0001718133-24-000007.txt : 20241220 0001718133-24-000007.hdr.sgml : 20241220 20241220145241 ACCESSION NUMBER: 0001718133-24-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241219 FILED AS OF DATE: 20241220 DATE AS OF CHANGE: 20241220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spence John Yogi CENTRAL INDEX KEY: 0001718133 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23247 FILM NUMBER: 241567458 MAIL ADDRESS: STREET 1: 321 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Trust CENTRAL INDEX KEY: 0001703079 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 374-6930 MAIL ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust DATE OF NAME CHANGE: 20170901 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust DATE OF NAME CHANGE: 20170714 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust DATE OF NAME CHANGE: 20170406 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-12-19 0 0001703079 XAI Octagon Floating Rate & Alternative Income Trust XFLT 0001718133 Spence John Yogi 321 N. CLARK STREET CHICAGO IL 60054 0 0 0 1 Adviser Personnel 0 Common Shares of Beneficial Ownership 2024-12-19 2024-12-19 4 P 0 2000 6.5 A 546806.094 D Common Shares of Beneficial Ownership 782.051 I Spouse Common Shares of Beneficial Ownership 26477.041 I XMS Holdings LLC Common Shares of Beneficial Ownership 10250 I XA Investments LLC Includes 28.925 shares acquired through the XFLT Dividend Reinvestment Plan. Includes 979.28 shares acquired through the XFLT Dividend Reinvestment Plan. /s/John Yogi Spence 2024-12-20