0000899243-20-022908.txt : 20200819
0000899243-20-022908.hdr.sgml : 20200819
20200819144043
ACCESSION NUMBER: 0000899243-20-022908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200817
FILED AS OF DATE: 20200819
DATE AS OF CHANGE: 20200819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scapa James Ralph
CENTRAL INDEX KEY: 0001720314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38263
FILM NUMBER: 201116733
MAIL ADDRESS:
STREET 1: 1820 E BIG BEAVER RD
CITY: TROY
STATE: MI
ZIP: 48083
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Altair Engineering Inc.
CENTRAL INDEX KEY: 0001701732
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 382591828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1820 E. BIG BEAVER ROAD
CITY: TROY
STATE: MI
ZIP: 48083
BUSINESS PHONE: 248-614-2400
MAIL ADDRESS:
STREET 1: 1820 E. BIG BEAVER ROAD
CITY: TROY
STATE: MI
ZIP: 48083
FORMER COMPANY:
FORMER CONFORMED NAME: Altair Engineering Ing.
DATE OF NAME CHANGE: 20170322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-17
0
0001701732
Altair Engineering Inc.
ALTR
0001720314
Scapa James Ralph
C/O ALTAIR ENGINEERING INC.
1820 E. BIG BEAVER ROAD
TROY
MI
48083
1
1
1
0
Chief Executive Officer
Class A Common Stock
2020-08-17
4
C
0
16326
0.00
A
16326
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class A Common Stock
2020-08-17
4
S
0
16225
40.433
D
101
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class A Common Stock
2020-08-17
4
S
0
101
40.835
D
0
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class A Common Stock
2020-08-17
4
C
0
9049
0.00
A
9049
I
By JRS Investments LLC
Class A Common Stock
2020-08-17
4
S
0
9049
40.434
D
0
I
By JRS Investments LLC
Class A Common Stock
2020-08-18
4
C
0
23674
0.00
A
23674
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class A Common Stock
2020-08-18
4
S
0
13848
40.909
D
9826
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class A Common Stock
2020-08-18
4
S
0
9826
41.52
D
0
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class A Common Stock
2020-08-18
4
C
0
10951
0.00
A
10951
I
By JRS Investments LLC
Class A Common Stock
2020-08-18
4
S
0
8560
40.939
D
2391
I
By JRS Investments LLC
Class A Common Stock
2020-08-18
4
S
0
2391
41.506
D
0
I
By JRS Investments LLC
Class A Common Stock
47636
D
Class B Common Stock
0.00
2020-08-17
4
C
0
16326
0.00
D
Class A Common Stock
16326
11059670
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class B Common Stock
0.00
2020-08-17
4
C
0
9049
0.00
D
Class A Common Stock
9049
7224955
I
By JRS Investments LLC
Class B Common Stock
0.00
2020-08-18
4
C
0
23674
0.00
D
Class A Common Stock
23674
11035996
I
By James R. Scapa Declaration of Trust dated March 5, 1987
Class B Common Stock
0.00
2020-08-18
4
C
0
10951
0.00
D
Class A Common Stock
10951
7214004
I
By JRS Investments LLC
Reporting person serves as Trustee. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The sale of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1 of the Exchange Act, previously entered into on June 15, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.81 to $40.81 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $40.84 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Reporting person serves as Manager. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.17 to $40.85 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.315 to $41.41 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.34 to $41.765 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.33 to $41.30 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.36 to $41.77 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Includes 41,000 Class A Common Stock restricted stock units that are unvested.
Each share of Class B common stock is immediately convertible, at the option of the shareholder, into one share of Class A common stock and shall automatically convert into Class A common stock upon the occurrence of certain events. Please see Altair Engineering Inc. Registration Statement filed with the Securities and Exchange Commission on Form S-1 (File No. 333-225412) for a description of the conversion rights.
/s/ Raoul Maitra, attorney-in-fact for James R. Scapa
2020-08-19