0001703301-20-000001.txt : 20200117
0001703301-20-000001.hdr.sgml : 20200117
20200117111432
ACCESSION NUMBER: 0001703301-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
EFFECTIVENESS DATE: 20200117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SpiderRock Advisors, LLC
CENTRAL INDEX KEY: 0001703301
IRS NUMBER: 461932846
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18017
FILM NUMBER: 20532668
BUSINESS ADDRESS:
STREET 1: 300 S. RIVERSIDE PLAZA
STREET 2: SUITE 2350
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 256-9663
MAIL ADDRESS:
STREET 1: 300 S. RIVERSIDE PLAZA
STREET 2: SUITE 2350
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: SpiderRock Advisors LLC
DATE OF NAME CHANGE: 20170420
FORMER COMPANY:
FORMER CONFORMED NAME: Spiderrock Advisors LLC
DATE OF NAME CHANGE: 20170410
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001703301
XXXXXXXX
12-31-2019
12-31-2019
SpiderRock Advisors, LLC
300 S. RIVERSIDE PLAZA
SUITE 2350
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-18017
N
Bruce Mumford
Chief Compliance Officer
3122828049
Bruce Mumford
Chicago
IL
01-17-2020
0
118
6707
false
INFORMATION TABLE
2
form2019Q4.xml
Q4 2019 REPORT
AGILENT TECHNOLOGIES
COM
00846U101
1
2900
PRN
Put
SOLE
2900
0
0
APPLE INC
COM
037833100
260
66000
PRN
Put
SOLE
66000
0
0
ABBVIE INC
COM
00287Y109
65
24800
PRN
Put
SOLE
24800
0
0
ABBOTT LABS
COM
002824100
14
6600
PRN
Put
SOLE
6600
0
0
ACCENTURE PLC IRELAN
SHS CLASS A
G1151C101
35
18600
PRN
Put
SOLE
18600
0
0
ANALOG DEVICES INC
COM
032654105
3
7600
PRN
Put
SOLE
7600
0
0
AFLAC INC
COM
001055102
1
2000
PRN
Put
SOLE
2000
0
0
AMCOR PLC
ORDINARY SHARES
G0250X107
0
47700
PRN
Put
SOLE
47700
0
0
ADVANCED MICRO DEVIC
COM
007903107
3
3000
PRN
Put
SOLE
3000
0
0
AMGEN INC
COM
031162100
2
3600
PRN
Put
SOLE
3600
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
10
55100
PRN
Put
SOLE
55100
0
0
AMAZON COM INC
COM
023135106
36
1200
PRN
Put
SOLE
1200
0
0
ANTHEM INC
COM
036752103
1
400
PRN
Put
SOLE
400
0
0
AON PLC
SHS CL A
G0408V102
71
63700
PRN
Put
SOLE
63700
0
0
AEROVIRONMENT INC
COM
008073108
1
3100
PRN
Put
SOLE
3100
0
0
ACUITY BRANDS INC
ORDINARY SHARES
00508Y102
9
1500
PRN
Put
SOLE
1500
0
0
BANK AMER CORP
COM
060505104
0
14500
PRN
Put
SOLE
14500
0
0
FRANKLIN RES INC
COM
354613101
0
12000
PRN
Call
SOLE
12000
0
0
TOPBUILD CORP
ORDINARY SHARES
89055F103
1
5500
PRN
Put
SOLE
5500
0
0
BIOMARIN PHARMACEUTI
COM
09061G101
12
9600
PRN
Put
SOLE
9600
0
0
COCA COLA EUROPEAN P
SHS
G25839104
31
50200
PRN
Put
SOLE
50200
0
0
CINCINNATI FINL CORP
COM
172062101
2
1500
PRN
Put
SOLE
1500
0
0
COLGATE PALMOLIVE CO
COM
194162103
3
4600
PRN
Put
SOLE
4600
0
0
CLOROX CO DEL
COM
189054109
166
46200
PRN
Put
SOLE
46200
0
0
CME GROUP INC
ORDINARY SHARES
12572Q105
121
32800
PRN
Put
SOLE
32800
0
0
CABOT OIL & GAS CORP
COM
127097103
1
55200
PRN
Call
SOLE
55200
0
0
SALESFORCE COM INC
COM
79466L302
3
500
PRN
Put
SOLE
500
0
0
CSX CORP
COM
126408103
11
4200
PRN
Put
SOLE
4200
0
0
DELTA AIR LINES INC
COM NEW
247361702
8
4400
PRN
Put
SOLE
4400
0
0
DIGITAL RLTY TR INC
COM
253868103
3
1800
PRN
Put
SOLE
1800
0
0
DOW INC
ORDINARY SHARES
260557103
12
4600
PRN
Put
SOLE
4600
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
2
800
PRN
Put
SOLE
800
0
0
EBAY INC
COM
278642103
29
13100
PRN
Put
SOLE
13100
0
0
ISHARES TR
MSCI EMG MKT ET
464287234
28
10800
PRN
Call
SOLE
10800
0
0
ISHARES TR
MSCI EAFE ETF
464287465
0
86200
PRN
Call
SOLE
86200
0
0
DIAMONDBACK ENERGY I
COM
25278X109
22
4600
PRN
Put
SOLE
4600
0
0
DIREXION SHS ETF TR
DLY FIN BULL NE
25459Y694
13
5500
PRN
Put
SOLE
5500
0
0
FACEBOOK INC
ORDINARY SHARES
30303M102
28
7000
PRN
Put
SOLE
7000
0
0
FEDEX CORP
COM
31428X106
7
1000
PRN
Put
SOLE
1000
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
4
1400
PRN
Call
SOLE
1400
0
0
RYDEX INVESTMENTS
INVESCO CURRENC
46138M109
172
70200
PRN
Call
SOLE
70200
0
0
GENERAL ELECTRIC CO.
ORDINARY SHARES
369604103
4
392100
PRN
Put
SOLE
392100
0
0
GILEAD SCIENCES INC
COM
375558103
2
800
PRN
Put
SOLE
800
0
0
GLOBAL PMTS INC
COM
37940X102
9
1000
PRN
Put
SOLE
1000
0
0
GROUPON INC
COM
399473107
144
758000
PRN
Put
SOLE
758000
0
0
W.W. GRAINGER INC.
ORDINARY SHARES
384802104
89
9200
PRN
Put
SOLE
9200
0
0
HOME DEPOT INC
COM
437076102
12
5000
PRN
Put
SOLE
5000
0
0
INTEL CORP
COM
458140100
2
1900
PRN
Put
SOLE
1900
0
0
ISHARES TR
RUSSELL 2000 ET
464287655
218
17700
PRN
Call
SOLE
17700
0
0
JOHNSON & JOHNSON
COM
478160104
2
5500
PRN
Put
SOLE
5500
0
0
JPMORGAN CHASE & CO
COM
46625H100
29
15700
PRN
Put
SOLE
15700
0
0
KEYSIGHT TECHNOLOGIE
COM
49338L103
7
3100
PRN
Put
SOLE
3100
0
0
KIMBERLY-CLARK CORP.
ORDINARY SHARES
494368103
3
1000
PRN
Put
SOLE
1000
0
0
COCA-COLA CO
ORDINARY SHARES
191216100
10
77000
PRN
Put
SOLE
77000
0
0
L3HARRIS TECHNOLOGIE
ORDINARY SHARES
502431109
12
1500
PRN
Put
SOLE
1500
0
0
Linde plc
COM
G5494J103
1
200
PRN
Put
SOLE
200
0
0
LILLY ELI & CO
COM
532457108
4
14700
PRN
Put
SOLE
14700
0
0
LOCKHEED MARTIN CORP
ORDINARY SHARES
539830109
15
1400
PRN
Put
SOLE
1400
0
0
LOWES COS INC
COM
548661107
90
30100
PRN
Put
SOLE
30100
0
0
LAM RESEARCH CORP
COM
512807108
19
4000
PRN
Put
SOLE
4000
0
0
MASTERCARD INCORPORA
CL A
57636Q104
8
3000
PRN
Put
SOLE
3000
0
0
MASCO CORP.
ORDINARY SHARES
574599106
8
50100
PRN
Put
SOLE
50100
0
0
MASIMO CORP
COM
574795100
11
6000
PRN
Put
SOLE
6000
0
0
MONGODB INC
CL A
60937P106
17
2000
PRN
Put
SOLE
2000
0
0
MONDELEZ INTERNATION
ORDINARY SHARES
609207105
3
6600
PRN
Put
SOLE
6600
0
0
3M CO
COM
88579Y101
23
8200
PRN
Put
SOLE
8200
0
0
ALTRIA GROUP INC
COM
02209S103
27
57900
PRN
Put
SOLE
57900
0
0
MERCK & CO INC
COM
58933Y105
1
400
PRN
Put
SOLE
400
0
0
MICROSOFT CORP
COM
594918104
161
45400
PRN
Put
SOLE
45400
0
0
NETFLIX INC
COM
64110L106
41
2900
PRN
Put
SOLE
2900
0
0
SERVICENOW INC
COM
81762P102
30
3700
PRN
Put
SOLE
3700
0
0
NORFOLK SOUTHERN COR
COM
655844108
6
1800
PRN
Put
SOLE
1800
0
0
NVIDIA CORP
COM
67066G104
3
300
PRN
Put
SOLE
300
0
0
PAYCHEX INC.
ORDINARY SHARES
704326107
1
22700
PRN
Put
SOLE
22700
0
0
PROCTER & GAMBLE CO.
ORDINARY SHARES
742718109
25
29800
PRN
Put
SOLE
29800
0
0
PROLOGIS INC
COM
74340W103
52
23500
PRN
Put
SOLE
23500
0
0
PHILIP MORRIS INTL I
COM
718172109
4
9000
PRN
Put
SOLE
9000
0
0
PRUDENTIAL FINL INC
COM
744320102
44
12300
PRN
Put
SOLE
12300
0
0
PAYPAL HLDGS INC
COM
70450Y103
119
40800
PRN
Put
SOLE
40800
0
0
QUALCOMM INC
COM
747525103
10
3000
PRN
Put
SOLE
3000
0
0
INVESCO CAPITAL MANA
INVESCO QQQ TRU
46090E103
14
7100
PRN
Put
SOLE
7100
0
0
RED LION HOTELS CORP
COM
756764106
1
11700
PRN
Call
SOLE
11700
0
0
RAYTHEON CO
COM NEW
755111507
1
11800
PRN
Put
SOLE
11800
0
0
ROYAL BANK OF CANADA
ORDINARY SHARES
780087102
5
12900
PRN
Put
SOLE
12900
0
0
SBA COMMUNICATIONS C
CL A
78410G104
9
2900
PRN
Put
SOLE
2900
0
0
STARBUCKS CORP.
ORDINARY SHARES
855244109
53
242600
PRN
Put
SOLE
242600
0
0
SHERWIN-WILLIAMS CO.
ORDINARY SHARES
824348106
14
2000
PRN
Put
SOLE
2000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
16
15000
PRN
Call
SOLE
15000
0
0
VANECK VECTORS ETF T
VANECK VECTORS
92189F676
187
56800
PRN
Call
SOLE
56800
0
0
SNAP INC
ORDINARY SHARES
83304A106
2
2500
PRN
Put
SOLE
2500
0
0
SOUTHERN CO
COM
842587107
1
1000
PRN
Put
SOLE
1000
0
0
SP PLUS CORP
ORDINARY SHARES
78469C103
1
24100
PRN
Put
SOLE
24100
0
0
S&P GLOBAL INC
ORDINARY SHARES
78409V104
57
6500
PRN
Put
SOLE
6500
0
0
CBOE S&P 500 INDEX
S&P 500
648815108
46
6400
PRN
Call
SOLE
6400
0
0
CBOE S&P 500 INDEX
S&P 500
648815108
1201
30000
PRN
Put
SOLE
30000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
85
2900
PRN
Call
SOLE
2900
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1990
270200
PRN
Put
SOLE
270200
0
0
SEMPRA ENERGY
COM
816851109
2
800
PRN
Put
SOLE
800
0
0
SEAGATE TECHNOLOGY P
SHS
G7945M107
6
2000
PRN
Put
SOLE
2000
0
0
TELEFLEX INC
COM
879369106
4
600
PRN
Put
SOLE
600
0
0
TEXAS INSTRS INC
COM
882508104
11
14000
PRN
Put
SOLE
14000
0
0
TEXTRON INC.
ORDINARY SHARES
883203101
27
8200
PRN
Put
SOLE
8200
0
0
UBER TECHNOLOGIES IN
ORDINARY SHARES
90353T100
26
7000
PRN
Call
SOLE
7000
0
0
UNITEDHEALTH GROUP I
COM
91324P102
87
17500
PRN
Put
SOLE
17500
0
0
UNITED PARCEL SERVIC
ORDINARY SHARES
911312106
36
26000
PRN
Put
SOLE
26000
0
0
VISA INC
COM CL A
92826C839
42
6600
PRN
Put
SOLE
6600
0
0
VERISIGN INC
COM
92343E102
9
9300
PRN
Put
SOLE
9300
0
0
WALGREENS BOOTS ALLI
COM
931427108
5
10000
PRN
Put
SOLE
10000
0
0
WORKDAY INC
CL A
98138H101
24
1600
PRN
Put
SOLE
1600
0
0
WESTERN DIGITAL CORP
COM
958102105
3
2000
PRN
Put
SOLE
2000
0
0
WASTE MGMT INC DEL
COM
94106L109
3
1000
PRN
Put
SOLE
1000
0
0
WORLD WRESTLING ENTM
CL A
98156Q108
99
24900
PRN
Put
SOLE
24900
0
0
SELECT SECTOR SPDR T
TECHNOLOGY
81369Y803
11
2000
PRN
Call
SOLE
2000
0
0
SELECT SECTOR SPDR T
SBI HEALTHCARE
81369Y209
5
1600
PRN
Put
SOLE
1600
0
0
SELECT SECTOR SPDR T
SBI CONS DISCR
81369Y407
4
1000
PRN
Call
SOLE
1000
0
0
EXXON MOBIL CORP
COM
30231G102
160
94700
PRN
Put
SOLE
94700
0
0
CBOE MINI SPX INDEX
NEW XSP PM
12505Q107
2
2400
PRN
Put
SOLE
2400
0
0
ZIMMER BIOMET HLDGS
COM
98956P102
1
500
PRN
Put
SOLE
500
0
0