X0404 N-CEN LIVE 0001703079 XXXXXXXX 811-23247 false false false N-2 XAI Octagon Floating Rate & Alternative Income Term Trust 811-23247 0001703079 549300XT617P63BLW552 321 North Clark Street Suite 2430 Chicago 60654 US-IL US 312-374-6930 DST Systems, Inc. 430 W. 7th Street Kansas City 64105 (816) 435-1000 " The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder " XAI Investments LLC 321 North Clark Street, Suite 2430 Chicago 60654 888-903-3358 " The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder " ALPS Fund Services, Inc 1290 Broadway, Suite 1100 Denver 80203 1-303-623-2577 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York 10177 (212) 400-8400 " The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder " U.S. Bank, N.A. 1555 N. River Center Drive Milwaukee 53212 (800) 872-2657 " The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder " N N N N-2 Y Philip Franklin N/A N Scott Jones N/A N Gregory Dingens 002279672 N Theodore Brombach 001295389 Y Danielle Cupps N/A N Ted Uhl N/A 1290 Broadway Suite 1000 Denver 80203 XXXXXX N N N N N N UBS 8-21901 000000583 N/A N National Securities Corporation 8-00164 000007569 N/A N Foreside Fund Services LLC 8-51293 000046106 N/A N Ladenburg Thalmann & Co. Inc. 8-17230 000025027 N/A N Riley Securities, Inc. 8-41426 000025027 N/A N N COHEN & CO., LTD. 925 N/A N N N N N XAI Octagon Floating Rate & Alternative Income Term Trust 549300XT617P63BLW552 N 0 N/A N N Y N N/A 0 0 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N Y N XA Investments LLC 801-11065-3 000284005 N/A N Octagon Credit Investors, LLC 801-71998 000155336 N/A N N DST Systems, Inc. 84-00448 N/A N N N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 N N U.S. BANK, N.A. N/A N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N XA Investments LLC 801-11065-3 SEC File Number Y N N SS&C ALPS Fund Services, Inc. 84-05730 N N N XMS Capital Partners, LLC 008-67502 000142871 N/A 0 0 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 9678475 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 11165848 JPMORGAN DISTRIBUTION SERVICES, INC. 008-52700 000104234 N/A 81736600 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 26740857 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 15842495 MORGAN STANLEY 008-68191 000149777 IGJSJL3JD5P30I6NJZ34 29901898 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 15847588 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 27132102 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 20646130 CITICORP SECURITIES SERVICES, INC. 008-32177 000015387 549300N0SOX9OZVKG341 26481604 289038469 N 240285955 Common stock Common Preferred stock 6.00% Series 2029 Convertible Preferred Shares Preferred stock 6.50% Series 2026 Term Preferred Shares N Common stock Preferred stock N N N N 2.99 6.69 5.94 6.39 true true true