0001209191-23-058452.txt : 20231213
0001209191-23-058452.hdr.sgml : 20231213
20231213125853
ACCESSION NUMBER: 0001209191-23-058452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231211
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Flynn Kimberly Ann
CENTRAL INDEX KEY: 0001718219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 231483524
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-11
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718219
Flynn Kimberly Ann
321 NORTH CLARK STREET
SUITE 2430
CHICAGO
IL
60654
0
1
0
0
Vice President
0
Common Shares of Beneficial Interest
2023-12-11
4
J
0
2400
0.00
A
40200
D
Shares were transferred to Ms. Flynn pursuant to a compensatory award from XMS Holdings LLC.
/s/ Kimberly Ann Flynn
2023-12-13