EX-99.906 CERT 4 fp0029504_ex99906cert.htm
 
EX-99.906CERT
 
This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18  U.S.C. § 1350, and accompanies the report on Form N-CSR for the period ended September 30, 2017 of XAI Octagon Floating Rate & Alternative Income Term Trust (the “Company”).
 
I, Theodore J. Brombach, the President and Principal Executive Officer of the Company, certify that:
 
(i)
the report on Form N-CSR fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and
(ii)
the information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Company.
Date:
December 7, 2017
/s/ Theodore J. Brombach
 
   
Theodore J. Brombach
 
   
President and Principal Executive Officer
 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350, and accompanies the report on Form N-CSR for the period ended September 30, 2017 of XAI Octagon Floating Rate & Alternative Income Term Trust (the “Company”).
 
I, John “Yogi” Spence, the Treasurer and Principal Financial Officer of the Company, certify that:
 
(i)
the report on Form N-CSR fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and
(ii)
the information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Company.
Date:
December 7, 2017
/s/ John “Yogi” Spence
 
   
John “Yogi” Spence
 
   
Treasurer and Principal Financial Officer