0001702510-20-000017.txt : 20200415 0001702510-20-000017.hdr.sgml : 20200415 20200415161256 ACCESSION NUMBER: 0001702510-20-000017 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG BDC II, Inc. CENTRAL INDEX KEY: 0001702510 IRS NUMBER: 815320146 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01248 FILM NUMBER: 20793837 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: FL 40 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-813-4508 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: FL 40 CITY: NEW YORK STATE: NY ZIP: 10022 8-K 1 bdc2_041520x8-k.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 13, 2020

TCG BDC II, INC.
(Exact Name of Registrant as Specified in Charter)

Maryland
 
No. 814-01248
 
81- 5320146
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 
520 Madison Avenue, 40th Floor
New York, New York
 
10022
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant’s telephone number, including area code: (212) 813-4900
N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class:
Trading Symbol(s)
Name of each exchange on which registered:
N/A
N/A
N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
x




Item 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain                     Officers; Compensatory Arrangements of Certain Officers.

On April 13, 2020, the Board of Directors (the “Board”) of TCG BDC II, Inc. appointed Mark Jenkins, 53, to the Board, effective April 17, 2020, as a Class II director. Mr. Jenkins will succeed to the vacancy on the Board created by the resignation of Eliot P.S. Merrill, a Managing Director at The Carlyle Group Inc. (“Carlyle”), effective upon Mr. Jenkins’ appointment to the Board. Mr. Jenkins is a Managing Director of Carlyle and Head of Carlyle Global Credit at Carlyle. Prior to joining Carlyle in 2016, Mr. Jenkins was a Senior Managing Director at Canada Pension Plan Investment Board (CPPIB) where he was responsible for leading CPPIB’s Global Private Investment Group with approximately CAD$56 billion of assets under management. He was Chair of the Credit Investment Committee, Chair of the Private Investments Committee and also managed the portfolio value creation group. While at CPPIB, Mr. Jenkins founded CPPIB Credit Investments, which is a multi-strategy platform making direct principal credit investments. He also led CPPIB’s acquisition and oversight of Antares Capital and the subsequent expansion in middle market direct lending. Prior to CPPIB, he was Managing Director, Co-Head of Leveraged Finance Origination and Execution for Barclays Capital in New York. Before Barclays, Mr. Jenkins worked for 11 years at Goldman Sachs & Co. in senior positions within the Fixed Income and Financing Groups in New York. He served on the boards of Wilton Re, Teine Energy, Antares Capital and Merchant Capital Solutions.
On April 13, 2020, Mr. Merrill informed the Board that he is resigning from the Board, effective upon Mr. Jenkins’ appointment to the Board.

 
  


 






SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                    
TCG BDC II, INC.
(Registrant)
 
 
By:
/s/ Thomas M. Hennigan
Name:
Thomas M. Hennigan
Title:
Chief Financial Officer

Date: April 15, 2020