0001796252-21-000001.txt : 20210727 0001796252-21-000001.hdr.sgml : 20210727 20210727140600 ACCESSION NUMBER: 0001796252-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCulloch Benjamin CENTRAL INDEX KEY: 0001796252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23247 FILM NUMBER: 211117438 MAIL ADDRESS: STREET 1: 321 NORTH CLARK STREET STREET 2: SUITE 2430 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust CENTRAL INDEX KEY: 0001703079 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 374-6930 MAIL ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust DATE OF NAME CHANGE: 20170714 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust DATE OF NAME CHANGE: 20170406 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-07-27 0 0001703079 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT 0001796252 McCulloch Benjamin 321 NORTH CLARK STREET SUITE 2430 CHICAGO IL 60654 0 1 0 0 Secretary & CLO Common Shares of Beneficial Interest 2021-07-27 4 P 0 100 8.6663 A 400 D Common Shares of Beneficial Interest 2021-07-27 4 P 0 188 8.665 A 588 D Common Shares of Beneficial Interest 643.6395 D Includes 55.6395 shares acquired under the XFLT dividend reinvestment plan. Includes 55.6395 shares acquired under the XFLT dividend reinvestment plan. Benjamin McCulloch 2021-07-27