SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Zink Linda

(Last) (First) (Middle)
1225 17TH ST.
SUITE 1000

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2021
3. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer Quest
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,771(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Common Stock (2) 07/14/2027 Common Stock 67,422 $12 D
Options to Purchase Common Stock (3) 11/08/2028 Common Stock 10,136 $19.89 D
Options to Purchase Common Stock (4) 11/08/2029 Common Stock 6,138 $24.15 D
Options to Purchase Common Stock (5) 11/08/2030 Common Stock 9,361 $20.28 D
Explanation of Responses:
1. Includes 4,659 time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. Of the 4,659 RSUs, 1,326 RSUs vest in two equal annual installments on November 8, 2021 and November 8, 2022 and 3,333 RSUs vest in three substantially equal installments beginning on November 8, 2021, in each case subject to the reporting person's continuous service with the issuer as of each vesting date.
2. The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.
3. The stock options vest in three substantially equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.
4. The stock options vest in three substantially equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.
5. The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.
Remarks:
/s/ Timothy R. Kraft, as Attorney in Fact for Linda Zink 01/28/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.