0001415889-21-004256.txt : 20210903 0001415889-21-004256.hdr.sgml : 20210903 20210903203019 ACCESSION NUMBER: 0001415889-21-004256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS P CENTRAL INDEX KEY: 0001167176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38750 FILM NUMBER: 211238031 MAIL ADDRESS: STREET 1: 7860 EAST MCCLAIN DRIVE SUITE E CITY: SCOTTSDALE STATE: AZ ZIP: 85260-1627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WRAP TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001702924 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 980551945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1817 W 4TH STREET CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 800-583-2652 MAIL ADDRESS: STREET 1: 1817 W 4TH STREET CITY: TEMPE STATE: AZ ZIP: 85281 4 1 form4-09032021_080901.xml X0306 4 2021-09-01 0001702924 WRAP TECHNOLOGIES, INC. WRAP 0001167176 SMITH THOMAS P C/O WRAP TECHNOLOGIES, INC. 1817 W 4TH STREET TEMPE AZ 85281 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2021-09-01 4 M 0 19951 4.26 A 19951 D Common Stock 2021-09-01 4 S 0 19951 7.33 D 0 D Common Stock 2021-09-02 4 M 0 32084 4.26 A 32084 D Common Stock 2021-09-02 4 S 0 32084 7.14 D 0 D Stock Options 4.26 2021-09-01 4 M 0 19951 0 D 2030-04-01 Common Stock 19951 90242 D Stock Options 4.26 2021-09-02 4 M 0 32084 0 D 2030-04-01 Common Stock 32084 58158 D Stock Options 5.41 2024-03-18 Common Stock 1000000 1000000 D Stock Options 5.22 2031-03-08 Common Stock 400000 400000 D This transaction was executed in multiple sales prices ranging from $7.25 to $7.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple sales prices ranging from $7.06 to $7.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transactions were effected. 33% of the Stock Option grant for 110,193 shares vested on April 1, 2021, the one-year anniversary of the grant date, with the balance vesting monthly over 24 months thereafter. All options will be fully vested as of April 1, 2023, subject to continued service and the terms of the grant and the 2017 Stock Incentive Plan. 33% of the Stock Option grant for 1,000,000 shares vested March 18, 2020, the one-year anniversary of the grant date, with the balance vesting monthly over 24 months thereafter. All options will be fully vested as of March 18, 2022, subject to continued service and the terms of the grant and the 2017 Stock Incentive Plan. 33% of the Stock Option grant for 400,000 shares will vest on March 8, 2022, the one-year anniversary of the grant date, with the balance vesting monthly over 24 months thereafter. All options will be fully vested as of March 8, 2024, subject to continued service and the terms of the grant and the 2017 Stock Incentive Plan. /s/ James A. Barnes, Attorney-in-Fact 2021-09-03