0001628280-24-008993.txt : 20240305 0001628280-24-008993.hdr.sgml : 20240305 20240305170235 ACCESSION NUMBER: 0001628280-24-008993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin Jonathan Reisin CENTRAL INDEX KEY: 0001701471 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39716 FILM NUMBER: 24721992 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCM Grosvenor Inc. CENTRAL INDEX KEY: 0001819796 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wk-form4_1709676117.xml FORM 4 X0508 4 2024-03-01 0 0001819796 GCM Grosvenor Inc. GCMG 0001701471 Levin Jonathan Reisin C/O GCM GROSVENOR INC. 900 NORTH MICHIGAN AVENUE, SUITE 1100 CHICAGO IL 60611 1 1 0 0 President 0 Class A Common Stock 2024-03-01 4 M 0 9166.66 A 421746 D Restricted Stock Units 2024-03-01 4 M 0 9166.66 0 D Class A Common Stock 9166.66 0 D Restricted Stock Units 2024-03-01 4 A 0 154545 0 A Class A Common Stock 154545 154545 D Restricted Stock Units 2024-03-01 4 A 0 72727 0 A Class A Common Stock 72727 72727 D Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs vested on March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in full on August 15, 2024, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in three equal installments on May 31, 2025, May 31, 2026 and May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. /s/ Burke Montgomery, Attorney-in-Fact 2024-03-05