X0306
4
2017-10-31
0
0001660134
Okta, Inc.
OKTA
0001700628
Runyan Jonathan T
C/O OKTA, INC.
301 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
General Counsel and Secretary
Class A Common Stock
2017-10-31
4
C
0
19366
0.00
A
19366
D
Class A Common Stock
2017-10-31
4
S
0
11270
29.00
D
8066
D
Class A Common Stock
2017-10-31
4
S
0
8066
29.00
D
0
D
Class A Common Stock
2017-11-01
4
C
0
45060
0.00
A
45060
D
Class A Common Stock
2017-11-01
4
S
0
1042
29.00
D
44018
D
Class A Common Stock
2017-11-01
4
S
0
2084
29.00
D
41934
D
Class A Common Stock
2017-11-01
4
S
0
41934
29.00
D
0
D
Employee Stock Option (Right to Buy)
8.62
2017-10-31
4
M
0
11270
0.00
D
2026-02-24
Class B Common Stock
11270
69934
D
Class B Common Stock
2017-10-31
4
M
0
11270
0.00
A
Class A Common Stock
11270
11270
D
Employee Stock Option (Right to Buy)
8.97
2017-10-31
4
M
0
8066
0.00
D
2026-07-29
Class B Common Stock
8066
241934
D
Class B Common Stock
2017-10-31
4
M
0
8066
0.00
A
Class A Common Stock
19336
19336
D
Class B Common Stock
2017-10-31
4
C
0
19336
0.00
D
Class A Common Stock
19336
0
D
Employee Stock Option (Right to Buy)
7.17
2017-11-01
4
M
0
1042
0.00
D
2025-08-27
Class B Common Stock
1042
21875
D
Class B Common Stock
2017-11-01
4
M
0
1042
0.00
A
Class A Common Stock
1042
1042
D
Employee Stock Option (Right to Buy)
8.62
2017-11-01
4
M
0
2084
0.00
D
2026-02-24
Class B Common Stock
2084
67850
D
Class B Common Stock
2017-11-01
4
M
0
2084
0.00
A
Class A Common Stock
3126
3126
D
Employee Stock Option (Right to Buy)
8.97
2017-11-01
4
M
0
41934
0.00
D
2026-07-29
Class B Common Stock
41934
200000
D
Class B Common Stock
2017-11-01
4
M
0
41934
0.00
A
Class A Common Stock
45060
45060
D
Class B Common Stock
2017-11-01
4
C
0
45060
0.00
D
Class A Common Stock
45060
0
D
Employee Stock Option (Right to Buy)
3.11
2025-01-21
Class B Common Stock
172814
172814
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
2017-11-02