0001718218-20-000003.txt : 20200318
0001718218-20-000003.hdr.sgml : 20200318
20200318120906
ACCESSION NUMBER: 0001718218-20-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200318
FILED AS OF DATE: 20200318
DATE AS OF CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brombach Theodore J
CENTRAL INDEX KEY: 0001718218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 20723688
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-03-18
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718218
Brombach Theodore J
321 N. CLARK STREET
CHICAGO
IL
60054
0
1
0
0
President & CEO
Common Shares of Beneficial Interest
2020-03-18
4
P
0
1000
4.52
A
420376
D
Common Shares of Beneficial Interest
2020-03-18
4
P
0
1000
4.48
A
421376
D
Common Shares of Beneficial Interest
10205
I
XA Investments LLC
Theodore J Brombach
2020-03-18