8-A12B/A 1 tm2124604d1_8a12ba.htm FORM 8-A12B/A

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-A/A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

 

CARDIOL THERAPEUTICS INC.

(Exact name of registrant as specified in its charter)

 

 

 

Ontario   Not Applicable
(State or other jurisdiction of
incorporation or organization)
 

(I.R.S. Employer

Identification No.)

 

602-2265 Upper Middle Road East

Oakville, Ontario

Canada

  L6H 0G5
(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered 

 

Name of each exchange on which

each class is to be registered 

Class A Common Shares (no par value per share)   The Nasdaq Stock Market LLC

 

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), please check the following box.  ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: File No. 333-257764

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

EXPLANATORY NOTE

 

Cardiol Therapeutics Inc. (the “Registrant”) hereby amends the registration statement on Form 8-A (File No. 001-40712), filed by the Registrant with the U.S. Securities and Exchange Commission (the “Commission”) on August 4, 2021 to specify that the common shares to be registered are the Class A common shares of the Registrant. Except as described above, no other changes have been made to the Form 8-A.

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities to be registered consist of Class A common shares (“Common Shares”) of the Registrant. The description of the Registrant’s Common Shares under the sections captioned “Description of Common Shares” and “Certain Canadian Federal Income Tax Considerations” and “Certain U.S. Federal Income Tax Considerations” in the base shelf prospectus, which are included in the Registrant’s registration statement on Form F-10 (File No. 333-257764) (the “Registration Statement”) initially filed with the Securities and Exchange Commission on July 8, 2021, and as subsequently amended by any amendments to such Registration Statement, is incorporated herein by reference.

 

Item 2. Exhibits.

 

Under the “Instructions as to Exhibits” section of Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are to be registered on The Nasdaq Stock Market LLC and the securities to be registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  CARDIOL THERAPEUTICS INC.
  (Registrant)
     
     
  Date: August 9, 2021
     
  By: /s/ David Elsley
  Name: David Elsley
  Title: Chief Executive Officer