EX-99.906 CERT 4 fp0048366_ex99906cert.htm

 

Ex-99.906CERT

 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18  U.S.C. § 1350, and accompanies the report on Form N-CSR for the period ended September 30, 2019 of XAI Octagon Floating Rate & Alternative Income Term Trust (the “Company”).

 

I, Theodore J. Brombach, the President and Principal Executive Officer of the Company, certify that:

 

(i)the report on Form N-CSR fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

(ii)the information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: December 6, 2019   /s/ Theodore J. Brombach  
      Theodore J. Brombach  
      President and Chief Executive Officer  
      (principal executive officer)  

 

 

 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350, and accompanies the report on Form N-CSR for the period ended September 30, 2019 of XAI Octagon Floating Rate & Alternative Income Term Trust (the “Company”).

 

I, John “Yogi” Spence, the Treasurer and Principal Financial Officer of the Company, certify that:

 

(i)the report on Form N-CSR fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

(ii)the information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: December 6, 2019   /s/ John “Yogi” Spence  
      John “Yogi” Spence  
      Treasurer and Chief Financial Officer  
      (principal financial officer)