8-K 1 a19-19181_58k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

Current Report

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 7, 2019

 


 

The Simply Good Foods Company

(Exact name of registrant as specified in its charter)

 

 

DELAWARE

 

001-38115

 

82-1038121

(State or other jurisdiction of
incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer
Identification Number)

 

1225 17th Street, Suite 1000
Denver, CO 80202
(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (303) 633-2840

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act

 

Title of each class

 

Trading symbol

 

Name of each exchange on which registered

Common Stock, par value $0.01 per share

 

SMPL

 

Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 


 

Item 2.02                                           Preliminary Results of Operations

 

On October 7, 2019, The Simply Good Foods Company issued a press release updating previously provided outlook for net sales and Adjusted EBITDA growth for the fifty-three weeks ended August 31, 2019. The press release is attached hereto as Exhibit 99.1

 

The information in this item, including Exhibit 99.1, is being furnished, not filed. Accordingly, the information in this item will not be incorporated by reference into any registration statement unless specifically identified therein as being incorporated by reference therein.

 

Item 9.01                                           Financial Statements and Exhibits

 

(d)                              Exhibits:

 

Exhibit
No.

 

Description

99.1

 

Press Release dated October 7, 2019

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE SIMPLY GOOD FOODS COMPANY

 

 

Date: October 7, 2019

By:

/s/ Todd E. Cunfer

 

Name:

Todd E. Cunfer

 

Title:

Chief Financial Officer

 

 

 

 

(Principal Financial Officer)

 

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