0000947871-18-000628.txt : 20180803 0000947871-18-000628.hdr.sgml : 20180803 20180803163354 ACCESSION NUMBER: 0000947871-18-000628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: A4 S.A. CENTRAL INDEX KEY: 0001709665 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38126 FILM NUMBER: 18992244 BUSINESS ADDRESS: STREET 1: 3 BOULEVARD ROYAL CITY: LUXEMBOURG STATE: N4 ZIP: L2449 BUSINESS PHONE: 352 27 380 801 MAIL ADDRESS: STREET 1: 3 BOULEVARD ROYAL CITY: LUXEMBOURG STATE: N4 ZIP: L2449 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drahi Patrick CENTRAL INDEX KEY: 0001709689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38126 FILM NUMBER: 18992245 MAIL ADDRESS: STREET 1: HAUS WHYMPER STREET 2: JJ SEILERWIESENSTRASSE CITY: ZERMATT STATE: V8 ZIP: 3920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Next Alt S.a.r.l. CENTRAL INDEX KEY: 0001709662 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38126 FILM NUMBER: 18992246 BUSINESS ADDRESS: STREET 1: 3 BOULEVARD ROYAL CITY: LUXEMBOURG STATE: N4 ZIP: L2449 BUSINESS PHONE: 352 27 380 801 MAIL ADDRESS: STREET 1: 3 BOULEVARD ROYAL CITY: LUXEMBOURG STATE: N4 ZIP: L2449 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Altice USA, Inc. CENTRAL INDEX KEY: 0001702780 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 383980194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 COURT SQUARE WEST CITY: LONG ISLAND CITY STATE: NY ZIP: 11101 BUSINESS PHONE: (516) 803-2300 MAIL ADDRESS: STREET 1: 1 COURT SQUARE WEST CITY: LONG ISLAND CITY STATE: NY ZIP: 11101 4 1 ownership.xml X0306 4 2018-08-01 0 0001702780 Altice USA, Inc. ATUS 0001709662 Next Alt S.a.r.l. 5, RUE EUGENE RUPPERT GRAND DUCHY OF LUXEMBOURG N4 L-2453 LUXEMBOURG 1 0 1 0 0001709689 Drahi Patrick 5, RUE EUGENE RUPPERT GRAND DUCHY OF LUXEMBOURG N4 L-2453 LUXEMBOURG 1 0 1 0 0001709665 A4 S.A. 5, RUE EUGENE RUPPERT GRAND DUCHY OF LUXEMBOURG N4 L-2453 LUXEMBOURG 1 0 0 0 Class A Common Stock 2018-08-01 4 C 0 156287 A 6094633 I CVC 3 B.V. Class A Common Stock 62369305 D Class A Common Stock 7526349 I UpperNext S.C.S.p Class A Common Stock 1000 I A4 S.A. Class A Unit 2018-08-01 4 C 0 156287 0 D Class A Common Stock 156287 34426251 I CVC 3 B.V. Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. /s/ David Connolly, Attorney-in-Fact for Next Alt. S.a r.l. 2018-08-03 /s/ David Connolly, Attorney-in-Fact for Patrick Drahi 2018-08-03 /s/ David Connolly, Attorney-in-Fact for A4 S.A. 2018-08-03