0001718133-21-000001.txt : 20210721
0001718133-21-000001.hdr.sgml : 20210721
20210721163057
ACCESSION NUMBER: 0001718133-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210721
FILED AS OF DATE: 20210721
DATE AS OF CHANGE: 20210721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spence John Yogi
CENTRAL INDEX KEY: 0001718133
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 211104815
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-07-21
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718133
Spence John Yogi
321 N. CLARK STREET
CHICAGO
IL
60054
0
0
0
1
Adviser Personnel
Common Shares of Beneficial Interest
2021-07-21
4
P
0
127
8.4946
A
457597.492
D
Common Shares of Beneficial Interest
2021-07-21
4
P
0
600
8.495
A
458197.492
D
Common Shares of Beneficial Interest
2021-07-21
4
P
0
1500
8.5
A
459697.492
D
Common Shares of Beneficial Interest
2021-07-21
4
P
0
2873
8.5
A
462570.492
D
Common Shares of Beneficial Interest
2021-07-21
4
P
0
4400
8.5
A
466970.492
D
Common Shares of Beneficial Interest
474222.534
D
Common Shares of Beneficial Interest
2021-07-21
4
P
0
500
8.5
A
500
I
By Spouse
Common Shares of Beneficial Interest
10205
I
XA Investments LLC
Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan
Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan
John Yogi Spence
2021-07-21