EX-FILING FEES 3 fp0092057-1_ex9925s.htm

Exhibit (s)

 

Calculation of Filing Fee Tables

 

FORM N-2

(Form Type)

 

XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

    Security
Type		     Security
Class
Title		     Fee
Calculation
or Carry
Forward
Rule		     Amount
Registered		     Proposed
Maximum
Offering
Price Per
Unit		     Maximum
Aggregate
Offering Price		     Fee
Rate		     Amount of
Registration
Fee		   Carry
Forward
Form
Type		   Carry
Forward
File
Number		   Carry
Forward
Initial
effective
date		     Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward		  
Newly Registered Securities  
Fees to be Paid   Equity     Common Shares(3)     Rule 457(o)                 (1)                              
Fees to be Paid   Equity     Preferred Shares(3)     Rule 457(o)                 (1)                                
Fees to be Paid   Other     Subscription Rights(4)     Rule 457(o)                 (1)                                
Fees to be Paid   Other     Unallocated (Universal) Shelf     Rule 457(o)                 $300,000,000(1)(5)     0.00015310     $45,930.00                    
Fees Previously Paid   N/A     N/A     N/A     N/A     N/A     N/A     N/A     N/A                    
   
Carry Forward Securities  
Carry Forward Securities   Equity     Common Shares(3)     Rule 415(a)(6)                 (2)               N-2   333-261521   January 24, 2022     (1)  
Carry Forward Securities   Equity     Preferred Shares(3)     Rule 415(a)(6)                 (2)               N-2   333-261521   January 24, 2022     (1)  
Carry Forward Securities   Other     Subscription Rights(4)     Rule 415(a)(6)                 (2)               N-2   333-261521   January 24, 2022     (1)  
Carry Forward Securities   Other     Unallocated (Universal) Shelf     Rule 415(a)(6)                 $77,000,000(2)(5)               N-2   333-261521   January 24, 2022     $27,810  
Total Offering Amounts           $377,000,000           --                        
Total Fees Previously Paid                       --                        
Total Fee Offsets                       --                        
Net Fee Due                       $45,930.00                        

 

(1)There is being registered hereunder an indeterminate number of common shares and preferred shares as may be sold, from time to time. Amount estimated pursuant to Rule 457(o) under the Securities Act of 1933, solely for the purpose of determining the registration fee.

(2)Included as part of Unallocated (Universal) Shelf. Pursuant to Rule 415(a)(6) under the Securities Act of 1933, the Registrant is carrying forward $77,000,000 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement on Form N-2 (File No. 333-261251) initially filed on December 7, 2021, as amended on January 21, 2022, declared effective on January 24, 2024 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $27,810 relating to the securities registered on the Prior Registration Statement. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.

(3)There is being registered hereunder an indeterminate number of common shares and preferred shares as may be sold, from time to time.

(4)There is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common shares and/or preferred shares.