0001718219-25-000001.txt : 20250113 0001718219-25-000001.hdr.sgml : 20250113 20250113134258 ACCESSION NUMBER: 0001718219-25-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241218 FILED AS OF DATE: 20250113 DATE AS OF CHANGE: 20250113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flynn Kimberly Ann CENTRAL INDEX KEY: 0001718219 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23247 FILM NUMBER: 25525797 MAIL ADDRESS: STREET 1: C/O XA INVESTMENTS STREET 2: 321 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Trust CENTRAL INDEX KEY: 0001703079 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 374-6930 MAIL ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust DATE OF NAME CHANGE: 20170901 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust DATE OF NAME CHANGE: 20170714 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust DATE OF NAME CHANGE: 20170406 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-12-18 0 0001703079 XAI Octagon Floating Rate & Alternative Income Trust XFLT 0001718219 Flynn Kimberly Ann C/O XA INVESTMENTS 321 N. CLARK STREET CHICAGO IL 60054 0 1 0 0 Vice President 0 Common Shares of Beneficial Ownership 2024-12-18 2024-12-18 4 J 0 3004 0 A 43204 D Shares were transferred to Ms. Flynn pursuant to a compensatory award from XMS Holdings LLC. /s/ Kimberly Ann Flynn 2025-01-13