N-6F 1 a17-9846_1n6f.htm N-6F

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM N-6F

 


 

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65
OF THE INVESTMENT COMPANY ACT OF 1940

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, as amended (the “Act”) and in connection with such notice submits the following information:

 

Name:

Flat Rock Capital Corp.

 

 

Address of Principal Business Office:

1350 Avenue of the Americas, 18th Floor

New York, NY 10019

 

 

Telephone Number:

(212) 596-3413

 

 

Name and Address of Agent for Service of Process:

Robert K. Grunewald

President and Chief Executive Officer

1350 Avenue of the Americas, 18th Floor

New York, NY 10019

 

The undersigned company hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to Sections 55 through 65 of the Act within ninety days of this filing.  The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.

 

 

 



 

SIGNATURE

 

Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the City of New York and the State of New York on this 24th day of March, 2017.

 

 

 

 

Flat Rock Capital Corp.

 

 

 

 

By:

/s/ Robert K. Grunewald

 

Name:

Robert K. Grunewald

 

Title:

President and Chief Executive Officer

 

 

 

 

Attest:

/s/ Richard A. Petrocelli

 

Name:

Richard A. Petrocelli

 

Title:

Chief Financial Officer