0001707261-18-000001.txt : 20181106
0001707261-18-000001.hdr.sgml : 20181106
20181106134522
ACCESSION NUMBER: 0001707261-18-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181025
FILED AS OF DATE: 20181106
DATE AS OF CHANGE: 20181106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dingens Gregory
CENTRAL INDEX KEY: 0001707261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 181162449
MAIL ADDRESS:
STREET 1: 1290 BROADWAY SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-10-25
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001707261
Dingens Gregory
C/O XA INVESTMENTS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
2018-10-25
4
P
0
2000
9.449
A
27000
D
/s/ Gregory Dingens
2018-11-06