N-2/A 1 d360812dn2a.htm ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND AllianzGI Convertible & Income 2024 Target Term Fund

As filed with the Securities and Exchange Commission on June 21, 2017

1933 Act File No. 333-216945

1940 Act File No. 811-23241

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-2

(Check appropriate box or boxes)

    REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

    Pre-Effective Amendment No. 6

    Post-Effective Amendment No.

and

    REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

    Amendment No. 6

 

 

AllianzGI Convertible & Income 2024 Target Term Fund

(Exact Name of Registrant as Specified in Charter)

 

 

1633 Broadway

New York, New York 10019

(Address of Principal Executive Offices)

(Number, Street, City, State, Zip Code)

(888) 852-3922

(Registrant’s Telephone Number, including Area Code)

Thomas J. Fuccillo, Esq.

c/o Allianz Global Investors U.S. LLC

1633 Broadway

New York, New York 10019

(Name and Address (Number, Street, City, State, Zip Code) of Agent for Service)

 

 

Copies of Communications to:

David C. Sullivan, Esq.

Ropes & Gray LLP

Prudential Tower, 800 Boylston Street

Boston, Massachusetts 02199

Clifford R. Cone, Esq.

Jefferey D. LeMaster, Esq.

Clifford Chance US LLP

31 West 52nd Street

New York, New York 10019

 

 

Approximate Date of Proposed Public Offering:

As soon as practicable after the effective date of this Registration Statement.

If any securities being registered on this form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933, other than securities offered in connection with a dividend reinvestment plan, check the following box  ☐.

It is proposed that this filing will become effective (check appropriate box):

 

when declared effective pursuant to section 8(c).

CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933

 

 

 

Title of Securities

Being Registered

  Amount Being
Registered(1)
 

Proposed

Maximum

Offering Price

Per Unit(1)

 

Proposed

Maximum
Aggregate

Offering Price(1)

 

Amount of

Registration Fee(2)

Common Shares, par value $.00001

 

 

  100,000 Shares   $10.00   $1,000,000   $115.90

 

 

(1) Estimated solely for purposes of calculating the registration fee.
(2) A registration fee of $115.90 was previously paid in connection with the initial filing on March 24, 2017.

 

 

The registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment that specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until this Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 

 

 

EXPLANATORY NOTE

The purpose of this Pre-Effective Amendment No. 6 to the Registration Statement on Form N-2 is solely to file certain exhibits to the Registration Statement as set forth in Item 25(2) of Part C. Part A and Part B of the Registration Statement are incorporated herein by reference to Part A and Part B of Pre-Effective Amendment No. 5 to the Registration Statement on Form N-2 filed by the Registrant with the Securities and Exchange Commission on May 25, 2017.


PART C—OTHER INFORMATION

 

Item 25: Financial Statements and Exhibits

 

1. Financial Statements:

The Registrant has not conducted any business as of the date of this filing, other than in connection with its organization. Financial Statements indicating that the Registrant has met the net worth requirements of Section 14(a) of the Investment Company Act of 1940 (“1940 Act”) are included in the Statement of Additional Information.

 

2. Exhibits:

 

a.    Amended and Restated Agreement and Declaration of Trust dated May 17, 2017—filed herewith.
b.    Amended and Restated Bylaws of Registrant dated May 17, 2017—filed herewith.
c.    None.
d.1    Article III (Shares) and Article V (Shareholders’ Voting Powers and Meetings) of the Agreement and Declaration of Trust.(1)
d.2    Article 10 (Shareholders’ Voting Powers and Meetings) of the Bylaws of Registrant.(1)
d.3    Form of Share Certificate of the Common Shares—filed herewith.
e.    Terms and Conditions of Dividend Reinvestment Plan—filed herewith.
f.    None.
g.    Investment Management Agreement between Registrant and Allianz Global Investors U.S. LLC—filed herewith.
h.1    Form of Underwriting Agreement.(3)
h.2    Form of Master Selected Dealer Agreement.(3)
h.3    Form of Master Agreement Among Underwriters.(3)
h.4    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Wells Fargo Securities, LLC.(3)
h.5    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Merrill, Lynch, Pierce, Fenner & Smith, Incorporated—To be filed by amendment.
h.6    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Morgan Stanley & Co. LLC—To be filed by amendment.
h.7    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and UBS Securities LLC—filed herewith.
h.8    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Stifel, Nicolaus & Company, Incorporated—filed herewith.
h.9    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and RBC Capital Markets, LLC—filed herewith.
h.10    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and BB&T Capital Markets, a division of BB&T Securities, LLC—filed herewith.
h.11    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Ameriprise Financial Services, Inc.—filed herewith.
h.12    Form of Sales Incentive Fee Agreement between Allianz Global Investors U.S. LLC and Qualifying Underwriters—filed herewith.
i.    None.
j.1    Custodian Agreement between Allianz Global Investors U.S. LLC Sponsored Closed-End Funds and State Street Bank & Trust Company—filed herewith.
j.2    Form of Letter Agreement Adding Registrant to Custodian Agreement—filed herewith.
k.1    Transfer Agency Services Agreement between Allianz Global Investors U.S. LLC Sponsored Closed-End Funds and American Stock Transfer & Trust Company, LLC—filed herewith.
k.2    Letter Agreement to Transfer Agency Services Agreement Adding Registrant—filed herewith.
k.3    Organizational and Offering Expenses Reimbursement Agreement between Registrant and Allianz Global Investors U.S. LLC—filed herewith.
l.    Opinion and consent of Ropes & Gray LLP—To be filed by amendment.
m.    None.


n.    Consent of Registrant’s independent registered public accounting firm—filed herewith.
o.    None.
p.    Subscription Agreement—filed herewith.
q.    None.
r.1    Code of Ethics of Registrant—filed herewith.
r.2    Code of Ethics of Allianz Global Investors U.S. LLC—filed herewith.
r.3    Code of Ethics Pursuant to Section 406 of the Sarbanes-Oxley Act of 2002 for Principal Executive and Senior Financial Officers—filed herewith.
s.    Powers of Attorney. for Deborah A. DeCotis, F. Ford Drummond, Bradford K. Gallagher, James A. Jacobson, Hans W. Kertess, James S. MacLeod, William B. Ogden, IV, Alan Rappaport, Davey S. Scoon, A. Douglas Eu, Barbara R. Claussen, Thomas J. Fuccillo and Lawrence G. Altadonna.(2)

 

(1) Incorporated by reference to Registrant’s Initial Registration Statement on Form N-2 relating to its Common Shares of beneficial interest, File Nos. 333-216945 and 811-23241 (filed March 24, 2017).
(2) Incorporated by reference to Pre-Effective Amendment no. 2 to Registrant’s Registration Statement, File Nos. 333-216945 and 811-23241 (filed May 19, 2017).
(3) Incorporated by reference to Pre-Effective Amendment no. 3 to Registrant’s Registration Statement, File Nos. 333-216945 and 811-23241 (filed May 22, 2017).

 

Item 26: Marketing Arrangements

To be provided by amendment.

 

Item 27: Other Expenses of Issuance and Distribution

 

Securities and Exchange Commission Fees

   $ 28,975  

Financial Industry Regulatory Authority, Inc. Fees

     38,000  

Printing and Postage Expenses

     635,000  

Legal Fees

     775,000  

New York Stock Exchange Fees

     40,000  

Underwriter Reimbursement

     20,000  

Marketing Expenses

     30,000  

Miscellaneous Expenses

     3,025  
  

 

 

 

Total

   $ 1,570,000  

 

Item 28: Persons Controlled by or under Common Control with Registrant

Not applicable.


Item 29: Number of Holders of Securities

At May 18, 2017:

 

Title of Class

  

Number of Record Holders

Common Shares, par value $0.00001

   1

 

Item 30: Indemnification

Reference is made to Article VIII, Sections 1 through 4, of the Registrant’s Agreement and Declaration of Trust, which is incorporated by reference herein.

Insofar as indemnification for liabilities arising under the Securities Act of 1933, as amended (the “1933 Act”), may be permitted to trustees, officers and controlling persons of the Registrant by the Registrant pursuant to the Trust’s Agreement and Declaration of Trust, its Bylaws or otherwise, the Registrant is aware that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the 1933 Act and, therefore, is unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by trustees, officers or controlling persons of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustees, officers or controlling persons in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue.


Item 31. Business and Other Connections of the Trust’s Investment Adviser

Allianz Global Investors U.S. LLC

1633 Broadway

New York, NY 10019

 

Name

  

Position with Adviser

  

Other Affiliations

Erin Bengtson-Olivieri    Managing Director, Chief Financial Officer    Managing Director of Allianz Global Investors Distributors LLC, Managing Director and Chief Financial Officer of Allianz Global Investors U.S. Holdings LLC, and Managing Director and Chief Financial Officer of NFJ Investment Group LLC.
Steven J. Berexa    Managing Director    None.
Peter Bonanno    Managing Director, Chief Legal Officer, Secretary    Managing Director of Allianz Global Investors Distributors LLC, Managing Director, General Counsel, and Secretary of Allianz Global Investors U.S. Holdings LLC, and Managing Director, Chief Legal Officer and Secretary of NFJ Investment Group LLC.
Stephen G. Bond-Nelson    Managing Director    None.
Giorgio Carlino    Managing Director    Chief Investment Officer Multi-Asset of Allianz Global Investors U.S. Holdings LLC.
Huachen Chen    Managing Director    None.
Christopher Cieri    Managing Director    Managing Director, US Head of Technology of Allianz Global Investors Distributors LLC and Allianz Global Investors U.S. Holdings LLC.
Barbara R. Claussen    Managing Director    Managing Director, Chief Operating Officer of Allianz Global Investors U.S. Holdings LLC and Managing Director, Chief Administrative Officer of NFJ Investment Group LLC.

Dean T. Criares

   Managing Director    None.

Charles Dudley

   Managing Director    None.

Raphael L. Edelman

   Managing Director    None
Jennifer Evanko    Managing Director    None.
Douglas G. Forsyth    Managing Director, CIO    Managing Director, Chief Investment Officer Fixed Income US of Allianz Global Investors U.S. Holdings LLC.
Donald G. Gervais Jr.    Managing Director    None.

Lawrence A. Halliday

   Managing Director    None.

Karen D. Hiatt

   Managing Director    None
Joanne L. Howard    Managing Director    None.
Justin Kass    Managing Director    None.
Nick Loglisci Jr.    Managing Director    None.
Jill Lohrfink    Managing Director    Managing Director, Head of Institutional—North America of Allianz Global Investors U.S. Holdings LLC.
Robert Marren    Managing Director    None.
Gary P. McAnly    Managing Director    None.
Melody McDonald    Managing Director    None.
David Owen    Managing Director    Managing Director, Global & Regulatory Counsel of Allianz Global Investors U.S. Holdings LLC and Managing Director of NFJ Investment Group LLC.


Christian W. Pachtner    Managing Director    None.
Jeffrey D. Parker    Managing Director, CIO    Managing Director, Deputy Chief Investment Officer Equity US and US Director of Research of Allianz Global Investors U.S. Holdings LLC.
Walter C. Price Jr.    Managing Director    None.
Joseph S. Quirk    Managing Director    Managing Director and Chief Operating Officer of Allianz Global Investors Distributors LLC, and Managing Director of Allianz Global Investors U.S. Holdings LLC.
Steven J. Ricci    Managing Director    Managing Director of Allianz Global Investors Distributors LLC, and Managing Director of Allianz Global Investors U.S. Holdings LLC.
Joe A. Rodela    Managing Director    None.
Herold Rohweder    Managing Director, Global Chief Investment Officer Multi-Asset    Member—Global Executive Committee.
Thomas M. Scerbo    Managing Director    None.
Jeffrey N. Sheran    Managing Director    None.
William L. Stickney    Managing Director    None.
Trevor L. Taylor    Managing Director    None.
Gregoire P. Tournant    Managing Director    None.
Michael E. Yee    Managing Director    None.

Thomas J. Zimmerer

   Managing Director    None

Michael J. Zupon

   Managing Director    None.
Deborah Zurkow    Managing Director    Member—Global Executive Committee.
Tony Burg    Senior Vice President and Treasurer    Senior Vice President and Treasurer of Allianz Asset Management of America LLC, Allianz Asset Management of America L.P., Allianz Asset Management of America Holdings Inc., Allianz Global Investors Distributors LLC, Allianz Global Investors U.S. Holdings LLC, NFJ Investment Group LLC and Allianz Asset Management U.S. Holding II LLC.
James T. Funaro    Senior Vice President – Tax Matters    Senior Vice President of Allianz Asset Management of America L.P. and Allianz Asset Management of America Holdings Inc.; Senior Vice President — Tax Matters of Allianz Asset Management of America LLC, Allianz Global Investors Distributors LLC, Allianz Global Investors U.S. Holdings LLC, and NFJ Investment Group LLC.
Bryan Agbabian    Director    None.
Lawrence G. Altadonna    Director    None.
Stephane Amara    Director    None.
Anders Amundson    Director    None.
Kenley Matthew Axline    Director    None.
Thomas E. Bancroft    Director    None.
Jonathan J. Berusch    Director    None.
Blake H. Burdine    Director    None.
Michele R. Cameron    Director    None.
Jorge M. Camina de Santiago    Director    None
John S. Carnaroli    Director    None.
Francis T. Carrington    Director    None.
James Chen    Director    None.


John T. Corbett    Director    None.
Raymon Cunha    Director    None.
Joel V. Damon    Director    None.
Michael G. Dauchot    Director    None.
Paul David    Director    None.
Stuart P. David    Director    None.
Christopher A. Davis    Director    None.
Ryan P. Donovan    Director    None.
James H. Dudnick    Director    None.
Terence J. Duggan    Director    None.
Lynn Dummett    Director    Director, Senior Counsel, Litigation & Records of Allianz Global Investors Distributors LLC, and Director of Allianz Global Investors U.S. Holdings LLC.
Orhan Dzemaili    Director    None.
Ralph Eley    Director    None.
Harrison Epstein    Director    None.
Claus Fintzen    Director    None.
David A. Foster    Director    None.
Franḉois-Yves Gandeul    Director    None.
Frank Garofalo    Director    Director, US Head IT Operations of Allianz Global Investors U.S. Holdings LLC.
John M. Giangiorgi    Director    None.
Steven Gish    Director    None.
Bruce Goodman    Director    Director, Senior H.R. Business Partner of Allianz Global Investors Distributors LLC and Allianz Global Investors U.S. Holdings LLC.
Kris D. Grimm    Director    None.
Nina Gupta    Director    None.
Kirk Hardiman    Director    None.
Thomas L. Harter    Director, Deputy Chief Compliance Officer    Director, Fund Chief Compliance Officer of Allianz Global Investors U.S. Holdings LLC
Michael Heldmann    Director    None.
David W. Hood    Director    Director, Institutional Operations of Allianz Global Investors U.S. Holdings LLC.
Brian Ingram    Director    None.
Rajen Jadav    Director    None.
Adrian Jones    Director    None.
Stephen Jue    Director    None.
Steven Klopukh    Director    None.
Paul Koo    Director, Chief Compliance Officer    Director, Interim Head of U.S. Compliance of Allianz Global Investors U.S. Holdings LLC, and Chief Compliance Officer of NFJ Investment Group LLC.
Kristine A. Larson    Director    None.
Richard F. Lee    Director    None.
Peter T. Lelek    Director    None.
Frits Lieuw-kie-song    Director    None.
William S. Lutkins    Director    None.
Robert Lutz    Director    None.
Stephen W. Lyford    Director    None.


John E. Makowske    Director    None.
Rahul Malhotra    Director    None.
Steven R. Malin    Director    None.
Claudio Marsala    Director    None.
Timothy M. McCarthy    Director    None.
Christian McCormick    Director    None.
Amanda Montgomery    Director    None.
David J. Oberto    Director    None.
Robert Patterson    Director    None.
Paul Pietranico    Director    None.
David Pinto    Director    None.
Scott J. Powell    Director    None.
Kelly A. Reuba    Director    None.
Mark P. Roemer    Director    None.
Angela Ruane    Director    None.
Chris Schmidt    Director    None.
John Schroer    Director    None.
Joseph Scull    Director    Director, Sr. Regulatory Documents & Vendor Management Manager of Allianz Global Investors Distributors LLC and Allianz Global Investors U.S. Holdings LLC.
Michael A. Seidenberg    Director    None.
David N. Smithwick    Director    None.
Jeffrey A. Stabler    Director    None.
Michael Z. Stamos    Director    None.
Paul Strand    Director    None.
Danny M. Su    Director    None.
Peter A. Sullivan    Director    None.
Sebastian Thomas    Director    None.
John S. Thompson III    Director    None.
Christian Tropp    Director    None.
Brian J. Urey    Director    None.
Jamie S. Walker    Director    None.
Jie Wei    Director    None.
Hans-Juergen Weidenbacher    Director    None.
Scott Whisten    Director    None.
John A. Wolfenbarger    Director    None.
Lu Yu    Director    None.
Jing Zhou    Director    None.
Christine U. Bacon    Vice President    Vice President of Allianz Global Investors Distributors LLC and Allianz Global Investors U.S. Holdings LLC.
Milica N. Basta    Vice President    None.
Heather Bergman    Vice President    None.
James E. Bragg    Vice President    None.
Jeff B. Bustos    Vice President    None.
Polai Chan-Lee    Vice President    None.
Ryan Chin    Vice President    None.


Richard Cochran    Vice President    None.
John J. Coyle    Vice President    None.
Geert E.R. Dhont    Vice President    None.
Daniel J. Delaney    Vice President    None.
Amy Deming    Vice President, Deputy Chief Compliance Officer    Director, Deputy Chief Compliance Officer of Allianz Global Investors U.S. Holdings LLC.
John F. Donnelly    Vice President    None.
Orlee Freind    Vice President    None.
Vincent P. Fung    Vice President    None.
Scott R. Greenstein    Vice President    None.
Lauren Beth Harman    Vice President    None.
Steve Howell    Vice President    None.
Valentin L. Ivanov    Vice President    None.
Panu Kalayasilpin    Vice President    None.
Corey J. Kilcourse    Vice President    None.
Diana Leung    Vice President    None.
Nicholas S. Leventis    Vice President    None.
Fox (Hui) Ling    Vice President    None.
Michelle A. Marken    Vice President    None.
DeAnna Martes    Vice President    None.
Catherine McCarthy    Vice President    None.
Greg A. Meier    Vice President    None.
Michael W. Memory    Vice President    None.
Brandon W. Michael    Vice President    None.
Kimberlee Millar    Vice President    None.
Timothy J. Murphy    Vice President    None.
Heather Podlich Nesbitt    Vice President    None.
Chris C. Park    Vice President    None.
Adam C. Peterson    Vice President    None.
Mark Phanitsiri    Vice President    None.
Michael J. Purcell    Vice President    None.
Rohit Ramesh    Vice President    None.
Michael Rothstein    Vice President    None.
Amreet L. Saini    Vice President    None.
Michael P. Schierhold    Vice President    None.
Courtney C. Sheldon    Vice President    None.
Megan L. Silva    Vice President    None.
Philip R. Simon    Vice President    None.
Deborah D. Strek    Vice President    None.
Aline Sun    Vice President    None.
Steven Tael    Vice President    None.
Kofi K. Tweneboa-Kodua    Vice President    None.
Alejandro Velasco    Vice President    None.
Huy Thanh Vo    Vice President    None.
Sophie Wang    Vice President    None.
Joanna H. Willars    Vice President    None.
Robin K. Wittenberg    Vice President    None.


Shibin Xie    Vice President    None.
John Alcala    Assistant Vice President, Equity Trader    Assistant Vice President, Equity Trader of NFJ Investment Group LLC.
Maren P. Armour    Assistant Vice President    None.
Alistair Bates    Assistant Vice President    None.
Kuang-Ting Chen    Assistant Vice President    None.
Abigail Collins    Assistant Vice President    None.
Moritz Dufner    Assistant Vice President    None.
Neal Fitzgerald    Assistant Vice President    None.
Alicia Frazier    Assistant Vice President, Senior Equity Trader    Assistant Vice President, Senior Equity Trader of NFJ Investment Group LLC
Rod Greene    Assistant Vice President    None.
Brandon Gueno    Assistant Vice President    None.
Julianna Guzman    Assistant Vice President    None.
Christopher Jackson    Assistant Vice President    None.
Matthew E. John    Assistant Vice President    None.
Courtney B. Kulcak    Assistant Vice President    None.
Maria Levine    Assistant Vice President    None.
Rachel Li    Assistant Vice President    None.
Fabian T. Lutzenberger    Assistant Vice President    None.
Ahmed Maqsood    Assistant Vice President    None.
Joseph Marnane    Assistant Vice President    None.
Stephen K. McDonald    Assistant Vice President    None.
Jennifer L. Mendoza    Assistant Vice President    None.
Robert Nguyen    Assistant Vice President    None.
Daisy Ramraj-Singh    Assistant Vice President    None.
Nicole Larrabee Rodrigues    Assistant Vice President    None.
Tasha Royal    Assistant Vice President    None.
Michele Rumfola    Assistant Vice President    None.
Alexandra Russo    Assistant Vice President    None.
Laura M. Schnee    Assistant Vice President    None.
Margarita Shalamova    Assistant Vice President    None.
Russell M. Simon    Assistant Vice President    None.
Clint H. Simpson    Assistant Vice President    None.
Heather Sprung    Assistant Vice President    None.
Ethan J. Turner    Assistant Vice President    None.
Vicki Van Ausdall    Assistant Vice President    None.
Leya Vishnevsky    Assistant Vice President    None.
Yu Wang    Assistant Vice President    None.


Brian A. Williams    Assistant Vice President    None.
Che-Lees Wilson-Batson    Assistant Vice President    None.
Hiedi Woods    Assistant Vice President    None.
Olga Yakubov    Assistant Vice President    None.
Kellie E. Davidson    Assistant Secretary    Secretary of Allianz Asset Management of America LLC and Allianz Asset Management of America L.P., Assistant Secretary of Allianz Asset Management of America Holdings Inc., Allianz Global Investors Distributors LLC, Allianz Asset Management U.S. Holding II LLC, Allianz Global Investors U.S. Holdings LLC and NFJ Investment Group LLC.
Tucker Fitzpatrick    Assistant Secretary    Senior Vice President, General Counsel and Secretary of Allianz Asset Management of America Holdings, Inc., Allianz Asset Management U.S. Holding II LLC, Senior Vice President and General Counsel of Allianz Asset Management of America L.P., Assistant Secretary of Allianz Global Investors Distributors LLC, Allianz Global Investors U.S. Holdings LLC and NFJ Investment Group LLC.
Courtney Porter    Equity Trading Administrator    Equity Trading Administrator of NFJ Investment Group LLC
Anthony Cox    Equity Trading Administrator    Equity Trading Administrator of NFJ Investment Group LLC

 

Item 32: Location of Accounts and Records

The account books and other documents required to be maintained by the Registrant pursuant to Section 31(a) of the 1940 Act and the rules thereunder will be maintained at the offices of Allianz Global Investors U.S. LLC, 1633 Broadway, New York, New York 10019 or the Registrant’s custodian, State Street Bank & Trust Co., 801 Pennsylvania Avenue, Kansas City, MO 64105.

 

Item 33: Management Services

Not applicable.


Item 34: Undertakings

1.        Registrant undertakes to suspend the offering of its Common Shares until it amends the prospectus filed herewith if (1) subsequent to the effective date of its registration statement, the net asset value declines more than 10 percent from its net asset value as of the effective date of the registration statement, or (2) the net asset value increases to an amount greater than its net proceeds as stated in the prospectus.

2.        Not applicable.

3.        Not applicable.

4.        Not applicable.

5.        The Registrant undertakes that:

a.        For purposes of determining any liability under the 1933 Act, the information omitted from the form of prospectus filed as part of this registration statement in reliance upon Rule 430A and contained in the form of prospectus filed by the Registrant under Rule 497(h) under the 1933 Act shall be deemed to be part of this registration statement as of the time it was declared effective; and

b.        For the purpose of determining any liability under the 1933 Act, each post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering thereof.

6.        The Registrant undertakes to send by first class mail or other means designed to ensure equally prompt delivery, within two business days of receipt of a written or oral request, any Statement of Additional Information.

NOTICE

A copy of the Agreement and Declaration of Trust of AllianzGI Convertible & Income 2024 Target Term Fund (the “Fund”) is on file with the Secretary of The Commonwealth of Massachusetts and notice is hereby given that this instrument is executed on behalf of the Fund by any officer of the Fund as an officer and not individually and that the obligations of or arising out of this instrument are not binding upon any of the Trustees of the Fund or shareholders of the Fund individually, but are binding only upon the assets and property of the Fund.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940, the Registrant has duly caused this pre-effective amendment no. 6 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and the State of New York on June 21, 2017.

 

ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
By:  

/s/ Thomas J. Fuccillo

Name:   Thomas J. Fuccillo
Title:   President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this pre-effective amendment no. 6 to its Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature    Title    Date

/s/ Thomas J. Fuccillo

Thomas J. Fuccillo

   President and Chief Executive Officer    June 21, 2017

Lawrence G. Altadonna*

Lawrence G. Altadonna

   Treasurer and Principal Financial and Accounting Officer   

Barbara R. Claussen*

   Trustee   
Barbara R. Claussen      

Deborah A. DeCotis*

Deborah A. DeCotis

   Trustee   

F. Ford Drummond*

F. Ford Drummond

   Trustee   

A. Douglas Eu*

A. Douglas Eu

   Trustee   

Bradford K. Gallagher*

Bradford K. Gallagher

   Trustee   

James A. Jacobson*

James A. Jacobson

   Trustee   

Hans W. Kertess*

Hans W. Kertess

   Trustee   

James S. MacLeod*

James S. MacLeod

   Trustee   

William B. Ogden, IV*

William B. Ogden, IV

   Trustee   

Davey S. Scoon*

Davey S. Scoon

   Trustee   

Alan Rappaport*

Alan Rappaport

   Trustee   

 

*By:  

/s/ Thomas J. Fuccillo

  Thomas J. Fuccillo
 

Attorney-In-Fact and Agent for the Individuals Noted Above

Date: June 21, 2017


INDEX TO EXHIBITS

 

Exhibit    Exhibit Name
a.    Amended and Restated Agreement and Declaration of Trust dated May 17, 2017.
b.    Amended and Restated Bylaws of Registrant dated May 17, 2017.
d.3   

Form of Share Certificate of the Common Shares.

e.    Terms and Conditions of Dividend Reinvestment Plan.
g.    Investment Management Agreement between Registrant and Allianz Global Investors U.S. LLC.
h.7    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and UBS Securities LLC.
h.8    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Stifel, Nicolaus & Company, Incorporated.
h.9    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and RBC Capital Markets, LLC.
h.10    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and BB&T Capital Markets, a division of BB&T Securities, LLC.
h.11    Form of Structuring Fee Agreement between Allianz Global Investors U.S. LLC and Ameriprise Financial Services, Inc..
h.12    Form of Sales Incentive Fee Agreement between Allianz Global Investors U.S. LLC and Qualifying Underwriters.
j.1    Custodian Agreement between Allianz Global Investors U.S. LLC Sponsored Closed-End Funds and State Street Bank & Trust Company.
j.2    Form of Letter Agreement Adding Registrant to Custodian Agreement.
k.1   

Transfer Agency Services Agreement between Allianz Global Investors U.S. LLC Sponsored Closed-End Funds and American Stock Transfer & Trust Company, LLC.

k.2   

Letter Agreement to Transfer Agency Services Agreement Adding Registrant.

k.3    Organizational and Offering Expenses Reimbursement Agreement between Registrant and Allianz Global Investors U.S. LLC.
n.    Consent of Registrant’s independent registered public accounting firm
p.    Subscription Agreement.
r.1    Code of Ethics of Registrant.
r.2    Code of Ethics of Allianz Global Investors U.S. LLC.
r.3    Code of Ethics Pursuant to Section 406 of the Sarbanes-Oxley Act of 2002 for Principal Executive and Senior Financial Officers.