN
Put
SOLE
50200
0
0
COLGATE-PALMOLIVE CO
ORDINARY SHARES
194162103
391
6600
PRN
Put
SOLE
6600
0
0
COMCAST CORP
ORDINARY SHARES
20030N101
98
3000
PRN
Put
SOLE
3000
0
0
CONSOLIDATED EDISON
ORDINARY SHARES
209115104
222
2400
PRN
Call
SOLE
2400
0
0
CONSOLIDATED EDISON
ORDINARY SHARES
209115104
162
2400
PRN
Put
SOLE
2400
0
0
CSX CORP
ORDINARY SHARES
126408103
231
4200
PRN
Put
SOLE
4200
0
0
DIAMONDBACK ENERGY I
ORDINARY SHARES
25278X109
414
4600
PRN
Call
SOLE
4600
0
0
DIAMONDBACK ENERGY I
ORDINARY SHARES
25278X109
483
9200
PRN
Put
SOLE
9200
0
0
DIGITAL REALTY TRUST
ORDINARY SHARES
253868103
207
1800
PRN
Put
SOLE
1800
0
0
DIREXION SHARES ETF
DIREXION DAILY
25459Y694
418
5500
PRN
Call
SOLE
5500
0
0
DIREXION SHARES ETF
DIREXION DAILY
25459Y694
440
11000
PRN
Put
SOLE
11000
0
0
DOW INC
ORDINARY SHARES
260557103
322
8200
PRN
Put
SOLE
8200
0
0
DUKE ENERGY CORP
ORDINARY SHARES
26441C204
270
3400
PRN
Put
SOLE
3400
0
0
EBAY INC
ORDINARY SHARES
278642103
202
6300
PRN
Put
SOLE
6300
0
0
ECOLAB INC
ORDINARY SHARES
278865100
1516
9100
PRN
Put
SOLE
9100
0
0
EDWARDS LIFESCIENCES
ORDINARY SHARES
28176E108
741
12700
PRN
Put
SOLE
12700
0
0
EMERSON ELECTRIC CO
ORDINARY SHARES
291011104
26
500
PRN
Put
SOLE
500
0
0
ENBRIDGE INC
ORDINARY SHARES
29250N105
530
14000
PRN
Call
SOLE
14000
0
0
EXXON MOBIL CORP
ORDINARY SHARES
30231G102
1829
54600
PRN
Put
SOLE
54600
0
0
FACEBOOK INC
ORDINARY SHARES
30303M102
3674
24200
PRN
Put
SOLE
24200
0
0
FEDEX CORP
ORDINARY SHARES
31428X106
104
400
PRN
Call
SOLE
400
0
0
FEDEX CORP
ORDINARY SHARES
31428X106
162
1000
PRN
Put
SOLE
1000
0
0
FIDELITY NATIONAL IN
ORDINARY SHARES
31620M106
62
500
PRN
Put
SOLE
500
0
0
FISERV INC
ORDINARY SHARES
337738108
126
1200
PRN
Put
SOLE
1200
0
0
GENERAL ELECTRIC CO
ORDINARY SHARES
369604103
388
36300
PRN
Call
SOLE
36300
0
0
GLOBAL PAYMENTS INC
ORDINARY SHARES
37940X102
155
1000
PRN
Put
SOLE
1000
0
0
HEICO CORP
ORDINARY SHARES
422806109
94
900
PRN
Put
SOLE
900
0
0
HELMERICH & PAYNE I
ORDINARY SHARES
423452101
10
300
PRN
Call
SOLE
300
0
0
HOME DEPOT INC
ORDINARY SHARES
437076102
1520
7100
PRN
Put
SOLE
7100
0
0
IDEXX LABORATORIES
ORDINARY SHARES
45168D104
480
1600
PRN
Put
SOLE
1600
0
0
INTEL CORP
ORDINARY SHARES
458140100
304
5200
PRN
Call
SOLE
5200
0
0
INTEL CORP
ORDINARY SHARES
458140100
764
14800
PRN
Put
SOLE
14800
0
0
INVESCO CAPITAL MANA
INVESCO QQQ TRU
46090E103
169
600
PRN
Call
SOLE
600
0
0
INVESCO CAPITAL MANA
INVESCO QQQ TRU
46090E103
2505
12600
PRN
Put
SOLE
12600
0
0
JOHN BEAN TECHNOLOGI
ORDINARY SHARES
477839104
805
10900
PRN
Put
SOLE
10900
0
0
JOHNSON & JOHNSON
ORDINARY SHARES
478160104
486
3900
PRN
Put
SOLE
3900
0
0
JPMORGAN CHASE & CO
ORDINARY SHARES
46625H100
275
2700
PRN
Call
SOLE
2700
0
0
JPMORGAN CHASE & CO
ORDINARY SHARES
46625H100
970
9600
PRN
Put
SOLE
9600
0
0
KEYSIGHT TECHNOLOGIE
ORDINARY SHARES
49338L103
112
1400
PRN
Put
SOLE
1400
0
0
KIMBERLY-CLARK CORP
ORDINARY SHARES
494368103
110
1000
PRN
Put
SOLE
1000
0
0
LAM RESEARCH CORP
ORDINARY SHARES
512807108
456
1900
PRN
Put
SOLE
1900
0
0
LILLY(ELI) & CO
ORDINARY SHARES
532457108
11154
89400
PRN
Put
SOLE
89400
0
0
LINDE PLC
ORDINARY SHARES
G5494J103
36
200
PRN
Put
SOLE
200
0
0
LOCKHEED MARTIN CORP
ORDINARY SHARES
539830109
455
1400
PRN
Put
SOLE
1400
0
0
MASIMO CORP
ORDINARY SHARES
574795100
56
400
PRN
Put
SOLE
400
0
0
MASTERCARD INCORPORA
ORDINARY SHARES
57636Q104
2280
8000
PRN
Put
SOLE
8000
0
0
MCDONALD`S CORP
ORDINARY SHARES
580135101
48
300
PRN
Put
SOLE
300
0
0
MEDTRONIC PLC
ORDINARY SHARES
G5960L103
1668
20000
PRN
Put
SOLE
20000
0
0
MERCK & CO INC
ORDINARY SHARES
58933Y105
184
2600
PRN
Put
SOLE
2600
0
0
METLIFE INC
ORDINARY SHARES
59156R108
144
3200
PRN
Put
SOLE
3200
0
0
MICROSOFT CORPORATIO
ORDINARY SHARES
594918104
12496
87200
PRN
Put
SOLE
87200
0
0
MONDELEZ INTERNATION
ORDINARY SHARES
609207105
216
4600
PRN
Put
SOLE
4600
0
0
MSCI INC
ORDINARY SHARES
55354G100
540
1800
PRN
Put
SOLE
1800
0
0
NATIONAL FUEL GAS CO
ORDINARY SHARES
636180101
140
4000
PRN
Put
SOLE
4000
0
0
NETFLIX INC
COM
64110L106
355
1300
PRN
Put
SOLE
1300
0
0
NEXSTAR MEDIA GROUP
ORDINARY SHARES
65336K103
10
100
PRN
Call
SOLE
100
0
0
NEXTERA ENERGY INC
ORDINARY SHARES
65339F101
96
400
PRN
Put
SOLE
400
0
0
NIKE INC
ORDINARY SHARES
654106103
3254
38200
PRN
Put
SOLE
38200
0
0
NORFOLK SOUTHERN COR
ORDINARY SHARES
655844108
98
700
PRN
Put
SOLE
700
0
0
NORTHROP GRUMMAN COR
ORDINARY SHARES
666807102
1544
4900
PRN
Put
SOLE
4900
0
0
NVIDIA CORP
ORDINARY SHARES
67066G104
66
200
PRN
Put
SOLE
200
0
0
OGE ENERGY CORP
ORDINARY SHARES
670837103
62
2500
PRN
Put
SOLE
2500
0
0
OKTA INC
ORDINARY SHARES
679295105
112
700
PRN
Put
SOLE
700
0
0
ORACLE CORP
ORDINARY SHARES
68389X105
365
6000
PRN
Call
SOLE
6000
0
0
ORACLE CORP
ORDINARY SHARES
68389X105
360
9000
PRN
Put
SOLE
9000
0
0
PAYPAL HOLDINGS INC
ORDINARY SHARES
70450Y103
3613
24600
PRN
Put
SOLE
24600
0
0
PG&E CORP
ORDINARY SHARES
69331C108
8
500
PRN
Call
SOLE
500
0
0
PHILIP MORRIS INTERN
ORDINARY SHARES
718172109
454
7900
PRN
Put
SOLE
7900
0
0
PROCTER & GAMBLE CO
ORDINARY SHARES
742718109
2000
19100
PRN
Put
SOLE
19100
0
0
PROLOGIS INC
ORDINARY SHARES
74340W103
1757
23500
PRN
Put
SOLE
23500
0
0
PRUDENTIAL FINL INC
COM
744320102
165
2000
PRN
Call
SOLE
2000
0
0
PRUDENTIAL FINL INC
COM
744320102
1140
16800
PRN
Put
SOLE
16800
0
0
PUBLIC SERVICE ENTER
ORDINARY SHARES
744573106
80
2000
PRN
Put
SOLE
2000
0
0
QUALCOMM INC
ORDINARY SHARES
747525103
202
3000
PRN
Put
SOLE
3000
0
0
ROYAL BANK OF CANADA
ORDINARY SHARES
780087102
748
13600
PRN
Put
SOLE
13600
0
0
ROYAL DUTCH SHELL PLC
ADR
780259206
176
4700
PRN
Call
SOLE
4700
0
0
ROYAL GOLD INC
ORDINARY SHARES
780287108
171
1800
PRN
Put
SOLE
1800
0
0
RUSSELL 2000 INDEX
INDEX
124835109
6785
3700
PRN
Call
SOLE
3700
0
0
RUSSELL 2000 INDEX
INDEX
124835109
5986
4100
PRN
Put
SOLE
4100
0
0
S&P GLOBAL INC
ORDINARY SHARES
78409V104
1495
6500
PRN
Put
SOLE
6500
0
0
SALESFORCE COM INC
ORDINARY SHARES
79466L302
28
200
PRN
Put
SOLE
200
0
0
SBA COMMUNICATIONS C
ORDINARY SHARES
78410G104
370
1500
PRN
Put
SOLE
1500
0
0
SEAGATE TECHNOLOGY P
ORDINARY SHARES
G7945M107
180
4000
PRN
Put
SOLE
4000
0
0
SEMPRA ENERGY
ORDINARY SHARES
816851109
98
700
PRN
Call
SOLE
700
0
0
SEMPRA ENERGY
ORDINARY SHARES
816851109
96
800
PRN
Put
SOLE
800
0
0
SERVICENOW INC
ORDINARY SHARES
81762P102
956
3700
PRN
Put
SOLE
3700
0
0
SHERWIN-WILLIAMS CO
ORDINARY SHARES
824348106
1165
2400
PRN
Put
SOLE
2400
0
0
SKYWORKS SOLUTIONS
ORDINARY SHARES
83088M102
509
5500
PRN
Put
SOLE
5500
0
0
SNAP INC
ORDINARY SHARES
83304A106
25
2500
PRN
Put
SOLE
2500
0
0
SOUTHERN COMPANY
ORDINARY SHARES
842587107
100
2000
PRN
Put
SOLE
2000
0
0
SP PLUS CORP
ORDINARY SHARES
78469C103
360
21100
PRN
Put
SOLE
21100
0
0
SSGA ACTIVE TRUST
SPDR EURO STOXX
78463X202
56
1400
PRN
Call
SOLE
1400
0
0
SSGA ACTIVE TRUST
SSGA SPDR S&P 5
78462F103
30351
81900
PRN
Call
SOLE
81900
0
0
SSGA ACTIVE TRUST
SSGA HEALTH CAR
81369Y209
55
500
PRN
Call
SOLE
500
0
0
SSGA ACTIVE TRUST
SSGA SPDR S&P 5
78462F103
154980
536100
PRN
Put
SOLE
536100
0
0
SSGA ACTIVE TRUST
SSGA TECHNOLOGY
81369Y803
368
4900
PRN
Put
SOLE
4900
0
0
SSGA ACTIVE TRUST
SSGA HEALTH CAR
81369Y209
141
1600
PRN
Put
SOLE
1600
0
0
STARBUCKS CORP
ORDINARY SHARES
855244109
11445
181000
PRN
Put
SOLE
181000
0
0
STEPAN CO
ORDINARY SHARES
858586100
672
7900
PRN
Put
SOLE
7900
0
0
STRYKER CORP
COM
863667101
78
500
PRN
Put
SOLE
500
0
0
TELEFLEX INCORPORATE
ORDINARY SHARES
879369106
156
600
PRN
Put
SOLE
600
0
0
TESLA INC
ORDINARY SHARES
88160R101
50
100
PRN
Call
SOLE
100
0
0
TESLA INC
ORDINARY SHARES
88160R101
628
2500
PRN
Put
SOLE
2500
0
0
TEXAS INSTRUMENTS IN
ORDINARY SHARES
882508104
622
6300
PRN
Put
SOLE
6300
0
0
TEXTRON INC
ORDINARY SHARES
883203101
368
10200
PRN
Put
SOLE
10200
0
0
TJX COMPANIES INC
ORDINARY SHARES
872540109
437
10200
PRN
Put
SOLE
10200
0
0
TORONTO DOMINION BAN
ORDINARY SHARES
891160509
718
20500
PRN
Put
SOLE
20500
0
0
TWITTER INC
ORDINARY SHARES
90184L102
8
200
PRN
Call
SOLE
200
0
0
UNITEDHEALTH GROUP I
ORDINARY SHARES
91324P102
3465
16900
PRN
Put
SOLE
16900
0
0
VANECK VECTORS ETF T
VANECK VECTORS
92189F676
4976
28600
PRN
Call
SOLE
28600
0
0
VERISIGN INC
COM
92343E102
1581
9300
PRN
Put
SOLE
9300
0
0
VERIZON COMMUNICATIO
ORDINARY SHARES
92343V104
233
4600
PRN
Put
SOLE
4600
0
0
VISA INC
ORDINARY SHARES
92826C839
1800
11400
PRN
Put
SOLE
11400
0
0
W W GRAINGER INC
ORDINARY SHARES
384802104
2302
9200
PRN
Put
SOLE
9200
0
0
WALGREENS BOOTS ALLI
COM
931427108
310
10000
PRN
Put
SOLE
10000
0
0
WALMART INC
ORDINARY SHARES
931142103
60
600
PRN
Put
SOLE
600
0
0
WASTE MANAGEMENT IN
ORDINARY SHARES
94106L109
98
1000
PRN
Put
SOLE
1000
0
0
WEC ENERGY GROUP INC
COM
92939U106
74
700
PRN
Call
SOLE
700
0
0
WEC ENERGY GROUP INC
COM
92939U106
697
8200
PRN
Put
SOLE
8200
0
0
WELLS FARGO & CO
ORDINARY SHARES
949746101
543
15500
PRN
Call
SOLE
15500
0
0
WESTERN DIGITAL CORP
ORDINARY SHARES
958102105
75
2000
PRN
Put
SOLE
2000
0
0
WORLD WRESTLING ENTE
ORDINARY SHARES
98156Q108
1245
24900
PRN
Put
SOLE
24900
0
0
ZIMMER BIOMET HOLDIN
ORDINARY SHARES
98956P102
55
500
PRN
Put
SOLE
500
0
0
ZIONS BANCORPORATION
ORDINARY SHARES
989701107
18
500
PRN
Call
SOLE
500
0
0